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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:15 AM ET

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Keith Shapiro

Named as an officer, director or promoter on SEC Form D filings · IL, FL · Dec 11, 2015 → Jan 10, 2022

21deals (issuers)
$189.6Mreported sold
879investors
22Form D filings
2015–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:34 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Keith Shapiro is listed as an executive officer and director on 22 SEC Form D filings by 21 issuers between Dec 2015 and Mar 2026. Largest by amount reported sold: Karlov Street Health Care Investment 2, LLC (Highland Park, IL — commercial — 2017; $30M reported sold to 56 investors), Karlov Street Level 6-QP, LLC (Highland Park, IL — commercial — 2018; $23.7M reported sold to 38 investors), Karlov Street KABDC, LLC (Highland Park, IL — investing — 2021; $22.6M reported sold to 86 investors), Karlov Street Core Fund II, LLC (Highland Park, IL — commercial — 2019; $18.9M reported sold to 86 investors), Karlov Street Level 6, LLC (Highland Park, IL — commercial — 2018; $13.7M reported sold to 43 investors) and 16 more (all listed below).

What this means That is a lot of deals — 21 separate companies raised money with this person listed as executive officer and director, over about 11 years. Across those companies the filings report $189.6M sold in total.

Listed alongside Newpath, LLC (13 shared filings, management entity), Karlov Street Manager, LLC (12 shared filings, management entity), Jacob Shapiro (5 shared filings), Brian Fitzpatrick (1 shared filing), Jason Heltzer (1 shared filing) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Keith. Each name links to their own page.

20 of the issuers belong to the sponsor group Karlov Street (22 issuers, $183.5M reported sold, 2015–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Karlov Street has 22 companies on file and $183.5M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 22 public filings for Keith Shapiro and found 6 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: Karlov Street Manager, LLC; 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Keith Shapiro has not run yet — it is joining a line of 10,954 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:34 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Keith Shapiro..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

KEITH SHAPIRO closed
United States Bankruptcy Court, D. Nevada · No. 05-11053 · Filed Feb 16, 2005 · Closed Jan 18, 2006
Role of KEITH SHAPIRO: Debtor · Outcome: Case closed 2006-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in NV (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:34 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Keith Shapiro — 3 worth asking about (compared 22 filings on Oct 24, 2026)

Worth asking · Dec 8, 2021

Paid seller listed without a CRD number: Karlov Street Manager, LLC — Karlov Street LocusView, LLC

Karlov Street Manager, LLC is listed as receiving sales compensation on 1 filing (Dec 8, 2021) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Dec 8, 2021 ↗BrokerCheck search: Karlov Street Manager, LLC ↗Karlov Street LocusView, LLC — PartnerFacts page ↗
Sources
Worth asking · Jun 29, 2021

Paid seller listed without a CRD number: Karlov Street Manager, LLC — Karlov Street Superfeet, LLC

Karlov Street Manager, LLC is listed as receiving sales compensation on 1 filing (Jun 29, 2021) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Jun 29, 2021 ↗BrokerCheck search: Karlov Street Manager, LLC ↗Karlov Street Superfeet, LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 18, 2021 – Jan 10, 2022

6 Form Ds were filed more than 15 days after the first sale

Form D filed 275 days after the first sale — Karlov Street LocusView, LLC · Form D filed 47 days after the first sale — Karlov Street WMC, LLC · Form D filed 30 days after the first sale — Karlov Street KABDC2, LLC · Form D filed 28 days after the first sale — Karlov Street KABDC TE, LLC · Form D filed 48 days after the first sale — Karlov Street KABDC, LLC · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Dec 8, 2021 ↗Karlov Street LocusView, LLC — PartnerFacts page ↗Form D · Jan 10, 2022 ↗Karlov Street WMC, LLC — PartnerFacts page ↗
Sources
Note · Oct 1, 2018 – Jul 26, 2021

