PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:48 AM ET

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KENNETH D MALAMED

Named as an officer, director or promoter on SEC Form D filings · CA · Jan 26, 2009 → Jun 8, 2010

7deals (issuers)
$696.1Mreported sold
1,028investors
7Form D filings
2009–2010years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

KENNETH D MALAMED is listed as an executive officer on 7 SEC Form D filings by 7 issuers between Jan 2009 and Jun 2010. Largest by amount reported sold: FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP (Los Angeles, CA — pooled investment fund — 2010; $335.1M reported sold to 282 investors), FIRST WESTERN INVESTMENT MANAGEMENT NATIONAL TAX EXEMPT LIMITED PARTNERSHIP (Los Angeles, CA — pooled investment fund — 2009; $122.3M reported sold to 23 investors), FIRST WESTERN CAPITAL MANAGEMENT EQUITY GROWTH LIMITED PARTNERSHIP (Los Angeles, CA — pooled investment fund — 2010; $115.2M reported sold to 291 investors), FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP (Los Angeles, CA — pooled investment fund — 2010; $89.4M reported sold to 260 investors), FIRST WESTERN CAPITAL MANAGEMENT FIXED INCOME LIMITED PARTNERSHIP (Los Angeles, CA — pooled investment fund — 2010; $22.4M reported sold to 51 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer. Across those companies the filings report $696.1M sold in total.

Listed alongside WARREN J OLSEN (7 shared filings), BARRY P JULIEN (6 shared filings), FIRST WESTERN CAPITAL MANAGEMENT COMPANY (5 shared filings, management entity) and FIRST WESTERN INVESTMENT MANAGEMENT, INC. (2 shared filings, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around KENNETH. Each name links to their own page.

All 7 issuers belong to the sponsor group First Western (9 issuers, $207.4M reported sold, 2009–2017).

What this means A sponsor group is one team that sets up a new company for each deal. First Western has 9 companies on file and $207.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for KENNETH D MALAMED and found 11 differences, 8 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for KENNETH D MALAMED has not run yet — it is joining a line of 61,103 names; searches run around the clock at the hosts' allowed rate. Searched so far: 710 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 1 closed (disposition not in docket feed), 2 dismissed

Kenneth D Malamed v. First Western Capital Management Company closed
District Court, C.D. California · No. 2:16-cv-07735 · Filed Oct 18, 2016 · Closed Feb 27, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:1441 Notice of Removal - Breach of Contract
Role of Kenneth D Malamed: Plaintiff · Outcome: Terminated 2017-02-27 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 3 federal dockets); first name matches; court in the person's filing state (CA)
First Western Capital Management Company v. Malamed dismissed
District Court, D. Colorado · No. 1:16-cv-01961 · Filed Aug 2, 2016 · Closed Dec 1, 2017 · Nature of suit: 190 Contract: Other · Cause: 28:1331 Fed. Question: Breach of Contract
Role of Malamed: Defendant · Outcome: Terminated 2017-12-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 3 federal dockets); surname only in the caption; court in CO (not a filing state)
Malamed Family Trust v. Wells Fargo Bank NA dismissed
District Court, D. Nevada · No. 2:11-cv-00087 · Filed Jan 18, 2011 · Closed Dec 21, 2011 · Nature of suit: Real Property: Foreclosure · Cause: 28:1444 Petition for Removal- Foreclosure
Role of Malamed Family Trust: Plaintiff · Outcome: Terminated 2011-12-21 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 3 federal dockets); surname only in the caption; court in NV (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched KENNETH D MALAMED..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for KENNETH D MALAMED — 8 worth asking about (compared 7 filings on Oct 24, 2026)

Note · Jan 18, 2011 – Oct 18, 2016

3 court cases name KENNETH D MALAMED — 1 as defendant

By role: plaintiff in 2, defendant in 1. Newest: "Kenneth D Malamed v. First Western Capital Management Company" (District Court, C.D. California, Oct 18, 2016); "First Western Capital Management Company v. Malamed" (District Court, D. Colorado, Aug 2, 2016); "Malamed Family Trust v. Wells Fargo Bank NA" (District Court, D. Nevada, Jan 18, 2011). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Kenneth D Malamed v. First Western Capital Management Company ↗Docket · First Western Capital Management Company v. Malamed ↗Docket · Malamed Family Trust v. Wells Fargo Bank NA ↗
Sources
Worth asking · Jun 7, 2010 – Sep 26, 2017

Amount sold went down between filings — FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP

The Jun 7, 2010 filing says $89,363,401 sold; the Sep 26, 2017 Form D/A says $13,470,780 sold — $75,892,621 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jun 7, 2010 ↗Form D/A (later) · Sep 26, 2017 ↗FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Worth asking · Jun 7, 2010 – Sep 26, 2017

Amount sold went down between filings — FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP

The Jun 7, 2010 filing says $335,090,136 sold; the Sep 26, 2017 Form D/A says $18,014,844 sold — $317,075,292 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jun 7, 2010 ↗Form D/A (later) · Sep 26, 2017 ↗FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Worth asking · Jun 7, 2010 – Sep 11, 2017

Amount sold went down between filings — FIRST WESTERN CAPITAL MANAGEMENT EQUITY GROWTH LIMITED PARTNERSHIP

The Jun 7, 2010 filing says $115,211,856 sold; the Sep 11, 2017 Form D/A says $4,891,195 sold — $110,320,661 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jun 7, 2010 ↗Form D/A (later) · Sep 11, 2017 ↗FIRST WESTERN CAPITAL MANAGEMENT EQUITY GROWTH LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Worth asking · Jun 7, 2010 – Sep 26, 2017

Investor count went down between filings — FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP

The Jun 7, 2010 filing reports 260 investors; the Sep 26, 2017 Form D/A reports 22 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jun 7, 2010 ↗Form D/A (later) · Sep 26, 2017 ↗FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Worth asking · Jun 7, 2010 – Sep 26, 2017

Investor count went down between filings — FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP

The Jun 7, 2010 filing reports 282 investors; the Sep 26, 2017 Form D/A reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jun 7, 2010 ↗Form D/A (later) · Sep 26, 2017 ↗FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Worth asking · Jun 7, 2010 – Sep 11, 2017

Investor count went down between filings — FIRST WESTERN CAPITAL MANAGEMENT EQUITY GROWTH LIMITED PARTNERSHIP

The Jun 7, 2010 filing reports 291 investors; the Sep 11, 2017 Form D/A reports 20 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Jun 7, 2010 ↗Form D/A (later) · Sep 11, 2017 ↗FIRST WESTERN CAPITAL MANAGEMENT EQUITY GROWTH LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Worth asking · Jan 1, 1996 – Jun 8, 2010

5 Form Ds were filed more than 15 days after the first sale

Form D filed 5,272 days after the first sale — FIRST WESTERN CAPITAL MANAGEMENT FIXED INCOME LIMITED PARTNERSHIP · Form D filed 5,271 days after the first sale — FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP · Form D filed 5,271 days after the first sale — FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP · Form D filed 5,271 days after the first sale — FIRST WESTERN CAPITAL MANAGEMENT CALIFORNIA TAX EXEMPT LIMITED PARTNERSHIP · Form D filed 5,271 days after the first sale — FIRST WESTERN CAPITAL MANAGEMENT EQUITY GROWTH LIMITED PARTNERSHIP

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 8, 2010 ↗FIRST WESTERN CAPITAL MANAGEMENT FIXED INCOME LIMITED PARTNERSHIP — PartnerFacts page ↗Form D · Jun 7, 2010 ↗FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Note · Jan 1, 1996 – Jun 8, 2010

No amendment in the last 12 months on an offering that may still be open — FIRST WESTERN CAPITAL MANAGEMENT FIXED INCOME LIMITED PARTNERSHIP (latest filing Jun 8, 2010)

The latest filing for this offering is dated Jun 8, 2010 (first sale Jan 1, 1996). It reports $22,445,522 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 8, 2010 ↗FIRST WESTERN CAPITAL MANAGEMENT FIXED INCOME LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Note · Jan 1, 1996 – Jun 7, 2010

No amendment in the last 12 months on an offering that may still be open — FIRST WESTERN CAPITAL MANAGEMENT CALIFORNIA TAX EXEMPT LIMITED PARTNERSHIP (latest filing Jun 7, 2010)

The latest filing for this offering is dated Jun 7, 2010 (first sale Jan 1, 1996). It reports $5,883,357 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 7, 2010 ↗FIRST WESTERN CAPITAL MANAGEMENT CALIFORNIA TAX EXEMPT LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
Worth asking · Jan 26, 2009 – Sep 26, 2017

5 people are no longer listed on a later amendment

KENNETH D MALAMED is no longer listed on the Sep 26, 2017 amendment — FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP · KENNETH D MALAMED is no longer listed on the Sep 26, 2017 amendment — FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP · KENNETH D MALAMED is no longer listed on the Sep 26, 2017 amendment — FIRST WESTERN INVESTMENT MANAGEMENT HIGH INCOME SENIOR LOANS LIMITED PARTNERSHIP · KENNETH D MALAMED is no longer listed on the Sep 26, 2017 amendment — FIRST WESTERN INVESTMENT MANAGEMENT NATIONAL TAX EXEMPT LIMITED PARTNERSHIP · KENNETH D MALAMED is no longer listed on the Sep 11, 2017 amendment — FIRST WESTERN CAPITAL MANAGEMENT EQUITY GROWTH LIMITED PARTNERSHIP

