KEITH CARTEN is listed as a director on 25 SEC Form D filings by 4 issuers between Jan 2020 and Dec 2024: Kenwood Holdings, Ltd. (Hamilton, Bermuda (as filed: D0) — insurance — 2020–2022; $816K reported sold to 217 investors), CHICAGO STANDARD HOLDING COMPANY, LTD. (Hamilton, Bermuda (as filed: D0) — insurance — 2020–2024; $469K reported sold to 87 investors), ASSET HOLDING GROUP LTD (Hamilton, Bermuda (as filed: D0) — insurance — 2020–2022; $396K reported sold to 132 investors) and GLENDALE HOLDINGS LTD (Hamilton, Bermuda (as filed: D0) — insurance — 2020–2024; $200K reported sold to 119 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $1.88M sold in total.
All 4 issuers belong to the sponsor group Secretary (6 issuers, $2.08M reported sold, 2009–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Secretary has 6 companies on file and $2.08M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 2 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 25 public filings for KEITH CARTEN and found 8 differences, 4 worth asking the sponsor about: 6 offerings reported less sold on a later filing than an earlier one; 7 offerings reported fewer investors on a later filing; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.