PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:33 AM ET

Sponsor Check › Person

KM
No photo found yet (own website and image search run after this page is viewed)

Kenneth C. Mitchell

Named as an officer, director or promoter on SEC Form D filings · TN · Jan 27, 2009 → Oct 8, 2014

32deals (issuers)
$1.34Mreported sold
65investors
54Form D filings
2009–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Kenneth C. Mitchell is listed as an executive officer and director on 54 SEC Form D filings by 32 issuers between Jan 2009 and Oct 2014. Largest by amount reported sold: Specialty Surgical Center of Encino LLC (Brentwood, TN — hospitals and physicians — 2009–2012; $592K reported sold to 1 investors), SURGICAL HOSPITAL OF AUSTIN LP (Rollingwood, TX — hospitals and physicians — 2009–2010; $420K reported sold to 24 investors), Specialty Surgical Center, LLC (Nashville, TN — hospitals and physicians — 2010–2013; $206K reported sold to 20 investors), CYPRESS SURGERY CENTER LLC (Nashville, TN — hospitals and physicians — 2012–2014; $80K reported sold to 3 investors), VILLAGE SURGICENTER L P (Erie, PA — hospitals and physicians — 2014; $39K reported sold to 1 investors) and 27 more (all listed below).

What this means That is a lot of deals — 32 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $1.34M sold in total.

Listed alongside Teresa F. Sparks (51 shared filings), Anthony Taparo (47 shared filings), Clifford G. Adlerz (47 shared filings), George Goodwin (43 shared filings), Symbion Holdings Corporation . (40 shared filings, management entity) and 161 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kenneth. Each name links to their own page.

All 32 issuers belong to the sponsor group Symbion (43 issuers, $18.7M reported sold, 2009–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Symbion has 43 companies on file and $18.7M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 34 bankruptcy cases matching the name listed in Key records below.

What this means 34 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 54 public filings for Kenneth C. Mitchell and found 20 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Kenneth C. Mitchell has not run yet — it is joining a line of 23,777 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kenneth C. Mitchell..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

