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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:18 AM ET

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Kevin Roche

Named as an officer, director or promoter on SEC Form D filings · MN · Jul 15, 2009 → Oct 14, 2026

5deals (issuers)
$29.3Mreported sold
115investors
43Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Kevin Roche is listed as an executive officer and director on 43 SEC Form D filings by 5 issuers between Jul 2009 and Oct 2026: TACTILE SYSTEMS TECHNOLOGY INC (Minneapolis, MN — other health care — 2009–2012; $10.4M reported sold to 21 investors), RxFunction, Inc. (Eden Prairie, MN — manufacturing — 2017–2026; $7.5M reported sold to 48 investors), Emerging Therapy Solutions, Inc. (Bloomington, MN — other health care — 2019–2024; $6M reported sold to 5 investors), Pursuit Vascular, Inc. (Maple Grove, MN — other health care — 2015–2016; $5.11M reported sold to 39 investors) and Medication Management Systems, Inc. (Golden Valley, MN — other health care — 2015; $300K reported sold to 2 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $29.3M sold in total.

Listed alongside Mary E. Anderson (32 shared filings), Richard Nigon (28 shared filings), Lars Oddsson (26 shared filings), Robert Rinek (26 shared filings), Richard Offerdahl (19 shared filings) and 36 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kevin. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 10 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 43 public filings for Kevin Roche and found 10 differences: Form D filed 16 days after the first sale; Offering amount lowered between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Kevin Roche has not run yet — it is joining a line of 12,597 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kevin Roche..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Kevin P Roche closed
United States Bankruptcy Court, D. Massachusetts · No. 15-13398 · Filed Aug 29, 2015 · Closed Oct 19, 2016
Role of Kevin P Roche: Debtor · Outcome: Case closed 2016-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Kevin Roche closed
United States Bankruptcy Court, D. New Jersey · No. 14-30981 · Filed Oct 14, 2014 · Closed May 22, 2015
Role of Kevin Roche: Debtor · Outcome: Case closed 2015-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 4 people with this name in Form D filings; court in NJ (not a filing state)
Kevin P Roche closed
United States Bankruptcy Court, D. Massachusetts · No. 10-19821 · Filed Sep 9, 2010 · Closed Oct 5, 2010
Role of Kevin P Roche: Debtor · Outcome: Case closed 2010-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Kevin P Roche closed
United States Bankruptcy Court, D. Massachusetts · No. 08-17193 · Filed Sep 24, 2008 · Closed Oct 20, 2008
Role of Kevin P Roche: Debtor · Outcome: Case closed 2008-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
Kevin Roche and Bridget Renee Roche closed
United States Bankruptcy Court, C.D. California · No. 6:08-bk-22816 · Filed Sep 22, 2008 · Closed Feb 17, 2009
Role of Kevin Roche and Bridget Renee Roche: Debtor · Outcome: Case closed 2009-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
Kevin M. Roche and Suzanne Roche closed
United States Bankruptcy Court, W.D. New York · No. 1-07-03931 · Filed Sep 27, 2007 · Closed Feb 28, 2008
Role of Kevin M. Roche and Suzanne Roche: Debtor · Outcome: Case closed 2008-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
Kevin J Roche closed
United States Bankruptcy Court, W.D. Washington · No. 06-12137 · Filed Jun 30, 2006 · Closed Dec 21, 2006
Role of Kevin J Roche: Debtor · Outcome: Case closed 2006-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 4 people with this name in Form D filings; court in WA (not a filing state)
Kevin J. Roche closed
United States Bankruptcy Court, D. Massachusetts · No. 97-41649 · Filed Mar 13, 1997 · Closed Jul 7, 1997
Role of Kevin J. Roche: Debtor · Outcome: Case closed 1997-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 4 people with this name in Form D filings; court in MA (not a filing state)
KEVIN C ROCHE closed
United States Bankruptcy Court, D. Arizona · No. 4:94-bk-02364 · Filed Sep 13, 1994 · Closed Apr 27, 1995
Role of KEVIN C ROCHE: Debtor · Outcome: Case closed 1995-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 4 people with this name in Form D filings; court in AR (not a filing state)
Kevin M. Roche and Donna Lee Roche closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 86-21919 · Filed Jul 25, 1986 · Closed Jul 8, 1987
Role of Kevin M. Roche and Donna Lee Roche: Debtor · Outcome: Case closed 1987-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 18 federal dockets); 4 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Kevin Roche (compared 43 filings on Oct 24, 2026)

Note · Dec 19, 2018 – Jan 4, 2019

Form D filed 16 days after the first sale — Emerging Therapy Solutions, Inc.

