PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:30 AM ET

Sponsor Check › Person

KT
No photo found yet (own website and image search run after this page is viewed)

Kenneth Topping

Named as an officer, director or promoter on SEC Form D filings · NY · Apr 14, 2009 → Jan 17, 2020

26deals (issuers)
$42.83Breported sold
6,495investors
113Form D filings
2009–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:01 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Kenneth Topping is listed as an executive officer on 113 SEC Form D filings by 26 issuers between Apr 2009 and Jan 2020. Largest by amount reported sold: Term Fund 2017 (New York, NY — pooled investment fund — 2013–2016; $4.22B reported sold to 66 investors), Term Fund 2016 (New York, NY — pooled investment fund — 2014–2016; $3.29B reported sold to 44 investors), Corporate Credit Investment Strategies LLC (New York, NY — pooled investment fund — 2009–2014; $3.28B reported sold to 2,537 investors), Term Fund 2015 (New York, NY — pooled investment fund — 2014–2015; $2.99B reported sold to 46 investors), Term Fund 2021 (New York, NY — pooled investment fund — 2017–2020; $2.82B reported sold to 42 investors) and 21 more (all listed below).

What this means That is a lot of deals — 26 separate companies raised money with this person listed as executive officer, over about 11 years. Across those companies the filings report $42.83B sold in total.

Listed alongside Jonathan A. Beinner (68 shared filings), Jesse Cole (43 shared filings), Goldman Sachs Trust Company, N.A. (40 shared filings, management entity), John Axtell (39 shared filings), Michael Johnson (38 shared filings) and 60 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kenneth. Each name links to their own page.

The issuers belong to 2 sponsor groups: Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026) and Group linked by Ken Cawley (2 issuers, $3.58B reported sold, 2009–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 113 public filings for Kenneth Topping and found 8 differences, 1 worth asking the sponsor about: 7 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Kenneth Topping has not run yet — it is joining a line of 34,493 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:01 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kenneth Topping..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:01 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Kenneth Topping — 1 worth asking about (compared the newest 50 of 113 filings on Oct 24, 2026; older filings not covered)

Note · Sep 18, 2015 – May 27, 2021

Bankruptcy case: Lehman Brothers Special Financing Inc. v. Corporate-Backed Trust Certificates, Goldman Sachs — filed Sep 18, 2015

United States Bankruptcy Court, S.D. New York docket "Lehman Brothers Special Financing Inc. v. Corporate-Backed Trust Certificates, Goldman Sachs" filed Sep 18, 2015, closed May 27, 2021. Goldman Sachs Trust Company, N.A. (listed on the same filings) is listed as Party ("Lehman Brothers Special Financing Inc. v. Corporate-Backed Trust Certificates, Goldman Sachs"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Goldman Sachs Trust Company, N.A. — PartnerFacts page ↗
Sources
Note · Dec 30, 2016 – Jan 17, 2017

Form D filed 18 days after the first sale — Term Fund 2021

The filing says the first sale was Dec 30, 2016. The Form D was filed Jan 17, 2017 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 17, 2017 ↗Term Fund 2021 — PartnerFacts page ↗
Sources
Note · Jan 1, 2007 – Jan 17, 2020

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Term Fund 2020 (latest filing Jan 17, 2020) · No amendment in the last 12 months on an offering that may still be open — Term Fund 2019 (latest filing Jan 17, 2019) · No amendment in the last 12 months on an offering that may still be open — Commodity Opportunities Partners Ltd (latest filing Oct 26, 2018) · No amendment in the last 12 months on an offering that may still be open — Commodity Opportunities Partners LLC (latest filing Oct 26, 2018) · No amendment in the last 12 months on an offering that may still be open — Term Fund 2018 (latest filing Nov 21, 2017) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 17, 2020 ↗Term Fund 2020 — PartnerFacts page ↗Form D/A · Jan 17, 2019 ↗Term Fund 2019 — PartnerFacts page ↗
Sources
Worth asking · Aug 29, 2019 – Jan 28, 2021