34 cases: 33 closed (disposition not in docket feed), 1 open

Kenneth Mitchell and Mida Mitchell closed
United States Bankruptcy Court, W.D. Washington · No. 19-43328 · Filed Oct 17, 2019 · Closed Jan 17, 2020
Role of Kenneth Mitchell and Mida Mitchell: Debtor · Outcome: Case closed 2020-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (WA); middle initial differs
Kenneth W. Mitchell open
United States Bankruptcy Court, E.D. Texas · No. 19-41465 · Filed May 31, 2019
Role of Kenneth W. Mitchell: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TX); middle initial differs
Kenneth L. MITCHELL closed
United States Bankruptcy Court, E.D. Washington · No. 18-00194 · Filed Jan 29, 2018 · Closed May 11, 2018
Role of Kenneth L. MITCHELL: Debtor · Outcome: Case closed 2018-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (WA); middle initial differs
Kenneth Mitchell and Heidi Mitchell closed
United States Bankruptcy Court, E.D. Washington · No. 12-01421 · Filed Mar 28, 2012 · Closed Jul 22, 2013
Role of Kenneth Mitchell and Heidi Mitchell: Debtor · Outcome: Case closed 2013-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (WA); middle initial differs
Kenneth Mitchell and Gail M. Mitchell closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 11-17980 · Filed Oct 14, 2011 · Closed Feb 1, 2012
Role of Kenneth Mitchell and Gail M. Mitchell: Debtor · Outcome: Case closed 2012-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (PA); middle initial differs
Kenneth C Mitchell and Amanda K. Mitchell closed
United States Bankruptcy Court, E.D. Washington · No. 11-00800 · Filed Feb 22, 2011 · Closed Apr 13, 2015
Role of Kenneth C Mitchell and Amanda K. Mitchell: Debtor · Outcome: Case closed 2015-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (WA)
Kenneth Mitchell and Eurika Mitchell closed
United States Bankruptcy Court, S.D. Texas · No. 10-80592 · Filed Oct 4, 2010 · Closed Oct 8, 2010
Role of Kenneth Mitchell and Eurika Mitchell: Debtor · Outcome: Case closed 2010-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TX); middle initial differs
Kenneth Mitchell and Eurika Mitchell closed
United States Bankruptcy Court, S.D. Texas · No. 10-39187 · Filed Oct 4, 2010 · Closed Mar 15, 2016
Role of Kenneth Mitchell and Eurika Mitchell: Debtor · Outcome: Case closed 2016-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TX); middle initial differs
Michelle F. Burns-Mitchell and Kenneth L. Mitchell closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:10-bk-00385 · Filed Jan 20, 2010 · Closed Feb 9, 2011
Role of Kenneth L. Mitchell: Debtor · Outcome: Case closed 2011-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (PA); middle initial differs
Kenneth J Mitchell and Marjorie R Mitchell closed
United States Bankruptcy Court, W.D. Washington · No. 09-44529 · Filed Jun 25, 2009 · Closed Oct 13, 2009
Role of Kenneth J Mitchell and Marjorie R Mitchell: Debtor · Outcome: Case closed 2009-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (WA); middle initial differs
Kenneth Mitchell closed
United States Bankruptcy Court, W.D. Tennessee · No. 07-32032 · Filed Dec 1, 2007 · Closed Oct 18, 2013
Role of Kenneth Mitchell: Debtor · Outcome: Case closed 2013-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN)
Kenneth W. Mitchell and Marsha C. Mitchell closed
United States Bankruptcy Court, W.D. Texas · No. 07-51021 · Filed Apr 26, 2007 · Closed Aug 20, 2012
Role of Kenneth W. Mitchell and Marsha C. Mitchell: Debtor · Outcome: Case closed 2012-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TX); middle initial differs
Kenneth L. Mitchell, Jr. closed
United States Bankruptcy Court, N.D. Texas · No. 05-83553 · Filed Oct 12, 2005 · Closed Mar 13, 2006
Role of Kenneth L. Mitchell, Jr.: Debtor · Outcome: Case closed 2006-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TX); middle initial differs
Kenneth T. Mitchell closed
United States Bankruptcy Court, W.D. Tennessee · No. 05-32524 · Filed Aug 16, 2005 · Closed Oct 20, 2005
Role of Kenneth T. Mitchell: Debtor · Outcome: Case closed 2005-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN); middle initial differs
KENNETH E MITCHELL closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:03-bk-12290 · Filed Sep 25, 2003 · Closed Jan 26, 2004
Role of KENNETH E MITCHELL: Debtor · Outcome: Case closed 2004-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN); middle initial differs
Kenneth Mitchell and Eurika Mitchell closed
United States Bankruptcy Court, S.D. Texas · No. 03-43088 · Filed Sep 12, 2003 · Closed Nov 4, 2008
Role of Kenneth Mitchell and Eurika Mitchell: Debtor · Outcome: Case closed 2008-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TX); middle initial differs
Kenneth B Mitchell closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:03-bk-53004 · Filed Jun 19, 2003 · Closed Oct 14, 2003
Role of Kenneth B Mitchell: Debtor · Outcome: Case closed 2003-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (PA); middle initial differs
Kenneth Mitchell and Gail Mitchell closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-13392 · Filed Mar 5, 2002 · Closed Jul 10, 2002
Role of Kenneth Mitchell and Gail Mitchell: Debtor · Outcome: Case closed 2002-07-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (PA); middle initial differs
Kenneth W Mitchell and France L Mitchell closed
United States Bankruptcy Court, S.D. Texas · No. 01-37213 · Filed Jul 2, 2001 · Closed Aug 20, 2002
Role of Kenneth W Mitchell and France L Mitchell: Debtor · Outcome: Case closed 2002-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TX); middle initial differs
Kenneth Mitchell closed
United States Bankruptcy Court, W.D. Tennessee · No. 01-21767 · Filed Feb 5, 2001 · Closed Aug 10, 2006
Role of Kenneth Mitchell: Debtor · Outcome: Case closed 2006-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN)
Kenneth T. Mitchell closed
United States Bankruptcy Court, W.D. Tennessee · No. 00-31887 · Filed Sep 25, 2000 · Closed Jun 16, 2005
Role of Kenneth T. Mitchell: Debtor · Outcome: Case closed 2005-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN); middle initial differs
Kenneth Mitchell closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 99-35224 · Filed Dec 6, 1999 · Closed Mar 31, 2000
Role of Kenneth Mitchell: Debtor · Outcome: Case closed 2000-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (PA)
Kenneth D Mitchell and Mida Kay Mitchell closed
United States Bankruptcy Court, W.D. Washington · No. 99-33472 · Filed Apr 27, 1999 · Closed Mar 1, 2000
Role of Kenneth D Mitchell and Mida Kay Mitchell: Debtor · Outcome: Case closed 2000-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (WA); middle initial differs
Kenneth Mitchell closed
United States Bankruptcy Court, S.D. Texas · No. 98-35510 · Filed May 28, 1998 · Closed May 26, 1999
Role of Kenneth Mitchell: Debtor · Outcome: Case closed 1999-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TX)
Kenneth T. Mitchell closed
United States Bankruptcy Court, W.D. Tennessee · No. 97-33874 · Filed Sep 23, 1997 · Closed Apr 6, 2000
Role of Kenneth T. Mitchell: Debtor · Outcome: Case closed 2000-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN); middle initial differs
Kenneth Mitchell closed
United States Bankruptcy Court, W.D. Tennessee · No. 96-11737 · Filed Jun 7, 1996 · Closed Dec 3, 1996
Role of Kenneth Mitchell: Debtor · Outcome: Case closed 1996-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN)
Kenneth Mitchell closed
United States Bankruptcy Court, W.D. Tennessee · No. 96-25325 · Filed May 1, 1996 · Closed Feb 20, 1998
Role of Kenneth Mitchell: Debtor · Outcome: Case closed 1998-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN)
Kenneth Mitchell closed
United States Bankruptcy Court, W.D. Tennessee · No. 96-25042 · Filed Apr 24, 1996 · Closed Jul 30, 1997
Role of Kenneth Mitchell: Debtor · Outcome: Case closed 1997-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN)
Kenneth Mitchell closed
United States Bankruptcy Court, W.D. Tennessee · No. 94-31539 · Filed Nov 9, 1994 · Closed Feb 29, 1996
Role of Kenneth Mitchell: Debtor · Outcome: Case closed 1996-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN)
KENNETH MITCHELL and CAROLYN MITCHELL closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:94-bk-04399 · Filed Jul 1, 1994 · Closed Sep 27, 1999
Role of KENNETH MITCHELL and CAROLYN MITCHELL: Debtor · Outcome: Case closed 1999-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN); middle initial differs
Kenneth Mitchell closed
United States Bankruptcy Court, W.D. Tennessee · No. 94-24527 · Filed May 9, 1994 · Closed May 23, 1996
Role of Kenneth Mitchell: Debtor · Outcome: Case closed 1996-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN)
KENNETH H. MITCHELL closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:92-bk-07276 · Filed Aug 20, 1992 · Closed Jun 2, 1995
Role of KENNETH H. MITCHELL: Debtor · Outcome: Case closed 1995-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (TN); middle initial differs
KENNETH R MITCHELL closed
United States Bankruptcy Court, E.D. Washington · No. 92-02285 · Filed Aug 3, 1992 · Closed Sep 14, 1995
Role of KENNETH R MITCHELL: Debtor · Outcome: Case closed 1995-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (WA); middle initial differs
Kenneth S. Mitchell and Barbara J. Mitchell closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 91-10024 · Filed Jan 16, 1991 · Closed May 22, 1991
Role of Kenneth S. Mitchell and Barbara J. Mitchell: Debtor · Outcome: Case closed 1991-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 376 federal dockets); court in the person's filing state (PA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

20 differences found between the filings for Kenneth C. Mitchell — 6 worth asking about (compared the newest 50 of 54 filings on Oct 24, 2026; older filings not covered)

Note · May 3, 2011 – Jan 21, 2026

15 bankruptcy cases name the subject or team members

Bankruptcy case: North Houston Surgical Hospital, LLC — filed Jan 21, 2026 · Bankruptcy case: Cleveland Imaging & Surgical Hospital, L.L.C. — filed Sep 4, 2014 · Bankruptcy case: Humble Surgical Hospital, LLC and Official Committee of Unsecured Creditors - Adversary Proceeding — filed Feb 20, 2019 · Bankruptcy case: Quinn v. G&E HC REIT II Surgical Hospital of Humble, LLC — filed Feb 20, 2019 · Bankruptcy case: Cleveland Imaging & Surgical Hospital, L.L.C. - Adversary Proceeding — filed Jul 5, 2019 · and 10 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Texas ↗SURGICAL HOSPITAL OF AUSTIN LP — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. Texas ↗Docket · United States Bankruptcy Court, S.D. Texas ↗
Sources
Worth asking · May 5, 2009 – Dec 8, 2009

Amount sold went down between filings — SURGICAL HOSPITAL OF AUSTIN LP

The May 5, 2009 filing says $420,000 sold; the Dec 8, 2009 Form D says $0 sold — $420,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 5, 2009 ↗Form D (later) · Dec 8, 2009 ↗SURGICAL HOSPITAL OF AUSTIN LP — PartnerFacts page ↗
Sources
Worth asking · May 5, 2009 – Dec 8, 2009

Investor count went down between filings — SURGICAL HOSPITAL OF AUSTIN LP

The May 5, 2009 filing reports 24 investors; the Dec 8, 2009 Form D reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 5, 2009 ↗Form D (later) · Dec 8, 2009 ↗SURGICAL HOSPITAL OF AUSTIN LP — PartnerFacts page ↗
Sources
Worth asking · Oct 8, 2014

