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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

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Keith Moore

Named as an officer, director or promoter on SEC Form D filings · CA, NV · Jul 14, 2009 → Dec 17, 2018

9deals (issuers)
$13.2Mreported sold
31investors
13Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Keith Moore is listed as an executive officer, director, and promoter on 13 SEC Form D filings by 9 issuers between Jul 2009 and Jan 2025. Largest by amount reported sold: CoverHound, Inc. (San Francisco, CA — other technology — 2013; $8.18M reported sold to 10 investors), Fintech Global Markets, Inc. (Irvine, CA — other technology — 2018; $2.35M reported sold to 4 investors), DRF Capital, LP (Irvine, CA — pooled investment fund — 2018; $1.4M reported sold to 4 investors), PopUp Smiles, Inc. (Carson City, NV — industry reported as "Other" — 2023–2025; $660K reported sold to 1 investors), VINYL PRODUCTS, INC. (Newport Beach, CA — investing — 2013; $217K reported sold to 6 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $13.2M sold in total.

Listed alongside David Walters (6 shared filings), Brian Park (2 shared filings), Dean Rollolazo (2 shared filings), Basil Enan (1 shared filing), Daniel Joseph McClory (1 shared filing) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Keith. Each name links to their own page.

The issuers belong to 2 sponsor groups: Boustead (2 issuers, $710K reported sold, 2017–2025) and Fintech (2 issuers, $3.75M reported sold, 2018).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 5 bankruptcy cases matching the name listed in Key records below.

What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 13 public filings for Keith Moore and found 21 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Keith Moore has not run yet — it is joining a line of 62,467 names; searches run around the clock at the hosts' allowed rate. Searched so far: 735 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Keith J. Moore, Sr v. Natl Railroad Passen dismissed
District Court, C.D. California · No. 2:98-cv-01438 · Filed Mar 2, 1998 · Closed Sep 25, 1998 · Nature of suit: 330 Federal employers' liability
Role of Keith J. Moore, Sr: Plaintiff · Outcome: Terminated 1998-09-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 276 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Keith Moore..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Keith Moore closed
United States Bankruptcy Court, N.D. California · No. 15-31525 · Filed Dec 8, 2015 · Closed Feb 28, 2017
Role of Keith Moore: Debtor · Outcome: Case closed 2017-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 276 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Keith Moore and Janet Moore closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-28019 · Filed Jun 1, 2011 · Closed Sep 19, 2011
Role of Keith Moore and Janet Moore: Debtor · Outcome: Case closed 2011-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 276 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Keith Moore closed
United States Bankruptcy Court, C.D. California · No. 6:08-bk-10092 · Filed Jan 4, 2008 · Closed Aug 6, 2008
Role of Keith Moore: Debtor · Outcome: Case closed 2008-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 276 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Keith Moore closed
United States Bankruptcy Court, C.D. California · No. 6:05-bk-17282 · Filed Jul 19, 2005 · Closed Dec 9, 2005
Role of Keith Moore: Debtor · Outcome: Case closed 2005-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 276 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
Keith S Moore and Cynthia G Moore closed
United States Bankruptcy Court, S.D. California · No. 03-01699 · Filed Feb 25, 2003 · Closed Mar 22, 2004
Role of Keith S Moore and Cynthia G Moore: Debtor · Outcome: Case closed 2004-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 276 federal dockets); 6 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

21 differences found between the filings for Keith Moore — 4 worth asking about (compared 13 filings on Oct 24, 2026)

Worth asking · Aug 14, 2009 – Sep 3, 2009

Amount sold went down between filings — MONARCH STAFFING, INC.

The Aug 14, 2009 filing says $41,800 sold; the Sep 3, 2009 Form D says $16,500 sold — $25,300 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Aug 14, 2009 ↗Form D (later) · Sep 3, 2009 ↗MONARCH STAFFING, INC. — PartnerFacts page ↗
Sources
Worth asking · Aug 14, 2009 – Sep 3, 2009

Investor count went down between filings — MONARCH STAFFING, INC.

The Aug 14, 2009 filing reports 1 investor; the Sep 3, 2009 Form D reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Aug 14, 2009 ↗Form D (later) · Sep 3, 2009 ↗MONARCH STAFFING, INC. — PartnerFacts page ↗
Sources
Note · Jan 8, 2010

11% of the money raised went to insiders — MONARCH STAFFING, INC.

