Keith Leonard is listed as an executive officer and director on 9 SEC Form D filings by 5 issuers between Mar 2009 and Mar 2018: Unity Biotechnology, Inc. (Brisbane, CA — pharmaceuticals — 2016–2018; $151.2M reported sold to 38 investors), Sienna Biopharmaceuticals, Inc. (Weslake Village, CA — biotechnology — 2017; $46.6M reported sold to 91 investors), AFFYMAX INC (Palo Alto, CA — biotechnology — 2009; $42M reported sold to 11 investors), KYTHERA BIOPHARMACEUTICALS INC (Calabasas, CA — pharmaceuticals — 2011; $37.4M reported sold to 20 investors) and ARYx Therapeutics, Inc. (Fremont, CA — pharmaceuticals — 2009–2010; $2.01M reported sold to 7 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $279.3M sold in total.
Listed alongside Robert Nelsen (6 shared filings), Kristina Burow (5 shared filings), Camille Samuels (4 shared filings), Nathaniel David (4 shared filings), Dan Marquess (3 shared filings) and 44 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Keith. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for Keith Leonard and found 7 differences: 5 Form Ds were filed more than 15 days after the first sale; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.