100% of the money raised went to insiders — VILLAGE SURGICENTER L P

The Oct 8, 2014 Form D reports $38,582 sold and $38,582 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "The proceeds from the Offering will be utilized by the Partnership to redeem Class B Units held by the Class B Limited Partner.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 8, 2014 ↗VILLAGE SURGICENTER L P — PartnerFacts page ↗
Sources
Worth asking · Jul 15, 2010

562% of the money raised went to insiders — Specialty Surgical Center, LLC

The Jul 15, 2010 Form D/A reports $205,913 sold and $1,156,679 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "The gross proceeds from the sale of the Units will be used to fund the redemption from the Administrative Member of the same number of Units as are sold in the offering at a price equal to the price a".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jul 15, 2010 ↗Specialty Surgical Center, LLC — PartnerFacts page ↗
Sources
Worth asking · May 28, 2010

51% of the money raised went to insiders — SURGICAL HOSPITAL OF AUSTIN LP

The May 28, 2010 Form D/A reports $50,000 sold and $25,723 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Payment to the General Partner in consideration of dilution of its partnership interest in the Issuer, assuming all the remaining Units are sold in the Offering.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · May 28, 2010 ↗SURGICAL HOSPITAL OF AUSTIN LP — PartnerFacts page ↗
Sources
Worth asking · Mar 16, 2010 – Jan 4, 2022

Kenneth C. Mitchell appears on 29 deals that stopped filing before reaching their target

Specialty Surgical Center of Encino LLC (last filing Jan 4, 2022; $592,200 sold of $2,557,894); Animas Surgical Hospital, LLC (last filing Oct 30, 2017; $0 sold of $1,318,064); Specialty Surgical Center, LLC (last filing Jan 24, 2017; $205,913 sold of $2,000,000); JACKSONVILLE BEACH SURGERY CENTER, LLC (last filing Oct 7, 2016; $0 sold of $261,840); LUBBOCK HEART HOSPITAL, LLC (last filing Mar 30, 2015; $0 sold of $8,832,034); Cape Coral Ambulatory Surgery Center, LLC (last filing Oct 8, 2014; $0 sold of $250,000); and 23 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Specialty Surgical Center of Encino LLC — PartnerFacts page ↗Animas Surgical Hospital, LLC — PartnerFacts page ↗Specialty Surgical Center, LLC — PartnerFacts page ↗JACKSONVILLE BEACH SURGERY CENTER, LLC — PartnerFacts page ↗
Sources
Note · Mar 24, 2009 – Jul 8, 2013

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Specialty Surgical Center of Irvine LLC (latest filing Jul 8, 2013) · No amendment in the last 12 months on an offering that may still be open — CYPRESS SURGERY CENTER LLC (latest filing Aug 14, 2012) · No amendment in the last 12 months on an offering that may still be open — Specialty Surgical Center, LLC (latest filing Jul 15, 2010) · No amendment in the last 12 months on an offering that may still be open — SURGICAL HOSPITAL OF AUSTIN LP (latest filing May 28, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jul 8, 2013 ↗Specialty Surgical Center of Irvine LLC — PartnerFacts page ↗Form D · Aug 14, 2012 ↗CYPRESS SURGERY CENTER LLC — PartnerFacts page ↗
Sources
Note · Jan 19, 2012 – Jul 17, 2014

Kenneth C. Mitchell's role changed at Valley Ambulatory Surgery Center, L.P.: executive officer, director → executive officer

The Jan 19, 2012 filing lists Kenneth C. Mitchell as executive officer, director; the Jul 17, 2014 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jan 19, 2012 ↗Form D · Jul 17, 2014 ↗Kenneth C. Mitchell — PartnerFacts page ↗Valley Ambulatory Surgery Center, L.P. — PartnerFacts page ↗
Sources
Note · Mar 15, 2010 – Jul 2, 2012

Kenneth C. Mitchell's role changed at NORTHSTAR SURGICAL CENTER, L.P.: executive officer, director → executive officer

The Mar 15, 2010 filing lists Kenneth C. Mitchell as executive officer, director; the Jul 2, 2012 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Mar 15, 2010 ↗Form D · Jul 2, 2012 ↗Kenneth C. Mitchell — PartnerFacts page ↗NORTHSTAR SURGICAL CENTER, L.P. — PartnerFacts page ↗
Sources
Note · May 5, 2009 – Nov 19, 2010

5 offerings changed their target amount between filings

Offering amount lowered between filings — Specialty Surgical Center of Encino LLC · Offering amount changed between filings — Specialty Surgical Center, LLC · Offering amount lowered between filings — SURGICAL HOSPITAL OF AUSTIN LP · Offering amount lowered between filings — Gresham Station Surgery Center, LLC · Offering amount lowered between filings — SURGICAL HOSPITAL OF AUSTIN LP

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Oct 30, 2009 ↗Form D/A (later) · Nov 19, 2010 ↗Specialty Surgical Center of Encino LLC — PartnerFacts page ↗Form D (earlier) · Jun 10, 2010 ↗
Sources
Note · Oct 30, 2009 – Nov 19, 2010

Minimum investment changed between filings — Specialty Surgical Center of Encino LLC

The Oct 30, 2009 filing lists a minimum of $7,311; the Nov 19, 2010 Form D/A lists $4,500.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 30, 2009 ↗Form D/A (later) · Nov 19, 2010 ↗Specialty Surgical Center of Encino LLC — PartnerFacts page ↗
Sources
Note · Jun 10, 2010 – Jul 15, 2010

Minimum investment changed between filings — Specialty Surgical Center, LLC

The Jun 10, 2010 filing lists a minimum of $1,860; the Jul 15, 2010 Form D/A lists $3,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jun 10, 2010 ↗Form D/A (later) · Jul 15, 2010 ↗Specialty Surgical Center, LLC — PartnerFacts page ↗
Sources
Note · Dec 8, 2009 – May 28, 2010

Minimum investment changed between filings — SURGICAL HOSPITAL OF AUSTIN LP

The Dec 8, 2009 filing lists a minimum of $10,000; the May 28, 2010 Form D/A lists $3,423.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 8, 2009 ↗Form D/A (later) · May 28, 2010 ↗SURGICAL HOSPITAL OF AUSTIN LP — PartnerFacts page ↗
Sources
Note · Sep 29, 2009 – Jan 22, 2010

Minimum investment changed between filings — Gresham Station Surgery Center, LLC

The Sep 29, 2009 filing lists a minimum of $8,700; the Jan 22, 2010 Form D/A lists $3,750.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Sep 29, 2009 ↗Form D/A (later) · Jan 22, 2010 ↗Gresham Station Surgery Center, LLC — PartnerFacts page ↗
Sources
Note · Sep 29, 2009 – Jun 10, 2010

Kenneth C. Mitchell is written 2 different ways on the filings

listed as "Kenneth C. Mitchell" on 44 filings (from Sep 29, 2009), and "Kenneth Mitchell" on 6 filings (from Jun 10, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Sep 29, 2009 ↗Form D · Jun 10, 2010 ↗Kenneth C. Mitchell — PartnerFacts page ↗
Sources
Note · Oct 30, 2009 – Jul 17, 2014

7 issuers described their industry differently on different filings

Industry group changed between filings — Valley Ambulatory Surgery Center, L.P. · Industry group changed between filings — Honolulu Spine Center, LLC · Industry group changed between filings — Specialty Surgical Center, LLC · Industry group changed between filings — Specialty Surgical Center of Irvine LLC · Industry group changed between filings — Animas Surgical Hospital, LLC · and 2 more

What this means Often just a different box ticked; sometimes the deal changed. Ask which business your money is in.