7 people are no longer listed on a later amendment

Kenneth Topping is no longer listed on the Jan 28, 2021 amendment — Term Fund 2024 · Kenneth Topping is no longer listed on the Jan 28, 2021 amendment — Term Fund 2023 · Kenneth Topping is no longer listed on the Jan 28, 2021 amendment — Term Fund 2022 · Kenneth Topping is no longer listed on the Jan 28, 2021 amendment — Term Fund 2021 · Kenneth Topping is no longer listed on the Nov 23, 2020 amendment — Short Government/Credit Fund · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Jan 17, 2020 ↗Form D/A · Jan 28, 2021 ↗Kenneth Topping — PartnerFacts page ↗Term Fund 2024 — PartnerFacts page ↗
Sources
Note · Sep 14, 2009 – Feb 24, 2012

Kenneth Topping is written 2 different ways on the filings

listed as "Kenneth A. Topping" on 25 filings (from Sep 14, 2009), and "Kenneth Topping" on 61 filings (from Feb 24, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Sep 14, 2009 ↗Form D · Feb 24, 2012 ↗Kenneth Topping — PartnerFacts page ↗
Sources
Note · Apr 6, 2012 – Nov 26, 2012

Address moved from Boston, MA to New York, NY — Short Government/Credit Fund

The people listed on the Apr 6, 2012 filing give Boston, MA; on the Nov 26, 2012 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 6, 2012 ↗Form D/A · Nov 26, 2012 ↗Short Government/Credit Fund — PartnerFacts page ↗
Sources
Note · Jan 17, 2012 – Nov 26, 2012

Address moved from Boston, MA to New York, NY — Term Fund 2016

The people listed on the Jan 17, 2012 filing give Boston, MA; on the Nov 26, 2012 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jan 17, 2012 ↗Form D/A · Nov 26, 2012 ↗Term Fund 2016 — PartnerFacts page ↗
Sources
Note · May 14, 2012 – Nov 26, 2012

Address moved from Boston, MA to New York, NY — Term Fund 2015

The people listed on the May 14, 2012 filing give Boston, MA; on the Nov 26, 2012 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 14, 2012 ↗Form D/A · Nov 26, 2012 ↗Term Fund 2015 — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 113 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 26 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 17, 2020 D/A
Term Fund 2020
File 021-255266
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2020 D/A
Term Fund 2021
File 021-278528
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2020 D/A
Term Fund 2022
File 021-303391
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2020 D/A
Term Fund 2023
File 021-330838
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2020 D
Term Fund 2024
File 021-358346
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2019 D/A
Short Government/Credit Fund
File 021-158066
$0$0$0None listed on this filingEDGAR ↗
Oct 28, 2019 D/A
Global Opportunities LLC
File 021-43318
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Aug 29, 2019 D/A
GO Emp LLC
File 021-176606
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Jan 17, 2019 D/A
Term Fund 2019
File 021-232370
$0$0$0None listed on this filingEDGAR ↗
Oct 26, 2018 D/A
Commodity Opportunities Partners LLC
File 021-102402
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Oct 26, 2018 D/A
Commodity Opportunities Partners Ltd
File 021-99092
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Nov 21, 2017 D/A
Term Fund 2018
File 021-229148
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2016 D/A
Term Fund 2017
File 021-188896
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2016 D/A
Term Fund 2016
File 021-171977
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2016 D/A
Goldman Sachs Enhanced Commodity Sub Trust
File 021-173931
$0$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗EDGAR ↗
Nov 20, 2015 D/A
Term Fund 2015
File 021-159431
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2015 D
Energy Investment Opportunities Onshore Fund LLC
File 021-235748
$0$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗EDGAR ↗
Mar 12, 2015 D
Energy Investment Opportunities Offshore Fund Ltd
File 021-235750
$0$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗EDGAR ↗
Nov 26, 2014 D/A
Term Fund 2014
File 021-159428
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2014 D/A
Corporate Credit Investment Strategies LLC
File 021-129832
$0$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗EDGAR ↗
Oct 28, 2013 D/A
Global Opportunities Offshore Ltd
File 021-43319
$0$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗EDGAR ↗
May 10, 2013 D/A
U.S. Housing Recovery Fund, LLC
File 021-178211
$0$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗EDGAR ↗
May 10, 2013 D/A
U.S. Housing Recovery Fund Offshore, Ltd.
File 021-178212
$0$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗EDGAR ↗
Oct 6, 2011 D/A
Strategic Dynamic Insurance Dedicated Fund LLC
File 021-142034
$0$0$0Goldman Sachs & Co. BrokerCheck CRD 361 ↗EDGAR ↗
Sep 13, 2011 D/A
GOLDMAN SACHS GLOBAL ALPHA FUND LP
File 021-42967
$0$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗EDGAR ↗
Apr 13, 2010 D/A
Goldman Sachs Palmetto State Credit Fund, L.P.
File 021-130217
$0$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 26

