Ken Armstrong is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Sep 2009: ProMedica Cardiovascular Co-Management Company, LLC (Toledo, OH — other health care — 2009; $7,500 reported sold to 1 investors).
What this means One deal on file with the SEC, filed Sep 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Promedica (2 issuers, $170K reported sold, 2009–2013).
What this means A sponsor group is one team that sets up a new company for each deal. Promedica has 2 companies on file and $170K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 1 public filing for Ken Armstrong and found 2 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Ken Armstrong" (A1) is a separate record.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.