Form D · Jan 19, 2012 ↗Form D · Jul 17, 2014 ↗Valley Ambulatory Surgery Center, L.P. — PartnerFacts page ↗Form D · Dec 8, 2010 ↗
Sources
Note · Apr 8, 2009 – Dec 8, 2009

Reported revenue range changed between filings — SURGICAL HOSPITAL OF AUSTIN LP

"$5,000,001 - $25,000,000" (Apr 8, 2009); then "Decline to Disclose" (Dec 8, 2009).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Apr 8, 2009 ↗Form D · Dec 8, 2009 ↗SURGICAL HOSPITAL OF AUSTIN LP — PartnerFacts page ↗
Sources
Note · May 5, 2009 – Dec 8, 2009

Address moved from Rollingwood, TX to Nashville, TN — SURGICAL HOSPITAL OF AUSTIN LP

The people listed on the May 5, 2009 filing give Rollingwood, TX; on the Dec 8, 2009 filing they give Nashville, TN.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 5, 2009 ↗Form D · Dec 8, 2009 ↗SURGICAL HOSPITAL OF AUSTIN LP — PartnerFacts page ↗
Sources
Note · Apr 8, 2009 – May 5, 2009

Address moved from West Berlin, NJ to Rollingwood, TX — SURGICAL HOSPITAL OF AUSTIN LP

The people listed on the Apr 8, 2009 filing give West Berlin, NJ; on the May 5, 2009 filing they give Rollingwood, TX.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 8, 2009 ↗Form D/A · May 5, 2009 ↗SURGICAL HOSPITAL OF AUSTIN LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 54 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