The Jan 8, 2010 Form D reports $21,448 sold and $2,359 of the proceeds used for payments to officers, directors or promoters.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jan 8, 2010 ↗MONARCH STAFFING, INC. — PartnerFacts page ↗
Sources
Note · Sep 3, 2009

11% of the money raised went to insiders — MONARCH STAFFING, INC.

The Sep 3, 2009 Form D reports $16,500 sold and $1,815 of the proceeds used for payments to officers, directors or promoters.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Sep 3, 2009 ↗MONARCH STAFFING, INC. — PartnerFacts page ↗
Sources
Note · Aug 14, 2009

11% of the money raised went to insiders — MONARCH STAFFING, INC.

The Aug 14, 2009 Form D reports $41,800 sold and $4,598 of the proceeds used for payments to officers, directors or promoters.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Aug 14, 2009 ↗MONARCH STAFFING, INC. — PartnerFacts page ↗
Sources
Note · Aug 22, 2018

Valo Capital LLC is both a listed executive officer and a paid seller — Valo California Flip Fund, LLC

The Aug 22, 2018 Form D lists Valo Capital LLC as executive officer of the issuer and also as a person receiving sales compensation (no CRD number given). Sales commissions reported on this filing: $750.

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D · Aug 22, 2018 ↗Valo Capital LLC — PartnerFacts page ↗Valo California Flip Fund, LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 8, 2010 – Dec 17, 2018

Keith Moore appears on 6 deals that stopped filing before reaching their target

Fintech Global Markets, Inc. (last filing Dec 17, 2018; $2,350,000 sold of $10,000,000); Valo California Flip Fund, LLC (last filing Aug 22, 2018; $75,000 sold of $20,000,000); DRF Capital, LP (last filing Apr 10, 2018; $1,400,000 sold of $100,000,000); Boustead & Co Ltd (last filing Apr 28, 2017; $50,000 sold of $1,000,000); LAGUNA ACCESS FUND, LLC (last filing Mar 11, 2013; $200,000 sold of $2,500,000); MONARCH STAFFING, INC. (last filing Jan 8, 2010; $41,800 sold of $1,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Fintech Global Markets, Inc. — PartnerFacts page ↗Valo California Flip Fund, LLC — PartnerFacts page ↗DRF Capital, LP — PartnerFacts page ↗Boustead & Co Ltd — PartnerFacts page ↗
Sources
Worth asking · Jun 11, 2009 – Oct 11, 2023

8 Form Ds were filed more than 15 days after the first sale

Form D filed 150 days after the first sale — LAGUNA ACCESS FUND, LLC · Form D filed 42 days after the first sale — PopUp Smiles, Inc. · Form D filed 17 days after the first sale — Valo California Flip Fund, LLC · Form D filed 28 days after the first sale — Boustead & Co Ltd · Form D filed 45 days after the first sale — VINYL PRODUCTS, INC. · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 11, 2013 ↗LAGUNA ACCESS FUND, LLC — PartnerFacts page ↗Form D · Oct 11, 2023 ↗PopUp Smiles, Inc. — PartnerFacts page ↗
Sources
Note · Oct 12, 2012 – Jan 3, 2025

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — PopUp Smiles, Inc. (latest filing Jan 3, 2025) · No amendment in the last 12 months on an offering that may still be open — Fintech Global Markets, Inc. (latest filing Dec 17, 2018) · No amendment in the last 12 months on an offering that may still be open — Valo California Flip Fund, LLC (latest filing Aug 22, 2018) · No amendment in the last 12 months on an offering that may still be open — DRF Capital, LP (latest filing Apr 10, 2018) · No amendment in the last 12 months on an offering that may still be open — Boustead & Co Ltd (latest filing Apr 28, 2017) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 3, 2025 ↗PopUp Smiles, Inc. — PartnerFacts page ↗Form D · Dec 17, 2018 ↗Fintech Global Markets, Inc. — PartnerFacts page ↗
Sources
Note · Jul 14, 2009 – Jan 3, 2025

4 offerings changed their target amount between filings

Offering amount changed between filings — PopUp Smiles, Inc. · Offering amount changed between filings — MONARCH STAFFING, INC. · Offering amount lowered between filings — MONARCH STAFFING, INC. · Offering amount changed between filings — MONARCH STAFFING, INC.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Oct 11, 2023 ↗Form D/A (later) · Jan 3, 2025 ↗PopUp Smiles, Inc. — PartnerFacts page ↗Form D (earlier) · Sep 3, 2009 ↗
Sources
Note · Sep 3, 2009 – Jan 8, 2010

Minimum investment changed between filings — MONARCH STAFFING, INC.