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Jun 7, 2010 ↗Form D/A · Sep 26, 2017 ↗KENNETH D MALAMED — PartnerFacts page ↗FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 7 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 8, 2010 D
FIRST WESTERN CAPITAL MANAGEMENT FIXED INCOME LIMITED PARTNERSHIP
File 021-143147
$0$0$0
First Western Capital Management Company and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
None listed on this filingEDGAR ↗
Jun 7, 2010 D
FIRST WESTERN CAPITAL MANAGEMENT EQUITY GROWTH LIMITED PARTNERSHIP
File 021-143021
$0$0$0
First Western Capital Management Company and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
None listed on this filingEDGAR ↗
Jun 7, 2010 D
FIRST WESTERN CAPITAL MANAGEMENT CALIFORNIA TAX EXEMPT LIMITED PARTNERSHIP
File 021-143023
$0$0$0
First Western Capital Management Company and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
None listed on this filingEDGAR ↗
Jun 7, 2010 D
FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP
File 021-143037
$0$0$0
First Western Capital Management Company and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
None listed on this filingEDGAR ↗
Jun 7, 2010 D
FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP
File 021-143062
$0$0$0
First Western Capital Management Company and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
None listed on this filingEDGAR ↗
Feb 10, 2010 D
FIRST WESTERN INVESTMENT MANAGEMENT HIGH INCOME SENIOR LOANS LIMITED PARTNERSHIP
File 021-138615
$0 (est.)$0 (est.)$0 (est.)
First Western Investment Management, Inc. and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
None listed on this filingEDGAR ↗
Jan 26, 2009 D
FIRST WESTERN INVESTMENT MANAGEMENT NATIONAL TAX EXEMPT LIMITED PARTNERSHIP
File 021-126317
$0$0$0
First Western Investment Management, Inc. and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Kenneth D Malamed on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FW
Pooled Investment Fund · group: First Western

FIRST WESTERN CAPITAL MANAGEMENT FIXED INCOME LIMITED PARTNERSHIP

Los Angeles, CA · Jun 8, 2010
  • Jun 8, 2010 · D · $22,445,522 sold of Indefinite · 51 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $22.4M from 51 investors as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FW
Pooled Investment Fund · group: First Western

FIRST WESTERN CAPITAL MANAGEMENT HIGH INCOME LIMITED PARTNERSHIP

Los Angeles, CA · Jun 7, 2010
  • Jun 7, 2010 · D · $89,363,401 sold of Indefinite · 260 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $89.4M from 260 investors as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FW
Pooled Investment Fund · group: First Western

FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP

Los Angeles, CA · Jun 7, 2010
  • Jun 7, 2010 · D · $335,090,136 sold of Indefinite · 282 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $335.1M from 282 investors as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FW
Pooled Investment Fund · group: First Western

FIRST WESTERN CAPITAL MANAGEMENT CALIFORNIA TAX EXEMPT LIMITED PARTNERSHIP

Los Angeles, CA · Jun 7, 2010
  • Jun 7, 2010 · D · $5,883,357 sold of Indefinite · 111 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $5.88M from 111 investors as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FW
Pooled Investment Fund · group: First Western

FIRST WESTERN CAPITAL MANAGEMENT EQUITY GROWTH LIMITED PARTNERSHIP

Los Angeles, CA · Jun 7, 2010
  • Jun 7, 2010 · D · $115,211,856 sold of Indefinite · 291 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $115.2M from 291 investors as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FW
Pooled Investment Fund · group: First Western

FIRST WESTERN INVESTMENT MANAGEMENT HIGH INCOME SENIOR LOANS LIMITED PARTNERSHIP

Los Angeles, CA · Feb 10, 2010
  • Feb 10, 2010 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $5.81M from 10 investors as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FW
Pooled Investment Fund · group: First Western

FIRST WESTERN INVESTMENT MANAGEMENT NATIONAL TAX EXEMPT LIMITED PARTNERSHIP

Los Angeles, CA · Jan 26, 2009
  • Jan 26, 2009 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $122.3M from 23 investors as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Kenneth 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FW
Management entity

FIRST WESTERN CAPITAL MANAGEMENT COMPANY

Promoter · 5 shared filings (5 issuers) · also on 2 other issuers

FIRST WESTERN CAPITAL MANAGEMENT COMPANY is on 7 issuers in total — a repeat sponsor. Their page lists every one.

WO
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Person

WARREN J OLSEN

Executive Officer · 7 shared filings (7 issuers)

WARREN J OLSEN is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BJ
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Person

BARRY P JULIEN

Executive Officer · 6 shared filings (6 issuers) · also on 3 other issuers

BARRY P JULIEN is on 9 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

FW
Sponsor group

First Western

9 issuers · 14 filings · $207.4M reported sold · 2009–2017

One team, 9 deal companies. Kenneth D Malamed is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name KENNETH D MALAMED.

Same business address

42 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to KENNETH D MALAMED by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Kenneth D Malamed is listed on: none on file. No website or social profile named in FIRST WESTERN CAPITAL MANAGEMENT HIGH YIELD CAPITAL APPRECIATION LIMITED PARTNERSHIP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #265,497 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Los Angeles, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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