16 of 49 offerings report sales commissions totalling $352,500; 0 report finder's fees; 31 report proceeds to related persons totalling $19,029,972. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 8, 2014 D
VILLAGE SURGICENTER L P
File 021-226027
$0$0$38,582
The proceeds from the Offering will be utilized by the Partnership to redeem Class B Units held by the Class B Limited Partner.
None listed on this filingEDGAR ↗
Oct 8, 2014 D
Cape Coral Ambulatory Surgery Center, LLC
File 021-226019
$0$0$0
The gross proceeds from the sale of the first 18.28 Units will be used to fund the working capital needs of Issuer. Proceeds from the remaining Units sold will be used to redeem the same number of Units from the Class B Member.
None listed on this filingEDGAR ↗
Aug 21, 2014 D
LARGO ENDOSCOPY CENTER LP
File 021-223422
$0$0$0
The gross proceeds from the sale of the Units will be used to fund a special distribution in the form of cash to the existing Partners, including the General Partner, to compensate such Partners for the dilution of their partnership interest.
None listed on this filingEDGAR ↗
Jul 17, 2014 D
Specialty Surgical Center of Irvine LLC
File 021-221239
$25,000$0$133,082 (est.)
The gross proceeds from the sale of the first 28.54 Units will be used to redeem such Units from the Class B Member at the offering price. The gross proceeds from the sale of the next 22.46 Units will fund a cash distribution to the existing Members.
John Riddle BrokerCheck CRD 2441613 ↗
via Brown, Gibbs, Lang & Company Securities, Inc. (CRD 20540 ↗)
EDGAR ↗
Jul 17, 2014 D
Valley Ambulatory Surgery Center, L.P.
File 021-221241
$0$0$0
The gross proceeds from the sale of the Units in the Offering will be used to redeem from the General Partner the same number of Units that are sold at a price equal to the price at which such Units are purchased.
None listed on this filingEDGAR ↗
Jun 27, 2014 D
Birmingham Surgery Center LLC
File 021-220017
$0$0$0
The proceeds from the sale of the Units will be used to redeem from the Managing Member the same number of Units as sold in the offering at a price equal to the price of which such Units are purchased.
None listed on this filingEDGAR ↗
Jun 6, 2014 D
CYPRESS SURGERY CENTER LLC
File 021-218735
$0$0$111,000
The gross proceeds from the sale of the Units by the Issuer will be used to redeem from the Administrative Member the same number of Units as are sold in the offering at a price equial to the price at which such Units are purchased.
None listed on this filingEDGAR ↗
Apr 7, 2014 D
Honolulu Spine Center, LLC
File 021-214981
$0$0$87,252
The gross proceeds from the sale of the 20.53 Units will be used to redeem from NeoSpine Surgery, LLC, the same number of Units as are sold in the offering at a price equal to the price at which such Units are purchased.
None listed on this filingEDGAR ↗
Dec 3, 2013 D
Specialty Surgical Center of Thousand Oaks, LLC
File 021-207284
$25,000$0$0
The gross proceeds from sale of the 84.88 Units will be used to fund a special distribution to the existing Members immediately prior to the closing of this offering to compensate such members for their dilution of their membership interests.
John Riddle BrokerCheck CRD 2441613 ↗
via Brown, Gibbs, Lang & Company Securities, Inc. (CRD 20540 ↗)
EDGAR ↗
Sep 9, 2013 D
Specialty Surgical Center, LLC
File 021-202558
$0$0$0None listed on this filingEDGAR ↗
Aug 9, 2013 D
Great Falls Clinic Surgery Center, L.L.C.
File 021-201103
$0$0$2,673,000 (est.)
The net proceeds will be used to redeem from the Class B Member, UniPhy Healthcare of Johnson City IV,LLC, the same number of Units as are subscribed for in the offering.
None listed on this filingEDGAR ↗
Jul 8, 2013 D
Specialty Surgical Center of Irvine LLC
File 021-199143
$0$0$0None listed on this filingEDGAR ↗
Jul 3, 2013 D
NORTHSTAR SURGICAL CENTER, L.P.
File 021-199010
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2012 D
Wilmington Surgery Center L P
File 021-188240
$0$0$590,500
The gross proceeds from the sale of the Units by the Partnerhip will be used to redeem from Ambulatory Resource Centres Investment Company, LLC the same number of Units as are subscribed in the offering.
None listed on this filingEDGAR ↗
Dec 6, 2012 D
ARC KENTUCKY LLC
File 021-187940
$0$0$154,000
The proceeds from the sale of the Units will be used to redeem from the member, Symbion Ambulatory Resource Centres, Inc. the same number of Units as subscribed in the offering.
None listed on this filingEDGAR ↗
Dec 3, 2012 D
Animas Surgical Hospital, LLC
File 021-187788
$0$0$1,318,064
The gross proceeds from the sale of the Units will be used to redeem from the Class B Member the same number of Units as sold in the offering.
None listed on this filingEDGAR ↗
Nov 8, 2012 D
Specialty Surgical Center of Encino LLC
File 021-186669
$25,000$0$259,200
The gross proceeds from the sale of 144 Units will be used to redeem from the Class B Member the same number of Units as sold in the offering.
John Riddle BrokerCheck CRD 2441613 ↗
via Brown, Gibbs, Lang & Company Securities, Inc. (CRD 20540 ↗)
EDGAR ↗
Oct 5, 2012 D
Great Falls Clinic Surgery Center, L.L.C.
File 021-185126
$0$0$3,964,400 (est.)
The gross proceeds will be used to redeem from the Class A Member the same number of Units as are subscribed for in the offering.
None listed on this filingEDGAR ↗
Sep 4, 2012 D
St. Louis Women's Surgery Center, LLC
File 021-183604
$25,000 (est.)$0$397,500 (est.)
The gross proceeds from the sale of the Units will be used to redeem from the Administrative Member the same number of Units as are subscribed for in this offering.
John Riddle BrokerCheck CRD 2441613 ↗
via Brown, Gibbs, Lang & Company Securities, Inc. (CRD 29540 ↗)
EDGAR ↗
Aug 14, 2012 D
CYPRESS SURGERY CENTER LLC
File 021-182652
$20,000 (est.)$0$0John Riddle BrokerCheck CRD 2441613 ↗
via Brown, Gibbs, Lang & Company Securities, Inc. (CRD 29540 ↗)
EDGAR ↗
Aug 1, 2012 D
ORTHOPAEDIC SURGERY CENTER OF ASHEVILLE LP
File 021-182097
$0$0$171,000 (est.)
The gross proceeds of this offering will be used to redeem units from Ambulatory Resource Centres Investment Company, LLC, a Limited Partner, in the Partnership.
None listed on this filingEDGAR ↗
Jul 2, 2012 D
NORTHSTAR SURGICAL CENTER, L.P.
File 021-180609
$0$0$31,000
Net proceeds will be utilized by the Partnership for working capital.
None listed on this filingEDGAR ↗
May 8, 2012 D
LUBBOCK HEART HOSPITAL, LLC
File 021-177807
$25,000$0$2,626,390 (est.)
The gross proceeds from the sale of units will be used to fund redemption of units from certain Class A Members.
The Securities Group, LLC BrokerCheck CRD 118148 ↗
via Betty Gearhart (CRD 735679 ↗)
EDGAR ↗
Mar 21, 2012 D
NEW ALBANY OUTPATIENT SURGERY LP
File 021-175270
$0$0$0None listed on this filingEDGAR ↗
Mar 7, 2012 D
Birmingham Surgery Center LLC
File 021-174457
$0$0$494,000
The proceeds from the sale of units will be used to fund redemption of units from the Managing Member and Class A Member.
None listed on this filingEDGAR ↗
Jan 19, 2012 D
Valley Ambulatory Surgery Center, L.P.
File 021-172148
$0$0$189,540
The gross proceeds from the sale of the Units by the Partnership will be used to redeem from the General Partner the same number of Units as are subscribed for in the offering.
None listed on this filingEDGAR ↗
Sep 21, 2011 D
Specialty Surgical Center of Irvine LLC
File 021-166168
$40,000 (est.)$0$618,400
The net proceeds from the sale of the Units will be used to fund a special distribution to the existing Members, including the sole Class B Member, SMBISS Irvine, LLC, to compensate for the dilution of their membership interest pursuant to the offering.
Burch & Company, Inc. BrokerCheck CRD 102280 ↗
via Michael A. Crabb, III (CRD 4462833 ↗)
EDGAR ↗
Jul 27, 2011 D
Boulder Spine Center, LLC
File 021-163526
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 16, 2011 D
Animas Surgical Hospital, LLC
File 021-161405
$0$0$506,400 (est.)
The proceeds from the sale of the Units will be used to redeem from the Class B Member, and the Class B Member will sell to the Company, one Unit.
None listed on this filingEDGAR ↗
May 13, 2011 D
PICKAWAY SURGICAL CENTER LTD
File 021-159843
$0$0$36,600
Net proceeds from sale of first 6 Units used to fund working capital needs of Company. Gross proceeds from sale of last 6 units will be used to fund redemption from Class A Member up to 6 units at a price equal to price at which Units are purchased.
None listed on this filingEDGAR ↗
Apr 7, 2011 D
Orange City Surgical L L C
File 021-157967
$0$0$230,000 (est.)
Proceeds from the sale of the Units will be used to redeem from the Class B and Class C Members the same number of units as are sold in the Offering.
None listed on this filingEDGAR ↗
Dec 8, 2010 D
Honolulu Spine Center, LLC
File 021-151564
$0$0$57,000 (est.)
The proceeds from the sale of Membership Interests will be used to redeem from the Managing Member the same number of Membership Interests as are purchased in the offering.
None listed on this filingEDGAR ↗
Nov 19, 2010 D/A
Specialty Surgical Center of Encino LLC
File 021-83686
$20,000$0$552,375
The gross proceeds from the sale of the first 122.75 Class A Units in this Offering ($552,375)will be used to redeem an equal number of Class B Units from the Administrative Member.
The Securities Group, LLC BrokerCheck CRD 118148 ↗
via Michelle Trammell (CRD 2648055 ↗)
EDGAR ↗
Nov 19, 2010 D
Surgery Center of Pennsylvania, LLC
File 021-150806
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2010 D
Gresham Station Surgery Center, LLC
File 021-150384
$15,000$0$15,000 (est.)
The Securities Group, LLC, with whom Board Member Danny Bundren is affiliated, will receive $15,000 commission. In addition, funds from the sale of any Units above 259.27 will be used to redeem the same number of Units from the Administrative Member.
The Securities Group, LLC BrokerCheck CRD 118148 ↗
via Danny Bundren (CRD 5164047 ↗)
EDGAR ↗
Nov 3, 2010 D
Novi Surgery Center, LLC
File 021-149985
$0$0$0None listed on this filingEDGAR ↗
Oct 25, 2010 D
JACKSONVILLE BEACH SURGERY CENTER, LLC
File 021-149528
$0$0$50,000 (est.)
For every Unit sold pursuant to this offering, a Unit will be redeemed from Ambulatory Resource Centres Investment Co., LLC and reissued by the Issuer.
None listed on this filingEDGAR ↗
Jul 22, 2010 D
Independence Surgery Center, LLC
File 021-145365
$20,000 (est.)$0$75,000
Payable to SymbionArc Management Services, Inc. for development fee.
The Securities Group, LLC BrokerCheck CRD 118148 ↗
via Michelle Trammell (CRD 2648055 ↗)
EDGAR ↗
Jul 15, 2010 D/A
Specialty Surgical Center, LLC
File 021-143260
$15,000$0$1,156,679 (est.)
The gross proceeds from the sale of the Units will be used to fund the redemption from the Administrative Member of the same number of Units as are sold in the offering at a price equal to the price at which such Units are purchased.
The Securities Group, LLC BrokerCheck CRD 118148 ↗
via Danny Bundren (CRD 5164047 ↗)
EDGAR ↗
Jul 15, 2010 D
Specialty Surgical Center of Irvine LLC
File 021-144980
$25,000$0$1,765,400 (est.)
The net proceeds from the sale of the Units will be used to fund a special distribution to the existing Members, including the Sole Class B Member, to compensate for the dilution of their membership interest pursuant to this offering.
Burch & Company, Inc. BrokerCheck CRD 102280 ↗
via Michael A. Crabb III (CRD 4462833 ↗)
EDGAR ↗
Jul 7, 2010 D
Hand Surgery Center of Louisiana, L.P.
File 021-144540
$15,000 (est.)$0$0The Securities Group, LLC BrokerCheck CRD 118148 ↗
via Danny Bundren (CRD 5164047 ↗)
EDGAR ↗
Jun 10, 2010 D
Specialty Surgical Center of Thousand Oaks, LLC
File 021-143262
$25,000$0$0Burch & Company, Inc. BrokerCheck CRD 102280 ↗
via Michael A. Crabb III (CRD 4462833 ↗)
EDGAR ↗
May 28, 2010 D/A
SURGICAL HOSPITAL OF AUSTIN LP
File 021-51483
$20,000$0$25,723
Payment to the General Partner in consideration of dilution of its partnership interest in the Issuer, assuming all the remaining Units are sold in the Offering.
The Securites Group, LLC BrokerCheck CRD 118148 ↗
via Michelle Trammell (CRD 2648055 ↗)
EDGAR ↗
Mar 16, 2010 D
TEXARKANA SURGERY CENTER LP
File 021-56650
$0$0$227,385 (est.)
Proceeds to be paid to Texarkana Surgery Center G.P., Inc. in consideration of redemption of a portion of its ownership interest.
None listed on this filingEDGAR ↗
Mar 15, 2010 D
NORTHSTAR SURGICAL CENTER, L.P.
File 021-58912
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2010 D/A
Gresham Station Surgery Center, LLC
File 021-134820
$12,500$0$0The Securities Group BrokerCheck CRD 118148 ↗
via Danny Bundren (CRD 5164047 ↗)
EDGAR ↗
Aug 6, 2009 D
Orange City Surgical L L C
File 021-98440
$0$0$75,000 (est.)
Payment to the Class B Member and Class C Member in consideration of dilution of their Membership interests assuming the offering is fully subscribed.
None listed on this filingEDGAR ↗
Aug 5, 2009 D
ARC of Bellingham LP
File 021-66500
$0$0$400,500 (est.)
Payment to a Limited Partner in consideration of dilution of its Partnership interest assuming the offering is fully subscribed.
None listed on this filingEDGAR ↗
Feb 13, 2009 D/A
ORTHOPAEDIC SURGERY CENTER OF ASHEVILLE LP
File 021-42966
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 32

