Ken Burroughs is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Nov 2015 and Oct 2018: HerdX, Inc. (Boerne, TX — agriculture — 2015–2018; $5.9M reported sold to 29 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Cecilia McMurrey (3 shared filings), Ronald Hicks (3 shared filings), Mark Bode (1 shared filing) and Sarah Harkelroad (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ken. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Ken Burroughs and found 3 differences: Ken Burroughs's role changed at HerdX, Inc.: executive officer, director → director; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.