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Karlov Street KABDC TE, LLC (latest filing Jul 26, 2021) · No amendment in the last 12 months on an offering that may still be open — Karlov Street KABDC, LLC (latest filing Jul 26, 2021) · No amendment in the last 12 months on an offering that may still be open — Karlov Street Terravet, LLC (latest filing Feb 5, 2021) · No amendment in the last 12 months on an offering that may still be open — Karlov Street Diversified Fund I, LLC (latest filing Mar 24, 2020) · No amendment in the last 12 months on an offering that may still be open — Karlov Street Core Fund II, LLC (latest filing Jun 12, 2019) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jul 26, 2021 ↗Karlov Street KABDC TE, LLC — PartnerFacts page ↗Form D · Jul 26, 2021 ↗Karlov Street KABDC, LLC — PartnerFacts page ↗
Sources
Note · Dec 11, 2015 – May 16, 2018

Keith Shapiro is written 2 different ways on the filings

listed as "Keith Shapiro" on 16 filings (from Dec 11, 2015), and "Keith J Shapiro" on 6 filings (from May 16, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 11, 2015 ↗Form D · May 16, 2018 ↗Keith Shapiro — PartnerFacts page ↗
Sources
Note · Dec 11, 2015 – Mar 18, 2026

Keith Shapiro is listed with 2 different address states: IL, FL

IL on 21 filings (Dec 11, 2015 to Jan 10, 2022); FL on 1 filing (Mar 18, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 11, 2015 ↗Form D · Mar 18, 2026 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 21 offerings report sales commissions; 0 report finder's fees; 11 report proceeds to related persons totalling $5,471,350. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 18, 2026 D
KSC Iconic Hotels, LLC
File 021-576933
$0 (est.)$0 (est.)$0 (est.)
The manager of the Issuer or an affiliate is entitled to an incentive allocation, administrative fee, and management fee. The incentive allocation, administrative fee, and management fee are fully disclosed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jan 10, 2022 D
Karlov Street WMC, LLC
File 021-428603
$0$0$73,000None listed on this filingEDGAR ↗
Dec 29, 2021 D/A
Karlov Street LocusView, LLC
File 021-424157
$0$0$23,250None listed on this filingEDGAR ↗
Nov 10, 2021 D
Karlov Street KABDC2, LLC
File 021-420592
$0$0$115,500None listed on this filingEDGAR ↗
Jul 26, 2021 D
Karlov Street KABDC, LLC
File 021-407652
$0$0$4,429,000 (est.)None listed on this filingEDGAR ↗
Jul 26, 2021 D
Karlov Street KABDC TE, LLC
File 021-407654
$0$0$16,000 (est.)None listed on this filingEDGAR ↗
Jun 29, 2021 D
Karlov Street Superfeet, LLC
File 021-404636
$0$0$78,200Karlov Street Manager, LLC no CRD number reportedEDGAR ↗
Feb 5, 2021 D
Karlov Street Terravet, LLC
File 021-388635
$0$0$110,000 (est.)None listed on this filingEDGAR ↗
Mar 24, 2020 D
Karlov Street Diversified Fund I, LLC
File 021-363547
$0$0$64,100
The Managing Member of the Issuer received a management fee for the first year following the closing equal to 1% of the aggregate subscription amounts of the investors of the Issuer. The fee will equal 1% for the first five years following the closing.
None listed on this filingEDGAR ↗
Jun 12, 2019 D
Karlov Street Core Fund II, LLC
File 021-341774
$0$0$189,000None listed on this filingEDGAR ↗
Dec 10, 2018 D
Tock, Inc.
File 021-327485
$0$0$0None listed on this filingEDGAR ↗
Oct 16, 2018 D
Karlov Street Level 6-QP, LLC
File 021-323621
$0$0$236,600None listed on this filingEDGAR ↗
Oct 16, 2018 D
Karlov Street Level 6, LLC
File 021-323655
$0$0$136,700None listed on this filingEDGAR ↗
May 16, 2018 D
Karlov Street Core Fund, LLC
File 021-312571
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2018 D
Karlov Street Level Investor Opportunity 5, LLC
File 021-302695
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2017 D
Karlov Street Level Investor Opportunity 4, LLC
File 021-292980
$0$0$0None listed on this filingEDGAR ↗
Jun 27, 2017 D
Karlov Street Health Care Investment 2, LLC
File 021-289461
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2017 D
Karlov Street Level Investor Opportunity 3, LLC
File 021-278340
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2016 D
Karlov Street Level Investor Opportunity 2, LLC
File 021-270343
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2015 D
Karlov Street Level Investor Opportunity 1, LLC
File 021-254108
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2015 D
Karlov Street Health Care Investment 1, LLC
File 021-252902
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 21