Every issuer that named Kenneth Topping on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2024

New York, NY · Jan 17, 2020
  • Jan 17, 2020 · D · $137,905,659 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $2.49B from 39 investors as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2023

New York, NY · Jan 17, 2019 → Jan 17, 2020 · 2 filings
  • Jan 17, 2020 · D/A · $213,837,901 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 17, 2019 · D · $106,918,950 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $2.57B from 41 investors as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2022

New York, NY · Jan 17, 2018 → Jan 17, 2020 · 3 filings
  • Jan 17, 2020 · D/A · $1,733,082,188 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 17, 2019 · D/A · $1,618,006,057 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 17, 2018 · D · $115,076,132 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $2.57B from 42 investors as of the latest filing. Kenneth is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2021

New York, NY · Jan 17, 2017 → Jan 17, 2020 · 4 filings
  • Jan 17, 2020 · D/A · $2,056,705,111 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 17, 2019 · D/A · $1,925,063,414 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 17, 2018 · D/A · $1,805,383,669 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 17, 2017 · D · $131,641,698 sold of Indefinite · 40 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $2.82B from 42 investors as of the latest filing. Kenneth is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2020

New York, NY · Jan 15, 2016 → Jan 17, 2020 · 5 filings
  • Jan 17, 2020 · D/A · $2,645,488,972 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 17, 2019 · D/A · $2,499,498,019 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 17, 2018 · D/A · $2,382,218,048 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 17, 2017 · D/A · $2,267,576,218 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 15, 2016 · D · $138,483,914 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $2.65B from 37 investors as of the latest filing. Kenneth is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SG
Pooled Investment Fund · group: Goldman Sachs

Short Government/Credit Fund

New York, NY · Nov 26, 2014 → Nov 21, 2019 · 6 filings
  • Nov 21, 2019 · D/A · $859,412,824 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Nov 21, 2018 · D/A · $857,374,171 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Nov 21, 2017 · D/A · $857,374,171 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Nov 21, 2016 · D/A · $857,374,171 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Nov 20, 2015 · D/A · $857,374,171 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Nov 26, 2014 · D/A · $838,487,151 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $859.4M from 9 investors as of the latest filing. Kenneth is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GO
Pooled Investment Fund · group: Group linked by Ken Cawley

Global Opportunities LLC

New York, NY · Feb 9, 2010 → Oct 28, 2019 · 11 filings
  • Oct 28, 2019 · D/A · $2,462,263,337 sold of Indefinite · 1,305 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 26, 2018 · D/A · $2,462,263,337 sold of Indefinite · 1,305 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 26, 2017 · D/A · $2,448,863,337 sold of Indefinite · 1,296 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2016 · D/A · $2,422,933,337 sold of Indefinite · 1,267 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2015 · D/A · $2,370,647,670 sold of Indefinite · 1,218 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 13, 2015 · D/A · $2,336,060,165 sold of Indefinite · 1,181 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 13, 2014 · D/A · $2,116,057,510 sold of Indefinite · 986 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 11, 2013 · D/A · $1,835,850,510 sold of Indefinite · 751 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 11, 2012 · D/A · $1,696,128,547 sold of Indefinite · 637 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 8, 2011 · D/A · $1,606,268,642 sold of Indefinite · 607 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 9, 2010 · D/A · $1,587,707,196 sold of Indefinite · 595 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.5B from 1,334 investors as of the latest filing. Kenneth is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GE
Pooled Investment Fund · group: Goldman Sachs

GO Emp LLC

New York, NY · Apr 12, 2012 → Aug 29, 2019 · 9 filings
  • Aug 29, 2019 · D/A · $62,670,000 sold of Indefinite · 118 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Investment Manager) EDGAR ↗
  • Aug 30, 2018 · D/A · $62,670,000 sold of Indefinite · 118 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Investment Manager) EDGAR ↗
  • Aug 30, 2017 · D/A · $62,580,000 sold of Indefinite · 117 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Investment Manager) EDGAR ↗
  • Apr 11, 2017 · D/A · $62,580,000 sold of Indefinite · 117 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Investment Manager) EDGAR ↗
  • Apr 8, 2016 · D/A · $62,130,000 sold of Indefinite · 116 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Investment Manager) EDGAR ↗
  • Apr 8, 2015 · D/A · $61,730,000 sold of Indefinite · 115 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Investment Manager) EDGAR ↗
  • Apr 8, 2014 · D/A · $50,200,000 sold of Indefinite · 102 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Investment Manager) EDGAR ↗
  • Apr 8, 2013 · D/A · $42,275,000 sold of Indefinite · 83 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Investment Manager) EDGAR ↗
  • Apr 12, 2012 · D · $32,925,000 sold of Indefinite · 68 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Investment Manager) EDGAR ↗