The filing says the first sale was Dec 19, 2018. The Form D was filed Jan 4, 2019 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 4, 2019 ↗Emerging Therapy Solutions, Inc. — PartnerFacts page ↗
Sources
Note · Jul 27, 2016 – Aug 12, 2016

Form D filed 16 days after the first sale — Pursuit Vascular, Inc.

The filing says the first sale was Jul 27, 2016. The Form D was filed Aug 12, 2016 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 12, 2016 ↗Pursuit Vascular, Inc. — PartnerFacts page ↗
Sources
Note · Apr 3, 2019 – Sep 28, 2020

Offering amount lowered between filings — RxFunction, Inc.

The Apr 3, 2019 filing says $12,000,000 offered; the Sep 28, 2020 Form D/A says $4,290,592.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Apr 3, 2019 ↗Form D/A (later) · Sep 28, 2020 ↗RxFunction, Inc. — PartnerFacts page ↗
Sources
Note · Dec 28, 2017 – Jan 25, 2019

Offering amount changed between filings — RxFunction, Inc.

The Dec 28, 2017 filing says $5,750,050 offered; the Jan 25, 2019 Form D/A says $8,087,507.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 28, 2017 ↗Form D/A (later) · Jan 25, 2019 ↗RxFunction, Inc. — PartnerFacts page ↗
Sources
Note · Jul 1, 2009 – Dec 20, 2022

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Emerging Therapy Solutions, Inc. (latest filing Dec 20, 2022) · No amendment in the last 12 months on an offering that may still be open — RxFunction, Inc. (latest filing Nov 10, 2022) · No amendment in the last 12 months on an offering that may still be open — RxFunction, Inc. (latest filing Mar 4, 2022) · No amendment in the last 12 months on an offering that may still be open — RxFunction, Inc. (latest filing Jan 24, 2022) · No amendment in the last 12 months on an offering that may still be open — Emerging Therapy Solutions, Inc. (latest filing Jun 7, 2021) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Dec 20, 2022 ↗Emerging Therapy Solutions, Inc. — PartnerFacts page ↗Form D · Nov 10, 2022 ↗RxFunction, Inc. — PartnerFacts page ↗
Sources
Note · Jul 15, 2009 – Sep 28, 2020

Kevin Roche is written 2 different ways on the filings

listed as "Kevin Roche" on 39 filings (from Jul 15, 2009), and "Kevin H. Roche" on 4 filings (from Sep 28, 2020).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 15, 2009 ↗Form D/A · Sep 28, 2020 ↗Kevin Roche — PartnerFacts page ↗
Sources
Note · Jan 16, 2019 – Jul 12, 2021

Same name, different state: "Kevin Roche" (NY) is a separate record

This page covers filings where the address state is MN. A separate record, "Kevin Roche" with address state NY, is listed on 3 filings — most recently by Wellthy, Inc. (Jul 12, 2021). Both records have filings in the same period (Jan 16, 2019 to Jul 12, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Kevin Roche (NY) — PartnerFacts page ↗Form D · Jul 12, 2021 ↗Wellthy, Inc. — PartnerFacts page ↗Kevin Roche (MN) — this page ↗
Sources
Note · Mar 11, 2015 – May 15, 2019

Same name, different state: "Kevin Roche" (MA or IL) is a separate record

This page covers filings where the address state is MN. A separate record, "Kevin Roche" with address state MA or IL, is listed on 7 filings — most recently by Oak Street Health, LLC (May 15, 2019). Both records have filings in the same period (Mar 11, 2015 to May 15, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Kevin Roche (MA,IL) — PartnerFacts page ↗Form D · May 15, 2019 ↗Oak Street Health, LLC — PartnerFacts page ↗Kevin Roche (MN) — this page ↗
Sources
Note · Dec 21, 2012

Same name, different state: "Kevin Roche" (NC) is a separate record

This page covers filings where the address state is MN. A separate record, "Kevin Roche" with address state NC, is listed on 1 filing — most recently by Virtual Race Bags, Inc. (Dec 21, 2012). Both records have filings in the same period (Dec 21, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Kevin Roche (NC) — PartnerFacts page ↗Form D · Dec 21, 2012 ↗Virtual Race Bags, Inc. — PartnerFacts page ↗Kevin Roche (MN) — this page ↗
Sources
Note · Dec 28, 2017 – Mar 29, 2018

Address moved from Edina, MN to Eden Prairie, MN — RxFunction, Inc.

