KEITH HLADEK is listed as a director on 3 SEC Form D filings by 2 issuers between May 2011 and Jul 2014: ASIAN COAST DEVELOPMENT (CANADA) LTD (Vancouver, British Columbia, Canada (as filed: A1) — commercial — 2013–2014; $323.3M reported sold to 7 investors) and HARBINGER GROUP INC. (New York, NY — industry reported as "Other" — 2011; $280M reported sold to 4 investors).
What this means 2 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $603.3M sold in total.
1 of the issuers belongs to the sponsor group Harbinger (4 issuers, $2.73B reported sold, 2009–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Harbinger has 4 companies on file and $2.73B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 court cases matching the name listed in Key records below.
What this means 2 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for KEITH HLADEK and found 5 differences: Form D filed 36 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.