Raised $62.7M from 118 investors as of the latest filing. Kenneth is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2019

New York, NY · Jan 16, 2015 → Jan 17, 2019 · 5 filings
  • Jan 17, 2019 · D/A · $2,709,459,885 sold of Indefinite · 39 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 17, 2018 · D/A · $2,590,199,726 sold of Indefinite · 39 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 17, 2017 · D/A · $2,507,042,642 sold of Indefinite · 39 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 15, 2016 · D/A · $1,816,146,387 sold of Indefinite · 39 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Jan 16, 2015 · D · $222,489,359 sold of Indefinite · 30 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $2.71B from 39 investors as of the latest filing. Kenneth is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: Goldman Sachs

Commodity Opportunities Partners Ltd

New York, NY · Nov 16, 2009 → Oct 26, 2018 · 10 filings
  • Oct 26, 2018 · D/A · $150,024,716 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 26, 2017 · D/A · $150,024,716 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2016 · D/A · $150,024,716 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2015 · D/A · $150,024,716 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2014 · D/A · $148,524,716 sold of Indefinite · 57 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 28, 2013 · D/A · $142,990,458 sold of Indefinite · 56 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 26, 2012 · D/A · $117,710,458 sold of Indefinite · 54 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 31, 2011 · D/A · $111,530,458 sold of Indefinite · 43 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 12, 2010 · D/A · $91,319,458 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 16, 2009 · D/A · $78,944,458 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $150M from 57 investors as of the latest filing. Kenneth is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CO
Pooled Investment Fund · group: Goldman Sachs

Commodity Opportunities Partners LLC

New York, NY · Sep 14, 2009 → Oct 26, 2018 · 12 filings
  • Oct 26, 2018 · D/A · $612,777,445 sold of Indefinite · 480 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 26, 2017 · D/A · $612,777,445 sold of Indefinite · 480 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2016 · D/A · $612,777,445 sold of Indefinite · 480 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 27, 2015 · D/A · $611,527,445 sold of Indefinite · 476 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 24, 2015 · D/A · $610,179,885 sold of Indefinite · 474 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 28, 2014 · D/A · $608,798,321 sold of Indefinite · 472 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 26, 2013 · D/A · $585,538,438 sold of Indefinite · 457 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 27, 2012 · D/A · $530,000,166 sold of Indefinite · 397 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 11, 2011 · D/A · $395,822,015 sold of Indefinite · 261 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 12, 2010 · D/A · $334,769,015 sold of Indefinite · 184 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 13, 2010 · D/A · $320,459,015 sold of Indefinite · 164 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 14, 2009 · D/A · $167,761,515 sold of Indefinite · 69 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $612.8M from 480 investors as of the latest filing. Kenneth is listed as executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2018

New York, NY · Nov 26, 2014 → Nov 21, 2017 · 4 filings
  • Nov 21, 2017 · D/A · $2,518,759,586 sold of Indefinite · 39 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Nov 21, 2016 · D/A · $2,440,039,885 sold of Indefinite · 39 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Nov 20, 2015 · D/A · $2,118,604,171 sold of Indefinite · 39 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Nov 26, 2014 · D · $1,672,709,258 sold of Indefinite · 37 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $2.52B from 39 investors as of the latest filing. Kenneth is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2017

New York, NY · Dec 24, 2013 → Dec 19, 2016 · 4 filings
  • Dec 19, 2016 · D/A · $4,216,328,382 sold of Indefinite · 66 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Dec 18, 2015 · D/A · $3,776,862,163 sold of Indefinite · 66 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Dec 22, 2014 · D/A · $3,478,626,815 sold of Indefinite · 62 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Dec 24, 2013 · D/A · $1,399,714,294 sold of Indefinite · 25 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $4.22B from 66 investors as of the latest filing. Kenneth is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2016