The Sep 3, 2009 filing lists a minimum of $16,500; the Jan 8, 2010 Form D lists $21,448.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Sep 3, 2009 ↗Form D (later) · Jan 8, 2010 ↗MONARCH STAFFING, INC. — PartnerFacts page ↗
Sources
Note · Aug 14, 2009 – Sep 3, 2009

Minimum investment changed between filings — MONARCH STAFFING, INC.

The Aug 14, 2009 filing lists a minimum of $12,650; the Sep 3, 2009 Form D lists $16,500.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 14, 2009 ↗Form D (later) · Sep 3, 2009 ↗MONARCH STAFFING, INC. — PartnerFacts page ↗
Sources
Note · Jul 14, 2009 – Aug 14, 2009

Minimum investment changed between filings — MONARCH STAFFING, INC.

The Jul 14, 2009 filing lists a minimum of $25,000; the Aug 14, 2009 Form D lists $12,650.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 14, 2009 ↗Form D (later) · Aug 14, 2009 ↗MONARCH STAFFING, INC. — PartnerFacts page ↗
Sources
Note · Oct 27, 2025

Same name, different state: "KEITH MOORE" (CT) is a separate record

This page covers filings where the address state is CA or NV. A separate record, "KEITH MOORE" with address state CT, is listed on 1 filing — most recently by CommonPoint, Inc. (Oct 27, 2025). The two records do not overlap in time: this page runs Jul 14, 2009 to Dec 17, 2018; the other has one filing dated Oct 27, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

KEITH MOORE (CT) — PartnerFacts page ↗Form D · Oct 27, 2025 ↗CommonPoint, Inc. — PartnerFacts page ↗Keith Moore (CA,NV) — this page ↗
Sources
Note · Jul 16, 2024 – Oct 3, 2025

Same name, different state: "Keith Moore" (TN) is a separate record

This page covers filings where the address state is CA or NV. A separate record, "Keith Moore" with address state TN, is listed on 2 filings — most recently by AutoScheduler.AI, Inc. (Oct 3, 2025). The two records do not overlap in time: this page runs Jul 14, 2009 to Dec 17, 2018; the other runs Jul 16, 2024 to Oct 3, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Keith Moore (TN) — PartnerFacts page ↗Form D · Oct 3, 2025 ↗AutoScheduler.AI, Inc. — PartnerFacts page ↗Keith Moore (CA,NV) — this page ↗
Sources
Note · Feb 15, 2024

Same name, different state: "Keith Charles Moore" (X0) is a separate record

This page covers filings where the address state is CA or NV. A separate record, "Keith Charles Moore" with address state X0, is listed on 1 filing — most recently by Medical Realities, Inc. (Feb 15, 2024). The two records do not overlap in time: this page runs Jul 14, 2009 to Dec 17, 2018; the other has one filing dated Feb 15, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Keith Charles Moore (X0) — PartnerFacts page ↗Form D · Feb 15, 2024 ↗Medical Realities, Inc. — PartnerFacts page ↗Keith Moore (CA,NV) — this page ↗
Sources
Note · Jun 27, 2023

Same name, different state: "Keith Moore" (C3) is a separate record

This page covers filings where the address state is CA or NV. A separate record, "Keith Moore" with address state C3, is listed on 1 filing — most recently by Sportcor Technologies Ltd (Jun 27, 2023). The two records do not overlap in time: this page runs Jul 14, 2009 to Dec 17, 2018; the other has one filing dated Jun 27, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Keith Moore (C3) — PartnerFacts page ↗Form D · Jun 27, 2023 ↗Sportcor Technologies Ltd — PartnerFacts page ↗Keith Moore (CA,NV) — this page ↗
Sources
Note · Jan 12, 2021 – Apr 5, 2022

Same name, different state: "Keith Moore" (TX) is a separate record

This page covers filings where the address state is CA or NV. A separate record, "Keith Moore" with address state TX, is listed on 2 filings — most recently by CITY NATIONAL BANCSHARES INC/TX/ (Apr 5, 2022). The two records do not overlap in time: this page runs Jul 14, 2009 to Dec 17, 2018; the other runs Jan 12, 2021 to Apr 5, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Keith Moore (TX) — PartnerFacts page ↗Form D · Apr 5, 2022 ↗CITY NATIONAL BANCSHARES INC/TX/ — PartnerFacts page ↗Keith Moore (CA,NV) — this page ↗
Sources
Note · Aug 14, 2009 – Sep 3, 2009

Address moved from San Juan Capistranto, CA to San Juan Capistrano, CA — MONARCH STAFFING, INC.