The people listed on the Dec 28, 2017 filing give Edina, MN; on the Mar 29, 2018 filing they give Eden Prairie, MN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 28, 2017 ↗Form D · Mar 29, 2018 ↗RxFunction, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 18 offerings report sales commissions totalling $2,253,243; 0 report finder's fees; 1 reports proceeds to related persons totalling $695,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 14, 2026 D/A
RxFunction, Inc.
File 021-301845
$769,038$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
via Cedar Point Capital, LLC (CRD 145116 ↗)
EDGAR ↗
Oct 14, 2026 D/A
RxFunction, Inc.
File 021-336327
$358,722 (est.)$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
via Cedar Point Capital, LLC (CRD 145116 ↗)
EDGAR ↗
Mar 26, 2024 D
Emerging Therapy Solutions, Inc.
File 021-508604
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2022 D
Emerging Therapy Solutions, Inc.
File 021-468116
$0$0$0None listed on this filingEDGAR ↗
Nov 10, 2022 D
RxFunction, Inc.
File 021-464454
$500,000 (est.)$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
via Cedar Point Capital, LLC (CRD 145116 ↗)
EDGAR ↗
Mar 4, 2022 D/A
RxFunction, Inc.
File 021-382744
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2022 D/A
RxFunction, Inc.
File 021-387895
$82,000$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
via Cedar Point Capital, LLC (CRD 145116 ↗)
EDGAR ↗
Jun 7, 2021 D
Emerging Therapy Solutions, Inc.
File 021-401932
$0$0$0None listed on this filingEDGAR ↗
Feb 11, 2021 D
Emerging Therapy Solutions, Inc.
File 021-389179
$0$0$0None listed on this filingEDGAR ↗
Feb 18, 2020 D
Emerging Therapy Solutions, Inc.
File 021-360737
$0$0$0None listed on this filingEDGAR ↗
May 22, 2019 D
Emerging Therapy Solutions, Inc.
File 021-340145
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2019 D
Emerging Therapy Solutions, Inc.
File 021-329631
$0$0$0None listed on this filingEDGAR ↗
Mar 29, 2018 D
RxFunction, Inc.
File 021-308927
$350,000 (est.)$0$695,000 (est.)
Estimate of officer salaries to be paid in 2018.
Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗
via Cedar Point Capital, LLC (CRD 145116 ↗)
EDGAR ↗
Aug 12, 2016 D
Pursuit Vascular, Inc.
File 021-268815
$0$0$0
Excludes standard compensation for officers.
None listed on this filingEDGAR ↗
Sep 18, 2015 D
Medication Management Systems, Inc.
File 021-247903
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2015 D
Pursuit Vascular, Inc.
File 021-237287
$0$0$0
Excludes normal compensation for officers.
None listed on this filingEDGAR ↗
Oct 16, 2012 D/A
TACTILE SYSTEMS TECHNOLOGY INC
File 021-184693
$193,483$0$0Cedar Point Capital, LLC BrokerCheck CRD 145116 ↗EDGAR ↗
Nov 9, 2009 D/A
TACTILE SYSTEMS TECHNOLOGY INC
File 021-44067
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named Kevin Roche on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

R
Manufacturing

RxFunction, Inc.

Eden Prairie, MN · Dec 28, 2017 → Oct 14, 2026 · 26 filings
  • Oct 14, 2026 · D/A · $7,500,007 sold of $8,087,507 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 14, 2026 · D/A · $4,014,614 sold of $4,290,592 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 17, 2025 · D/A · $4,014,614 sold of $4,290,592 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 17, 2025 · D/A · $7,500,007 sold of $8,087,507 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 6, 2024 · D/A · $4,014,614 sold of $4,290,592 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 6, 2024 · D/A · $7,500,007 sold of $8,087,507 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 15, 2023 · D/A · $4,014,614 sold of $4,290,592 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 15, 2023 · D/A · $7,500,007 sold of $8,087,507 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 21, 2022 · D/A · $7,500,007 sold of $8,087,507 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 21, 2022 · D/A · $4,014,614 sold of $4,290,592 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 10, 2022 · D · $5,000,000 sold of $10,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 10, 2022 · D/A · $4,014,614 sold of $4,290,592 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 9, 2022 · D/A · $7,500,007 sold of $8,087,507 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 4, 2022 · D/A · $5,875,000 sold of $6,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 24, 2022 · D/A · $3,850,530 sold of $4,500,000 · 33 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 18, 2021 · D/A · $4,000,000 sold of $6,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 16, 2021 · D/A · $4,014,614 sold of $4,290,592 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 15, 2021 · D/A · $7,500,007 sold of $8,087,507 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 29, 2021 · D · $292,396 sold of $4,500,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 9, 2020 · D · $4,000,000 sold of $6,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 28, 2020 · D/A · $4,014,614 sold of $4,290,592 · 41 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 28, 2020 · D/A · $7,500,007 sold of $8,087,507 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 3, 2019 · D · $28,000 sold of $12,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 25, 2019 · D/A · $7,500,007 sold of $8,087,507 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 29, 2018 · D · $2,056,050 sold of $3,500,050 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 28, 2017 · D · $3,952,656 sold of $5,750,050 · 25 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.5M from 48 investors (93% of the $8.09M target) as of the latest filing. Kevin is listed as director on 26 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ET
Other Health Care

Emerging Therapy Solutions, Inc.