New York, NY · Nov 26, 2014 → Nov 21, 2016 · 3 filings
  • Nov 21, 2016 · D/A · $3,288,071,908 sold of Indefinite · 44 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Nov 20, 2015 · D/A · $3,014,074,473 sold of Indefinite · 44 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Nov 26, 2014 · D/A · $2,857,499,502 sold of Indefinite · 42 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $3.29B from 44 investors as of the latest filing. Kenneth is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Pooled Investment Fund · group: Goldman Sachs

Goldman Sachs Enhanced Commodity Sub Trust

New York, NY · Feb 24, 2012 → Feb 24, 2016 · 5 filings
  • Feb 24, 2016 · D/A · $1,200,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Issuer's Investment Manager) EDGAR ↗
  • Feb 24, 2015 · D/A · $1,200,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Issuer's Investment Manager) EDGAR ↗
  • Feb 24, 2014 · D/A · $1,200,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Issuer's Investment Manager) EDGAR ↗
  • Feb 22, 2013 · D/A · $1,200,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Issuer's Investment Manager) EDGAR ↗
  • Feb 24, 2012 · D · $1,200,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Director of the Issuer's Investment Manager) EDGAR ↗

Raised $1.2M from 1 investor as of the latest filing. Kenneth is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2015

New York, NY · Nov 26, 2014 → Nov 20, 2015 · 2 filings
  • Nov 20, 2015 · D/A · $2,985,613,315 sold of Indefinite · 46 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗
  • Nov 26, 2014 · D/A · $2,872,561,861 sold of Indefinite · 44 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $2.99B from 46 investors as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
Pooled Investment Fund · group: Goldman Sachs

Energy Investment Opportunities Offshore Fund Ltd

New York, NY · Mar 12, 2015
  • Mar 12, 2015 · D · $10,000,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $10M from 16 investors as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EI
Pooled Investment Fund · group: Goldman Sachs

Energy Investment Opportunities Onshore Fund LLC

New York, NY · Mar 12, 2015
  • Mar 12, 2015 · D · $213,375,000 sold of Indefinite · 273 investors · min. No minimum reported · role: Executive Officer (of the Issuer's Managing Member) EDGAR ↗

Raised $213.4M from 273 investors as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TF
Pooled Investment Fund · group: Goldman Sachs

Term Fund 2014

New York, NY · Nov 26, 2014
  • Nov 26, 2014 · D/A · $2,160,549,536 sold of Indefinite · 45 investors · min. $5,000,000 · role: Executive Officer (of Managing Member's Collective Fund Advisory Committee) EDGAR ↗

Raised $2.16B from 45 investors as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund

Corporate Credit Investment Strategies LLC

New York, NY · Apr 3, 2009 → Mar 27, 2014 · 6 filings
  • Mar 27, 2014 · D/A · $1,960,863,039 sold of Indefinite · 1,161 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 27, 2013 · D/A · $1,631,601,239 sold of Indefinite · 895 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 28, 2012 · D/A · $1,095,303,999 sold of Indefinite · 521 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 13, 2011 · D/A · $896,534,999 sold of Indefinite · 451 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 13, 2010 · D/A · $714,759,999 sold of Indefinite · 381 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 3, 2009 · D · $123,143,333 sold of Indefinite · 111 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3.28B from 2,537 investors as of the latest filing. Kenneth is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GO
Pooled Investment Fund · group: Group linked by Ken Cawley

Global Opportunities Offshore Ltd

New York, NY · Nov 16, 2009 → Oct 28, 2013 · 5 filings
  • Oct 28, 2013 · D/A · $817,080,564 sold of Indefinite · 170 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 26, 2012 · D/A · $728,690,701 sold of Indefinite · 139 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 31, 2011 · D/A · $722,065,701 sold of Indefinite · 128 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 12, 2010 · D/A · $707,815,701 sold of Indefinite · 126 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Nov 16, 2009 · D/A · $705,565,701 sold of Indefinite · 125 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.08B from 232 investors as of the latest filing. Kenneth is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

US
Pooled Investment Fund · group: Goldman Sachs

U.S. Housing Recovery Fund Offshore, Ltd.