Every issuer that named Kenneth C. Mitchell on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

VS
Hospitals and Physicians · group: Symbion

VILLAGE SURGICENTER L P

Erie, PA · Oct 8, 2014
  • Oct 8, 2014 · D · $38,582 sold of $38,582 · 1 investors · min. $38,582 · role: Executive Officer (Vice President of General Partner) EDGAR ↗

Raised $39K from 1 investor (100% of the $39K target) as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Hospitals and Physicians · group: Symbion

Cape Coral Ambulatory Surgery Center, LLC

Nashville, TN · Oct 8, 2014
  • Oct 8, 2014 · D · $0 sold of $250,000 · 0 investors · min. $10,000 · role: Executive Officer (Vice President of Class B Member) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LE
Hospitals and Physicians · group: Symbion

LARGO ENDOSCOPY CENTER LP

Nashville, TN · Aug 21, 2014
  • Aug 21, 2014 · D · $0 sold of $206,000 · 0 investors · min. $20,600 · role: Executive Officer (Vice President of General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VA
Hospitals and Physicians · group: Symbion

Valley Ambulatory Surgery Center, L.P.

Nashville, TN · Jan 19, 2012 → Jul 17, 2014 · 2 filings
  • Jul 17, 2014 · D · $0 sold of $22,700 · 0 investors · min. $22,700 · role: Executive Officer (Vice President of General Partner) EDGAR ↗
  • Jan 19, 2012 · D · $0 sold of $189,540 · 0 investors · min. $21,060 · role: Executive Officer, Director (Officer and Diretor of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Hospitals and Physicians · group: Symbion

Specialty Surgical Center of Irvine LLC

Nashville, TN · Jul 15, 2010 → Jul 17, 2014 · 4 filings
  • Jul 17, 2014 · D · $0 sold of $237,813 · 0 investors · min. $4,663 · role: Executive Officer (Vice President of Issuer) EDGAR ↗
  • Jul 8, 2013 · D · $0 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (Vice President of Administrative Member and Issuer) EDGAR ↗
  • Sep 21, 2011 · D · $0 sold of $673,400 · 0 investors · min. $7,400 · role: Executive Officer (Officer of the Administrative Member) EDGAR ↗
  • Jul 15, 2010 · D · $0 sold of $1,765,400 · 0 investors · min. $19,400 · role: Executive Officer EDGAR ↗

16 investors reported; no amount sold yet as of the latest filing. Kenneth is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Hospitals and Physicians · group: Symbion

Birmingham Surgery Center LLC

Nashville, TN · Mar 7, 2012 → Jun 27, 2014 · 2 filings
  • Jun 27, 2014 · D · $0 sold of $1,335,600 · 0 investors · min. $60,000 · role: Executive Officer (Vice President of Managing Member) EDGAR ↗
  • Mar 7, 2012 · D · $0 sold of $494,000 · 0 investors · min. $26,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CS
Hospitals and Physicians · group: Symbion

CYPRESS SURGERY CENTER LLC

Nashville, TN · Aug 14, 2012 → Jun 6, 2014 · 2 filings
  • Jun 6, 2014 · D · $0 sold of $111,000 · 0 investors · min. $10,000 · role: Executive Officer (Vice President of Administrative Member) EDGAR ↗
  • Aug 14, 2012 · D · $80,000 sold of $200,000 · 3 investors · min. $10,000 · role: Executive Officer (Vice President of the Administrative Member) EDGAR ↗

Raised $80K from 3 investors (72% of the $111K target) as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HS
Hospitals and Physicians · group: Symbion

Honolulu Spine Center, LLC

Nashville, TN · Dec 8, 2010 → Apr 7, 2014 · 2 filings
  • Apr 7, 2014 · D · $0 sold of $87,252 · 0 investors · min. $4,250 · role: Executive Officer (Vice President of Majority Member) EDGAR ↗
  • Dec 8, 2010 · D · $0 sold of $57,000 · 0 investors · min. $3,800 · role: Executive Officer (Officer of the Managing Member) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Hospitals and Physicians · group: Symbion