The people listed on the Aug 14, 2009 filing give San Juan Capistranto, CA; on the Sep 3, 2009 filing they give San Juan Capistrano, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 14, 2009 ↗Form D · Sep 3, 2009 ↗MONARCH STAFFING, INC. — PartnerFacts page ↗
Sources
Note · Jul 14, 2009 – Aug 14, 2009

Address moved from San Juan Capistrano, CA to San Juan Capistranto, CA — MONARCH STAFFING, INC.

The people listed on the Jul 14, 2009 filing give San Juan Capistrano, CA; on the Aug 14, 2009 filing they give San Juan Capistranto, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jul 14, 2009 ↗Form D · Aug 14, 2009 ↗MONARCH STAFFING, INC. — PartnerFacts page ↗
Sources
Note · Jul 14, 2009 – Jan 3, 2025

Keith Moore is listed with 2 different address states: CA, NV

CA on 11 filings (Jul 14, 2009 to Dec 17, 2018); NV on 2 filings (Oct 11, 2023 to Jan 3, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 14, 2009 ↗Form D · Oct 11, 2023 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 9 offerings report sales commissions totalling $21,109; 0 report finder's fees; 2 report proceeds to related persons totalling $9,404. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 3, 2025 D/A
PopUp Smiles, Inc.
File 021-494407
$0$0$7,045Boustead Securities, LLC BrokerCheck CRD 141391 ↗EDGAR ↗
Dec 17, 2018 D
Fintech Global Markets, Inc.
File 021-328080
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2018 D
Valo California Flip Fund, LLC
File 021-319823
$750 (est.)$0$0 (est.)Valo Capital LLC no CRD number reported
via Boustead Securities LLC (CRD 141391 ↗)
EDGAR ↗
Apr 10, 2018 D
DRF Capital, LP
File 021-309798
$0$0$0Boustead Securities BrokerCheck CRD 141391 ↗
via Boustead Securities (CRD 141391 ↗)

Edgeline Capital BrokerCheck CRD 152774 ↗
via Edgeline Capital (CRD 152774 ↗)
EDGAR ↗
Apr 28, 2017 D
Boustead & Co Ltd
File 021-285718
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2013 D
VINYL PRODUCTS, INC.
File 021-200398
$0$0$0None listed on this filingEDGAR ↗
Mar 11, 2013 D
LAGUNA ACCESS FUND, LLC
File 021-193073
$18,000$0$0Monarch Bay Securities, LLC BrokerCheck CRD 141391 ↗EDGAR ↗
Feb 6, 2013 D
CoverHound, Inc.
File 021-191442
$0$0$0None listed on this filingEDGAR ↗
Jan 8, 2010 D
MONARCH STAFFING, INC.
File 021-57841
$2,359$0$2,359Monarch Bay Associates BrokerCheck CRD 141391 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Keith Moore on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PS
Other · group: Boustead

PopUp Smiles, Inc.

Carson City, NV · Oct 11, 2023 → Jan 3, 2025 · 2 filings
  • Jan 3, 2025 · D/A · $660,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 11, 2023 · D · $400,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $660K from 1 investor (66% of the $1M target) as of the latest filing. Keith is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FG
Other Technology · group: Fintech

Fintech Global Markets, Inc.

Irvine, CA · Dec 17, 2018
  • Dec 17, 2018 · D · $2,350,000 sold of $10,000,000 · 4 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗

Raised $2.35M from 4 investors (24% of the $10M target) as of the latest filing. Keith is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VC
Pooled Investment Fund

Valo California Flip Fund, LLC

Santa Monica, CA · Aug 22, 2018
  • Aug 22, 2018 · D · $75,000 sold of $20,000,000 · 3 investors · min. $25,000 · role: Director EDGAR ↗

Raised $75K from 3 investors (0% of the $20M target) as of the latest filing. Keith is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DC
Pooled Investment Fund · group: Fintech

DRF Capital, LP

Irvine, CA · Apr 10, 2018
  • Apr 10, 2018 · D · $1,400,000 sold of $100,000,000 · 4 investors · min. $100,000 · role: Promoter EDGAR ↗

Raised $1.4M from 4 investors (1% of the $100M target) as of the latest filing. Keith is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Other · group: Boustead

Boustead & Co Ltd

Carson City, NV · Apr 28, 2017
  • Apr 28, 2017 · D · $50,000 sold of $1,000,000 · 1 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗

Raised $50K from 1 investor (5% of the $1M target) as of the latest filing. Keith is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VP
Investing

VINYL PRODUCTS, INC.