New York, NY · May 14, 2012 → May 10, 2013 · 2 filings
  • May 10, 2013 · D/A · $47,424,000 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 14, 2012 · D · $46,424,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $47.4M from 21 investors as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

US
Pooled Investment Fund · group: Goldman Sachs

U.S. Housing Recovery Fund, LLC

New York, NY · May 14, 2012 → May 10, 2013 · 2 filings
  • May 10, 2013 · D/A · $127,980,000 sold of Indefinite · 137 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 14, 2012 · D · $127,980,000 sold of Indefinite · 137 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $128M from 137 investors as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SD
Pooled Investment Fund · group: Goldman Sachs

Strategic Dynamic Insurance Dedicated Fund LLC

New York, NY · May 13, 2010 → Oct 6, 2011 · 3 filings
  • Oct 6, 2011 · D/A · $19,791,023 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Vice President of the Issuer's Manager) EDGAR ↗
  • Oct 6, 2010 · D/A · $19,791,023 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Vice President of the Issuer's Manager) EDGAR ↗
  • May 13, 2010 · D · $15,014,023 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Vice President of the Issuer?s Manager) EDGAR ↗

Raised $19.8M from 2 investors as of the latest filing. Kenneth is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GS
Pooled Investment Fund · group: Goldman Sachs

GOLDMAN SACHS GLOBAL ALPHA FUND LP

New York, NY · Nov 16, 2009 → Sep 13, 2011 · 4 filings
  • Sep 13, 2011 · D/A · $2,527,312,278 sold of Indefinite · 796 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Apr 13, 2011 · D/A · $2,520,896,390 sold of Indefinite · 796 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Nov 12, 2010 · D/A · $2,512,982,329 sold of Indefinite · 795 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Nov 16, 2009 · D/A · $2,481,953,667 sold of Indefinite · 793 investors · min. No minimum reported · role: Executive Officer (of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $2.53B from 796 investors as of the latest filing. Kenneth is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GS
Pooled Investment Fund · group: Goldman Sachs

Goldman Sachs Palmetto State Credit Fund, L.P.

New York, NY · Apr 14, 2009 → Apr 13, 2010 · 2 filings
  • Apr 13, 2010 · D/A · $370,050,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (of the Issuer's General Partner (Goldman Sachs Palmetto State Credit Fund, L.P.)) EDGAR ↗
  • Apr 14, 2009 · D · $300,050,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $370.1M from 2 investors as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Kenneth 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

GS
Management entity

Goldman Sachs Trust Company, N.A.

Promoter · 40 shared filings (12 issuers) · also on 8 other issuers

Goldman Sachs Trust Company, N.A. is on 20 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan A. Beinner

Executive Officer, Director · 68 shared filings (13 issuers) · also on 6 other issuers

Jonathan A. Beinner is on 19 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jesse Cole

Executive Officer, Director · 43 shared filings (13 issuers) · also on 9 other issuers

Jesse Cole is on 22 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

John Axtell

Executive Officer · 39 shared filings (12 issuers)

John Axtell is on 12 issuers in total — a repeat sponsor. Their page lists every one.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Johnson

Executive Officer · 38 shared filings (4 issuers) · also on 2 other issuers

Michael Johnson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

Walter Haydock

Executive Officer · 32 shared filings (11 issuers)

Walter Haydock is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James B. Clark

Executive Officer, Promoter · 28 shared filings (8 issuers)

James B. Clark is on 8 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Romanoff

Executive Officer · 27 shared filings (10 issuers) · also on 1 other issuer

Marc Romanoff is on 11 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Scott McHugh

Executive Officer · 25 shared filings (11 issuers) · also on 8 other issuers

Scott McHugh is on 19 issuers in total — a repeat sponsor. Their page lists every one.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Kenny

Executive Officer · 24 shared filings (6 issuers)

Thomas Kenny is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Swell

Executive Officer · 23 shared filings (7 issuers) · also on 1 other issuer

Michael Swell is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AL
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Lane

Executive Officer · 22 shared filings (9 issuers) · also on 1 other issuer

Adam Lane is on 10 issuers in total — a repeat sponsor. Their page lists every one.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Twohig

Executive Officer · 22 shared filings (9 issuers) · also on 6 other issuers

Michael Twohig is on 15 issuers in total — a repeat sponsor. Their page lists every one.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Teles

Executive Officer · 21 shared filings (5 issuers)