Specialty Surgical Center of Thousand Oaks, LLC

Nashville, TN · Jun 10, 2010 → Dec 3, 2013 · 2 filings
  • Dec 3, 2013 · D · $0 sold of $1,465,113 · 0 investors · min. $17,261 · role: Executive Officer (Vice President of Administrative Member) EDGAR ↗
  • Jun 10, 2010 · D · $0 sold of $902,100 · 0 investors · min. $9,700 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Hospitals and Physicians / 506(b) (147 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Hospitals and Physicians · group: Symbion

Specialty Surgical Center, LLC

Nashville, TN · Jun 10, 2010 → Sep 9, 2013 · 3 filings
  • Sep 9, 2013 · D · $0 sold of $2,000,000 · 0 investors · min. $12,500 · role: Executive Officer (Vice President of Administrative Member) EDGAR ↗
  • Jul 15, 2010 · D/A · $205,913 sold of $1,156,679 · 20 investors · min. $3,000 · role: Executive Officer EDGAR ↗
  • Jun 10, 2010 · D · $0 sold of $345,537 · 0 investors · min. $1,860 · role: Executive Officer EDGAR ↗

Raised $206K from 20 investors (10% of the $2M target) as of the latest filing. Kenneth is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GF
Hospitals and Physicians · group: Symbion

Great Falls Clinic Surgery Center, L.L.C.

Nashville, TN · Oct 5, 2012 → Aug 9, 2013 · 2 filings
  • Aug 9, 2013 · D · $0 sold of $2,703,000 · 0 investors · min. $90,100 · role: Executive Officer (Vice President of Administrative Member) EDGAR ↗
  • Oct 5, 2012 · D · $0 sold of $3,964,400 · 0 investors · min. $90,100 · role: Executive Officer (Vice President of Administrative Member) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NS
Hospitals and Physicians · group: Symbion

NORTHSTAR SURGICAL CENTER, L.P.

Nashville, TN · Mar 15, 2010 → Jul 3, 2013 · 3 filings
  • Jul 3, 2013 · D · $0 sold of $169,067 · 0 investors · min. $21,133 · role: Executive Officer (Vice President of General Partner) EDGAR ↗
  • Jul 2, 2012 · D · $0 sold of $31,000 · 0 investors · min. $15,500 · role: Executive Officer (Vice President of General Partner) EDGAR ↗
  • Mar 15, 2010 · D · $0 sold of $188,360 · 0 investors · min. $27,700 · role: Executive Officer, Director (Executive Officer and Director of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

WS
Hospitals and Physicians · group: Symbion

Wilmington Surgery Center L P

Nashville, TN · Dec 12, 2012
  • Dec 12, 2012 · D · $0 sold of $590,500 · 0 investors · min. $29,525 · role: Executive Officer (Vice President of General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AK
Hospitals and Physicians · group: Symbion

ARC KENTUCKY LLC

Nashville, TN · Dec 6, 2012
  • Dec 6, 2012 · D · $0 sold of $154,000 · 0 investors · min. $38,500 · role: Executive Officer (Vice President of Manager) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AS
Hospitals and Physicians · group: Symbion

Animas Surgical Hospital, LLC

Nashville, TN · Jun 16, 2011 → Dec 3, 2012 · 2 filings
  • Dec 3, 2012 · D · $0 sold of $1,318,064 · 0 investors · min. $82,379 · role: Executive Officer (Vice President of Administrative Member) EDGAR ↗
  • Jun 16, 2011 · D · $0 sold of $506,400 · 0 investors · min. $63,300 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SS
Hospitals and Physicians · group: Symbion

Specialty Surgical Center of Encino LLC

Brentwood, TN · Oct 30, 2009 → Nov 8, 2012 · 3 filings
  • Nov 8, 2012 · D · $0 sold of $341,874 · 0 investors · min. $3,600 · role: Executive Officer (Vice President of Adminstrative Member) EDGAR ↗
  • Nov 19, 2010 · D/A · $0 sold of $766,125 · 0 investors · min. $4,500 · role: Executive Officer EDGAR ↗
  • Oct 30, 2009 · D · $0 sold of $1,316,106 · 0 investors · min. $7,311 · role: Executive Officer EDGAR ↗

Raised $592K from 1 investor (100% of the $342K target) as of the latest filing. Kenneth is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SL
Hospitals and Physicians · group: Symbion

St. Louis Women's Surgery Center, LLC

Nashville, TN · Sep 4, 2012
  • Sep 4, 2012 · D · $0 sold of $397,500 · 0 investors · min. $7,950 · role: Executive Officer (Vice President of the Administrative Member) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OS
Hospitals and Physicians · group: Symbion

ORTHOPAEDIC SURGERY CENTER OF ASHEVILLE LP

Nashville, TN · Jan 27, 2009 → Aug 1, 2012 · 3 filings
  • Aug 1, 2012 · D · $0 sold of $171,000 · 0 investors · min. $57,000 · role: Executive Officer (Vice President of General Partner) EDGAR ↗
  • Feb 13, 2009 · D/A · $0 sold of $555,000 · 0 investors · min. $37,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 27, 2009 · D · $0 sold of $555,000 · 0 investors · min. $37,000 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LH
Hospitals and Physicians · group: Symbion

LUBBOCK HEART HOSPITAL, LLC

Nashville, TN · May 8, 2012
  • May 8, 2012 · D · $0 sold of $2,626,390 · 0 investors · min. $19,900 · role: Executive Officer (Vice President) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NA
Hospitals and Physicians · group: Symbion

NEW ALBANY OUTPATIENT SURGERY LP

Nashville, TN · Mar 21, 2012
  • Mar 21, 2012 · D · $0 sold of $207,384 · 0 investors · min. $12,961 · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BS
Other Health Care · group: Symbion

Boulder Spine Center, LLC

Nashville, TN · Jul 27, 2011
  • Jul 27, 2011 · D · $0 sold of $81,366 · 0 investors · min. $27,122 · role: Executive Officer (Vice President of NeoSpine Surgery, LLC) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PS
Other Health Care · group: Symbion

PICKAWAY SURGICAL CENTER LTD

Nashville, TN · May 13, 2011
  • May 13, 2011 · D · $0 sold of $73,200 · 0 investors · min. $6,100 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

OC
Other Health Care · group: Symbion

Orange City Surgical L L C

Nashville, TN · Aug 6, 2009 → Apr 7, 2011 · 2 filings
  • Apr 7, 2011 · D · $0 sold of $230,000 · 0 investors · min. $5,000 · role: Executive Officer EDGAR ↗
  • Aug 6, 2009 · D · $0 sold of $75,000 · 0 investors · min. $15,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Other Health Care · group: Symbion

Surgery Center of Pennsylvania, LLC

Nashville, TN · Nov 19, 2010
  • Nov 19, 2010 · D · $0 sold of $511,875 · 0 investors · min. $14,625 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

