Kristine Eppes is listed as an executive officer on 13 SEC Form D filings by 8 issuers between May 2010 and Sep 2019. Largest by amount reported sold: Heights Merchandise, LLC (Houston, TX — pooled investment fund — 2015–2016; $1.41B reported sold to 599 investors), Allen Perpetual Care, LLC (Houston, TX — pooled investment fund — 2015–2016; $1.18B reported sold to 539 investors), Clearview Preneed, LLC (Houston, TX — pooled investment fund — 2015–2016; $902.1M reported sold to 597 investors), Trident Preneed, L.L.C. (Houston, TX — pooled investment fund — 2019; $400M reported sold to 1 investors), NOLA Total Return Perpetual Care, LLC (Las Vegas, NV — pooled investment fund — 2017; $360M reported sold to 121 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer, over about 9 years. Across those companies the filings report $4.47B sold in total.
Listed alongside ClearPoint Federal Bank & Trust, Trustee (11 shared filings, management entity), Regions Bank, Trustee (11 shared filings, management entity), SunTrust Bank, Trustee (10 shared filings, management entity), Compass Bank, Trustee (9 shared filings, management entity), First United Bank & Trust, Trustee (6 shared filings, management entity) and 9 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kristine. Each name links to their own page.
All 8 issuers belong to the sponsor group Millennium (8 issuers, $4.37B reported sold, 2010–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Millennium has 8 companies on file and $4.37B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 9 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.
What this means 15 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for Kristine Eppes and found 7 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.