Bloomington, MN · Jan 4, 2019 → Mar 26, 2024 · 7 filings
  • Mar 26, 2024 · D · $5,000,000 sold of $5,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 20, 2022 · D · $3,000,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 7, 2021 · D · $6,004,725 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 11, 2021 · D · $1,000,000 sold of $1,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 18, 2020 · D · $2,982,403 sold of $2,982,403 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 22, 2019 · D · $1,000,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 4, 2019 · D · $5,300,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $6M from 5 investors (100% of the $5M target) as of the latest filing. Kevin is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PV
Other Health Care

Pursuit Vascular, Inc.

Maple Grove, MN · Apr 3, 2015 → Aug 12, 2016 · 2 filings
  • Aug 12, 2016 · D · $2,085,881 sold of $2,085,881 · 31 investors · min. $1 · role: Director EDGAR ↗
  • Apr 3, 2015 · D · $5,110,913 sold of $5,110,913 · 34 investors · min. $1 · role: Director EDGAR ↗

Raised $5.11M from 39 investors (100% of the $2.09M target) as of the latest filing. Kevin is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MM
Other Health Care

Medication Management Systems, Inc.

Golden Valley, MN · Sep 18, 2015
  • Sep 18, 2015 · D · $300,000 sold of $1,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $300K from 2 investors (30% of the $1M target) as of the latest filing. Kevin is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TS
Other Health Care

TACTILE SYSTEMS TECHNOLOGY INC

Minneapolis, MN · Jul 15, 2009 → Oct 16, 2012 · 7 filings
  • Oct 16, 2012 · D/A · $10,400,311 sold of $10,400,311 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 27, 2012 · D · $9,100,272 sold of $10,400,311 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 9, 2009 · D/A · $999,995 sold of $1,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 22, 2009 · D/A · $979,245 sold of $1,000,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 2, 2009 · D/A · $821,247 sold of $1,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 14, 2009 · D/A · $714,998 sold of $1,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2009 · D · $414,999 sold of $1,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.4M from 21 investors (100% of the $10.4M target) as of the latest filing. Kevin is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Kevin Roche — NC, 1 issuer, Dec 21, 2012 → Dec 21, 2012 · no shared issuer
  • Kevin Roche — MA, IL, 1 issuer, Mar 11, 2015 → May 15, 2019 · no shared issuer
  • Kevin Roche — NY, 1 issuer, Jan 16, 2019 → Jul 12, 2021 · no shared issuer

People around Kevin 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Mary E. Anderson

Executive Officer, Director · 32 shared filings (2 issuers)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Nigon

Director · 28 shared filings (2 issuers) · also on 7 other issuers

Richard Nigon is on 9 issuers in total — a repeat sponsor. Their page lists every one.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Rinek

Director · 26 shared filings (1 issuer) · also on 7 other issuers

Robert Rinek is on 8 issuers in total — a repeat sponsor. Their page lists every one.

LO
No photo found yet (own website and image search run after this page is viewed)
Person

Lars Oddsson

Executive Officer, Director · 26 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

RO
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Offerdahl

Director · 19 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Daniel Leach

Executive Officer, Director · 15 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald Mattys

Executive Officer, Director · 7 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Kevin Roche. Their page shows their other deals.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Rishe

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

RF
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. Folkes

Executive Officer · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

ZS
No photo found yet (own website and image search run after this page is viewed)
Person

Zubeen Shroff

Director · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David McLean

Executive Officer, Director · 7 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Kevin Roche. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Johnson

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

IW
No photo found yet (own website and image search run after this page is viewed)
Person

Irene Waldridge

Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Janisch

Director · 5 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

AI
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Isaacson

Director · 5 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

J. Matthew Mackowski

Director · 5 shared filings (1 issuer) · also on 8 other issuers

J. Matthew Mackowski is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jeanette Welsh

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas E. Morizio

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Ravi Nalliah

Director · 5 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Lefar

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Shapiro

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Curtis

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Kevin Roche. Their page shows their other deals.

RZ
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Ziebol

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Killion

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Soderberg

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Thompson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Roy Martin

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Kevin Roche. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Helms

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Mackowski

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mike Burke

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Rob Capone

Director · 2 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Schauer

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jordan Davis

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Dale Spencer

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Kevin Roche. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Linda Strand

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan Schultz

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. Cipolle

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Ravi Naliah

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan Schmidt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

Larry Kocot

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kevin Roche. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Adviser registration (Form ADV)

None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Kevin Roche by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Kevin Roche is listed on: none on file. No website or social profile named in Emerging Therapy Solutions, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #104,090 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bloomington, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

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