Kent Chaplin is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Apr 2009 and Oct 2013: Eastside Commercial Bank, N.A. (Bellevue, WA — commercial banking — 2009–2013; $600K reported sold to 4 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David T Ducharme (3 shared filings), Leroy Miller (3 shared filings), Mary Jo Lanzer (3 shared filings), Stanley R Drake (3 shared filings), Debby McDaniel (2 shared filings) and 7 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kent. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Kent Chaplin and found 3 differences: Bankruptcy case: Deritis v. Fakkema Westgate Homes Inc; Kent Chaplin appears on 1 deal that stopped filing before reaching its target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.