Every issuer that named Keith Shapiro on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

KI
Pooled Investment Fund · group: Karlov Street

KSC Iconic Hotels, LLC

Boca Raton, FL · Mar 18, 2026
  • Mar 18, 2026 · D · $10,000,000 sold of Indefinite · 51 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $10M from 51 investors as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Investing · group: Karlov Street

Karlov Street WMC, LLC

Highland Park, IL · Jan 10, 2022
  • Jan 10, 2022 · D · $3,797,416 sold of $3,797,416 · 20 investors · min. $75,000 · role: Executive Officer (Manager of Manager of Managing Member of Issuer) EDGAR ↗

Raised $3.8M from 20 investors (100% of the $3.8M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Investing · group: Karlov Street

Karlov Street LocusView, LLC

Highland Park, IL · Dec 8, 2021 → Dec 29, 2021 · 2 filings
  • Dec 29, 2021 · D/A · $2,500,000 sold of $2,500,000 · 40 investors · min. $15,000 · role: Executive Officer (Keith Shapiro is the Manager of the Manager of the Managing Member of the Issuer) EDGAR ↗
  • Dec 8, 2021 · D · $2,500,000 sold of $2,500,000 · 40 investors · min. $15,000 · role: Executive Officer (Keith Shapiro is the Manager of the Manager of the Managing Member of the Issuer) EDGAR ↗

Raised $2.5M from 40 investors (100% of the $2.5M target) as of the latest filing. Keith is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Investing · group: Karlov Street

Karlov Street KABDC2, LLC

Highland Park, IL · Nov 10, 2021
  • Nov 10, 2021 · D · $5,890,500 sold of $5,890,500 · 19 investors · min. $25,000 · role: Executive Officer (Manager of Manager of Managing Member of Issuer) EDGAR ↗

Raised $5.89M from 19 investors (100% of the $5.89M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Investing · group: Karlov Street

Karlov Street KABDC TE, LLC

Highland Park, IL · Jul 26, 2021
  • Jul 26, 2021 · D · $816,000 sold of Indefinite · 7 investors · min. $50,000 · role: Executive Officer (Manager of Manager of Managing Member of Issuer) EDGAR ↗

Raised $816K from 7 investors as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Investing · group: Karlov Street

Karlov Street KABDC, LLC

Highland Park, IL · Jul 26, 2021
  • Jul 26, 2021 · D · $22,587,900 sold of Indefinite · 86 investors · min. $25,000 · role: Executive Officer (Manager of Manager of Managing Member of Issuer) EDGAR ↗

Raised $22.6M from 86 investors as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Investing · group: Karlov Street

Karlov Street Superfeet, LLC

Highland Park, IL · Jun 29, 2021
  • Jun 29, 2021 · D · $4,890,155 sold of $4,890,155 · 72 investors · min. $12,500 · role: Executive Officer (Keith Shapiro is the Manager of the Manager of the Managing Member of the Issuer.) EDGAR ↗

Raised $4.89M from 72 investors (100% of the $4.89M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Investing · group: Karlov Street

Karlov Street Terravet, LLC

Highland Park, IL · Feb 5, 2021
  • Feb 5, 2021 · D · $0 sold of $11,000,000 · 93 investors · min. No minimum reported · role: Executive Officer (Manager of Manager of Managing Member of Issuer) EDGAR ↗

93 investors reported; no amount sold yet as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Investing · group: Karlov Street

