Lance Piccolo is listed as a director on 2 SEC Form D filings by 1 issuer between Oct 2012 and Jul 2013: Concerto Healthcare, Inc. (Irvine, CA — other health care — 2012–2013; $15.4M reported sold to 18 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Barbara Lubash (2 shared filings), Bruce Fried (2 shared filings), Corey Mulloy (2 shared filings), Edward Wristen (2 shared filings), Greg Weinhoff (2 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lance. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Lance Piccolo and found 5 differences, 1 worth asking the sponsor about: Lance Piccolo is no longer listed on the Jan 10, 2014 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.