Newport Beach, CA · Jul 29, 2013
  • Jul 29, 2013 · D · $216,750 sold of $216,750 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $217K from 6 investors (100% of the $217K target) as of the latest filing. Keith is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LA
Pooled Investment Fund

LAGUNA ACCESS FUND, LLC

Newport Beach, CA · Mar 11, 2013
  • Mar 11, 2013 · D · $200,000 sold of $2,500,000 · 1 investors · min. $25,000 · role: Executive Officer (Mr. Moore is a Manager of Camino Partners, LLC, the General Partner of Laguna Access Fund, LLC.) EDGAR ↗

Raised $200K from 1 investor (8% of the $2.5M target) as of the latest filing. Keith is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

C
Other Technology

CoverHound, Inc.

San Francisco, CA · Feb 6, 2013
  • Feb 6, 2013 · D · $8,181,488 sold of $8,731,488 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.18M from 10 investors (94% of the $8.73M target) as of the latest filing. Keith is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MS
Business Services

MONARCH STAFFING, INC.

San Juan Capistrano, CA · Jul 14, 2009 → Jan 8, 2010 · 4 filings
  • Jan 8, 2010 · D · $21,448 sold of $21,448 · 0 investors · min. $21,448 · role: Director EDGAR ↗
  • Sep 3, 2009 · D · $16,500 sold of $16,500 · 0 investors · min. $16,500 · role: Director EDGAR ↗
  • Aug 14, 2009 · D · $41,800 sold of $1,000,000 · 1 investors · min. $12,650 · role: Director EDGAR ↗
  • Jul 14, 2009 · D · $25,000 sold of $25,000 · 1 investors · min. $25,000 · role: Director EDGAR ↗

Raised $42K from 1 investor (100% of the $21K target) as of the latest filing. Keith is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (5)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • KEITH MOORE — CT, 1 issuer, Oct 27, 2025 → Oct 27, 2025 · no shared issuer
  • Keith Moore — TN, 1 issuer, Jul 16, 2024 → Oct 3, 2025 · no shared issuer
  • Keith Moore — TX, 1 issuer, Jan 12, 2021 → Apr 5, 2022 · no shared issuer
  • Keith Moore — Australia (as filed: C3), 1 issuer, Jun 27, 2023 → Jun 27, 2023 · no shared issuer
  • Keith Charles Moore — United Kingdom (as filed: X0), 1 issuer, Feb 15, 2024 → Feb 15, 2024 · no shared issuer

People around Keith 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

VC
Management entity

Valo Capital LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Keith Moore. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David Walters

Executive Officer, Director · 6 shared filings (3 issuers) · also on 2 other issuers

David Walters is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Park

Director, Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Keith Moore. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dean Rollolazo

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Keith Moore. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Soberg

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Keith Moore. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Mercer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Keith Moore. Their page shows their other deals.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Vigliarolo

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Keith Moore. Their page shows their other deals.

BE
No photo found yet (own website and image search run after this page is viewed)
Person

Basil Enan

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith Moore. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Brackin

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Keith Moore. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Joseph McClory

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Keith Moore. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Reed

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Keith Moore. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Chaplan

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith Moore. Their page shows their other deals.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Jesse Elconin

Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith Moore. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas J. Loverro

Director · 1 shared filing (1 issuer)

Listed on the same filings as Keith Moore. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Boustead

2 issuers · 3 filings · $710K reported sold · 2017–2025

One team, 2 deal companies. Keith Moore is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Keith Moore.

F
Sponsor group

Fintech

2 issuers · 2 filings · $3.75M reported sold · 2018–2018

One team, 2 deal companies. Keith Moore is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Keith Moore.

Same business address

11 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Keith Moore by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Keith Moore is listed on: none on file. No website or social profile named in CoverHound, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #333,046 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Clark County NV District Court portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Nevada Secretary of State business search ↗OpenCorporates ↗

Change history

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