Karlov Street Diversified Fund I, LLC

Highland Park, IL · Mar 24, 2020
  • Mar 24, 2020 · D · $6,410,000 sold of $15,000,000 · 42 investors · min. $25,000 · role: Executive Officer (Keith Shapiro is the Manager of the Manager of the Managing Member of the Issuer.) EDGAR ↗

Raised $6.41M from 42 investors (43% of the $15M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Commercial · group: Karlov Street

Karlov Street Core Fund II, LLC

Highland Park, IL · Jun 12, 2019
  • Jun 12, 2019 · D · $18,900,000 sold of Indefinite · 86 investors · min. $25,000 · role: Executive Officer (Manager of Newpath, LLC, Manager of Karlov Street Manager, LLC, Managing Member of the Issuer) EDGAR ↗

Raised $18.9M from 86 investors as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Other Technology

Tock, Inc.

Chicago, IL · Dec 10, 2018
  • Dec 10, 2018 · D · $9,349,809 sold of $9,349,809 · 36 investors · min. $5,000 · role: Director EDGAR ↗

Raised $10M from 36 investors (100% of the $9.35M target) as of the latest filing. Keith is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Commercial · group: Karlov Street

Karlov Street Level 6, LLC

Highland Park, IL · Oct 16, 2018
  • Oct 16, 2018 · D · $13,670,000 sold of Indefinite · 43 investors · min. $100,000 · role: Executive Officer (Manager of Newpath, LLC, Manager of Karlov Street Manager, Managing Member of the Issuer) EDGAR ↗

Raised $13.7M from 43 investors as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Commercial · group: Karlov Street

Karlov Street Level 6-QP, LLC

Highland Park, IL · Oct 16, 2018
  • Oct 16, 2018 · D · $23,660,000 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer (Manager of Newpath, LLC, Manager of Karlov Street Manager, Managing Member of the Issuer) EDGAR ↗

Raised $23.7M from 38 investors as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Commercial · group: Karlov Street

Karlov Street Core Fund, LLC

Highland Park, IL · May 16, 2018
  • May 16, 2018 · D · $4,400,000 sold of $4,400,000 · 20 investors · min. $50,000 · role: Executive Officer (Manager of Newpath, LLC, Manager of Karlov Street Manager, LLC, Managing Member of the Fund) EDGAR ↗

Raised $4.4M from 20 investors (100% of the $4.4M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Commercial · group: Karlov Street

Karlov Street Level Investor Opportunity 5, LLC

Chicago, IL · Jan 9, 2018
  • Jan 9, 2018 · D · $11,750,000 sold of $11,750,000 · 43 investors · min. $1 · role: Executive Officer (Keith Shapiro is the Manager of Newpath, LLC, which is the Managing Member of Karlov Street Manager, LLC, which is the Managing Member of the Issuer.) EDGAR ↗

Raised $11.8M from 43 investors (100% of the $11.8M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Commercial · group: Karlov Street

Karlov Street Level Investor Opportunity 4, LLC

Highland Park, IL · Aug 17, 2017
  • Aug 17, 2017 · D · $2,500,000 sold of $2,500,000 · 37 investors · min. $1 · role: Executive Officer (Keith Shapiro is the Manager of Newpath, LLC, which is the Managing Member of Karlov Street Manager, LLC, which is the Managing Member of the Issuer.) EDGAR ↗

Raised $2.5M from 37 investors (100% of the $2.5M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Commercial · group: Karlov Street

Karlov Street Health Care Investment 2, LLC

Highland Park, IL · Jun 27, 2017
  • Jun 27, 2017 · D · $30,000,000 sold of $30,000,000 · 56 investors · min. $1 · role: Executive Officer (Keith Shapiro is the Manager of Newpath, LLC, which is the Managing Member of Karlov Street Manager, LLC, which is the Managing Member of the Issuer.) EDGAR ↗

Raised $30M from 56 investors (100% of the $30M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Commercial · group: Karlov Street