Tom Teles is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Cortese

Executive Officer · 18 shared filings (8 issuers) · also on 1 other issuer

Joseph Cortese is on 9 issuers in total — a repeat sponsor. Their page lists every one.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Wilson

Executive Officer · 17 shared filings (8 issuers)

Greg Wilson is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rachel Schnoll

Executive Officer · 17 shared filings (8 issuers)

Rachel Schnoll is on 8 issuers in total — a repeat sponsor. Their page lists every one.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Roberta Goss

Executive Officer · 16 shared filings (6 issuers) · also on 2 other issuers

Roberta Goss is on 8 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Theodore T. Sotir

Director · 13 shared filings (3 issuers) · also on 41 other issuers

Theodore T. Sotir is on 44 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alan A. Shuch

Director · 13 shared filings (3 issuers) · also on 34 other issuers

Alan A. Shuch is on 37 issuers in total — a repeat sponsor. Their page lists every one.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Giuca

Executive Officer · 13 shared filings (4 issuers) · also on 13 other issuers

Philip Giuca is on 17 issuers in total — a repeat sponsor. Their page lists every one.

HC
No photo found yet (own website and image search run after this page is viewed)
Person

Helen A. Crowley

Executive Officer, Director · 13 shared filings (4 issuers) · also on 213 other issuers

Helen A. Crowley is on 217 issuers in total — a repeat sponsor. Their page lists every one.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brendan McGovern

Executive Officer · 12 shared filings (4 issuers) · also on 22 other issuers

Brendan McGovern is on 26 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David Frechette

Executive Officer · 12 shared filings (4 issuers) · also on 8 other issuers

David Frechette is on 12 issuers in total — a repeat sponsor. Their page lists every one.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Felton

Executive Officer · 12 shared filings (4 issuers) · also on 8 other issuers

Gregg Felton is on 12 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Salvatore Lentini

Executive Officer · 12 shared filings (4 issuers) · also on 3 other issuers

Salvatore Lentini is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Lucas

Executive Officer · 11 shared filings (2 issuers)

Listed on the same filings as Kenneth Topping. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

Sam J. Finkelstein

Executive Officer · 11 shared filings (1 issuer)

Listed on the same filings as Kenneth Topping. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kent Clark

Director, Executive Officer · 9 shared filings (3 issuers) · also on 214 other issuers

Kent Clark is on 217 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Deanna Lamirata

Executive Officer · 9 shared filings (1 issuer) · also on 8 other issuers

Deanna Lamirata is on 9 issuers in total — a repeat sponsor. Their page lists every one.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Jessop

Executive Officer · 9 shared filings (4 issuers)

Listed on the same filings as Kenneth Topping. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Plutzer

Executive Officer · 8 shared filings (5 issuers) · also on 32 other issuers

David Plutzer is on 37 issuers in total — a repeat sponsor. Their page lists every one.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Clark

Executive Officer · 8 shared filings (7 issuers)

Adam Clark is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Clark

Executive Officer, Director · 8 shared filings (3 issuers) · also on 2 other issuers

James Clark is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

George Travers

Executive Officer · 7 shared filings (3 issuers) · also on 42 other issuers

George Travers is on 45 issuers in total — a repeat sponsor. Their page lists every one.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Richard C. Vanecek

Executive Officer · 7 shared filings (2 issuers) · also on 5 other issuers

Richard C. Vanecek is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Anita Kerr

Executive Officer · 7 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Kenneth Topping. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Karl D. Wianecki

Executive Officer · 6 shared filings (2 issuers) · also on 14 other issuers

Karl D. Wianecki is on 16 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Schmelzer

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Kenneth Topping. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Lanza

Executive Officer, Director · 6 shared filings (3 issuers) · also on 9 other issuers

John Lanza is on 12 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

GS
Sponsor group

Goldman Sachs

463 issuers · 1213 filings · $168.32B reported sold · 2009–2026

One team, 463 deal companies. Kenneth Topping is listed on 23 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kenneth Topping.

GL
Sponsor group

Group linked by Ken Cawley

2 issuers · 32 filings · $3.58B reported sold · 2009–2025

One team, 2 deal companies. Kenneth Topping is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kenneth Topping.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 26 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Kenneth Topping by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 26 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Kenneth Topping is listed on: none on file. No website or social profile named in Term Fund 2015's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #294,885 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Kenneth Topping appears on a new Form D, or when a court case or SEC action is matched to them. See plans →