GS
Other Health Care · group: Symbion

Gresham Station Surgery Center, LLC

Nashville, TN · Sep 29, 2009 → Nov 12, 2010 · 3 filings
  • Nov 12, 2010 · D · $0 sold of $443,445 · 0 investors · min. $750 · role: Executive Officer EDGAR ↗
  • Jan 22, 2010 · D/A · $0 sold of $192,750 · 0 investors · min. $3,750 · role: Executive Officer EDGAR ↗
  • Sep 29, 2009 · D · $0 sold of $372,650 · 0 investors · min. $8,700 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

NS
Other Health Care · group: Symbion

Novi Surgery Center, LLC

Nashville, TN · Nov 3, 2010
  • Nov 3, 2010 · D · $0 sold of $8,500 · 0 investors · min. $1,000 · role: Executive Officer, Director (Officer and Director of the Administrative Member of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

JB
Other Health Care · group: Symbion

JACKSONVILLE BEACH SURGERY CENTER, LLC

Nashville, TN · Oct 25, 2010
  • Oct 25, 2010 · D · $0 sold of $50,000 · 0 investors · min. $2,500 · role: Executive Officer, Director (Officer and Director of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

IS
Other Health Care · group: Symbion

Independence Surgery Center, LLC

Nashville, TN · Jul 22, 2010
  • Jul 22, 2010 · D · $0 sold of $2,500,000 · 0 investors · min. $25,000 · role: Executive Officer, Director (Vice President and Director of the Administrative Member) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HS
Other Health Care · group: Symbion

Hand Surgery Center of Louisiana, L.P.

Nashville, TN · Jul 7, 2010
  • Jul 7, 2010 · D · $0 sold of $239,976 · 0 investors · min. $3,600 · role: Executive Officer, Director (Officer and Director of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SH
Hospitals and Physicians · group: Symbion

SURGICAL HOSPITAL OF AUSTIN LP

Rollingwood, TX · Dec 8, 2009 → May 28, 2010 · 2 filings
  • May 28, 2010 · D/A · $50,000 sold of $56,847 · 2 investors · min. $3,423 · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗
  • Dec 8, 2009 · D · $0 sold of $228,636 · 0 investors · min. $10,000 · role: Executive Officer (Executive Officer of General Partner) EDGAR ↗

Raised $420K from 24 investors (100% of the $57K target) as of the latest filing. Kenneth is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

TS
Other Health Care · group: Symbion

TEXARKANA SURGERY CENTER LP

Texarkana, TX · Mar 16, 2010
  • Mar 16, 2010 · D · $0 sold of $227,385 · 0 investors · min. $28,426 · role: Executive Officer, Director (Mr. Mitchell is a director and officer of the General Partner (Texarkana Surgery Center G.P., Inc.) of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AO
Other Health Care · group: Symbion

ARC of Bellingham LP

Bellingham, WA · Aug 5, 2009
  • Aug 5, 2009 · D · $0 sold of $400,500 · 0 investors · min. $8,900 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. Kenneth is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Kenneth 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

SH
Management entity

Symbion Holdings Corporation .

Promoter · 40 shared filings (27 issuers) · also on 5 other issuers

Symbion Holdings Corporation . is on 32 issuers in total — a repeat sponsor. Their page lists every one.

SH
Management entity

Symbion Holdings Corporation

Promoter · 31 shared filings (21 issuers) · also on 3 other issuers

Symbion Holdings Corporation is on 24 issuers in total — a repeat sponsor. Their page lists every one.

SM
Management entity

SymbionARC Management Services, Inc.

Promoter · 15 shared filings (12 issuers) · also on 3 other issuers

SymbionARC Management Services, Inc. is on 15 issuers in total — a repeat sponsor. Their page lists every one.

SA
Management entity

Symbion Ambulatory Resource Centres, Inc.

Promoter · 14 shared filings (12 issuers) · also on 1 other issuer

Symbion Ambulatory Resource Centres, Inc. is on 13 issuers in total — a repeat sponsor. Their page lists every one.

AR
Management entity

Ambulatory Resource Centres Investment Company, Inc.

Promoter, Executive Officer · 5 shared filings (5 issuers) · also on 1 other issuer

Ambulatory Resource Centres Investment Company, Inc. is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AF
Management entity

ARC Financial Services Corporation

Promoter · 5 shared filings (5 issuers)

ARC Financial Services Corporation is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SI
Management entity

SMBISS Irvine, LLC

Promoter, Director · 4 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SA
Management entity

SARC/Asheville, Inc.

Executive Officer, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SG
Management entity

SMBI Gresham, LLC

Executive Officer, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SE
Management entity

SMBISS Encino, LLC

Executive Officer, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

LS
Management entity

L. Symbion Holdings Corporation

Promoter · 3 shared filings (3 issuers)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

LS
Management entity

Lubbock Surgicenter, Inc.

Executive Officer, Promoter · 3 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

LS
Management entity

L. Symbion, Inc.

Promoter · 3 shared filings (3 issuers)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SB
Management entity

SMBISS Beverly Hills, LLC

Promoter, Director · 3 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

NS
Management entity

NeoSpine Surgery, LLC

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SO
Management entity

SMBIMS Orange City, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

AS
Management entity

Austin Surgical Holdings, LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

ES
Management entity

E. Symbion Holdings Corporation

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

ES
Management entity

E. Symbion, Inc.

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

ST
Management entity

SMBISS Thousand Oaks, LLC

Promoter, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

WS
Management entity

W. Symbion, Inc.

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SD
Management entity

SMBIMS Durango, LLC

Executive Officer, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SB
Management entity

SMBIMS Birmingham, Inc.

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

V
Management entity

VASC, Inc.

Promoter, Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SW
Management entity

SMBIMS Wichita, LLC

Promoter, Director · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SG
Management entity

SMBI Great Falls, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

BB
Management entity

BNA / BSC Holdings, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SW
Management entity

Symbion, W.

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

TS
Management entity

Texarkana Surgery Center G.P., Inc.

Executive Officer, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SP
Management entity

SMBI Philadephia, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

SM
Management entity

SARC/Metairie, Inc.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

WP
Management entity

W. Pacific Spine Institute, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Kenneth C. Mitchell. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Symbion

43 issuers · 80 filings · $18.7M reported sold · 2009–2024

One team, 43 deal companies. Kenneth C. Mitchell is listed on 32 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kenneth C. Mitchell.

Same business address

30 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 32 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Kenneth C. Mitchell by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 32 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Kenneth C. Mitchell is listed on: none on file. No website or social profile named in CYPRESS SURGERY CENTER LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #316,471 of 374,652 in line (1,194 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Nashville, TN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Davidson County TN Circuit Court Clerk case search ↗Pennsylvania UJS portal case search ↗Texas re:SearchTX court records ↗Washington Courts case search (dw.courts.wa.gov) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Tennessee Secretary of State business search ↗Pennsylvania Secretary of State business search ↗Texas Secretary of State business search ↗Washington Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Kenneth C. Mitchell appears on a new Form D, or when a court case or SEC action is matched to them. See plans →