Karlov Street Level Investor Opportunity 3, LLC

Highland Park, IL · Jan 13, 2017
  • Jan 13, 2017 · D · $2,500,000 sold of $2,500,000 · 24 investors · min. $1 · role: Executive Officer (Keith Shapiro is the Manager of Newpath, LLC, which is the Managing Member of Karlov Street Level Investment Manager, LLC, which is the Managing Member of the Issuer.) EDGAR ↗

Raised $2.5M from 24 investors (100% of the $2.5M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Commercial · group: Karlov Street

Karlov Street Level Investor Opportunity 2, LLC

Highland Park, IL · Sep 9, 2016
  • Sep 9, 2016 · D · $2,500,000 sold of $2,500,000 · 21 investors · min. $1 · role: Executive Officer (Keith Shapiro is the Manager of Newpath, LLC, which is the Manager of Karlov Street Level Investment Manager, LLC, which is the Manager of Karlov Street Level Investor Opportunity 2, LLC.) EDGAR ↗

Raised $2.5M from 21 investors (100% of the $2.5M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Commercial · group: Karlov Street

Karlov Street Level Investor Opportunity 1, LLC

Highland Park, IL · Dec 30, 2015
  • Dec 30, 2015 · D · $2,500,000 sold of $2,500,000 · 22 investors · min. $1 · role: Executive Officer (Keith Shapiro is the Manager of Newpath, LLC, which is the Manager of Karlov Street Level Investment Manager, LLC, which is the Manager of Karlov Street Level Investor Opportunity 1, LLC.) EDGAR ↗

Raised $2.5M from 22 investors (100% of the $2.5M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KS
Commercial · group: Karlov Street

Karlov Street Health Care Investment 1, LLC

Highland Park, United States (as filed: X1) · Dec 11, 2015
  • Dec 11, 2015 · D · $10,350,000 sold of $10,350,000 · 23 investors · min. $1 · role: Executive Officer (Keith Shapiro is the Manager of Newpath, LLC, which is the Manager of Karlov Street Health Care Investment Manager, LLC, which is the Manager of Karlov Street Health Care Investment 1, LLC.) EDGAR ↗

Raised $10.3M from 23 investors (100% of the $10.3M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Keith 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

N
Management entity

Newpath, LLC

Executive Officer · 13 shared filings (12 issuers)

Newpath, LLC is on 12 issuers in total — a repeat sponsor. Their page lists every one.

KS
Management entity

Karlov Street Manager, LLC

Executive Officer · 12 shared filings (11 issuers) · also on 2 other issuers

Karlov Street Manager, LLC is on 13 issuers in total — a repeat sponsor. Their page lists every one.

KS
Management entity

Karlov Street Capital, LLC

Executive Officer · 1 shared filing (1 issuer) · also on 12 other issuers

Karlov Street Capital, LLC is on 13 issuers in total — a repeat sponsor. Their page lists every one.

KI
Management entity

KSC Iconic Hotels CI, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Keith Shapiro. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jacob Shapiro

Promoter, Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as Keith Shapiro. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Heltzer

Director · 1 shared filing (1 issuer) · also on 15 other issuers

Jason Heltzer is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Kaplan

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Keith Shapiro. Their page shows their other deals.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Fitzpatrick

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith Shapiro. Their page shows their other deals.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Nicholas Kokonas

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith Shapiro. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Bernacki

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Keith Shapiro. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Maloney

Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith Shapiro. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Shulkin

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Keith Shapiro. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Shapiro

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Keith Shapiro. Their page shows their other deals.

The team behind the deals

KS
Sponsor group

Karlov Street

22 issuers · 23 filings · $183.5M reported sold · 2015–2026

One team, 22 deal companies. Keith Shapiro is listed on 20 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Keith Shapiro.

Same business address

15 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 21 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): KSC Iconic Hotels, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Keith Shapiro by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 21 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Keith Shapiro is listed on: none on file. No website or social profile named in Karlov Street Health Care Investment 2, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #270,624 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Highland Park, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗Florida Secretary of State business search ↗OpenCorporates ↗

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