Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Feb 28, 2011 → Jun 17, 2024
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Keith Barron is listed as an executive officer and director on 15 SEC Form D filings by 3 issuers between Feb 2011 and Jun 2024: U3O8 Corp. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2011–2017; $2.01M reported sold to 6 investors), AURANIA RESOURCES LTD. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2013–2024; $663K reported sold to 18 investors) and U308 Corp. (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2015; $12K reported sold to 1 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $2.69M sold in total.
Listed alongside David Constable (12 shared filings), John Ross (12 shared filings), Richard Spencer (12 shared filings), Pablo Marcet (11 shared filings), Richard Patricio (9 shared filings) and 26 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Keith. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for Keith Barron and found 13 differences: Bankruptcy case: Marvin Kaiser; Keith Barron appears on 2 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Keith Barron has not run yet — it is joining a line of 25,071 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Keith Barron..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
4 cases: 4 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
13 differences found between the filings for Keith Barron (compared 15 filings on Oct 24, 2026)
United States Bankruptcy Court, S.D. Texas docket "Marvin Kaiser" filed Dec 6, 2002, closed Mar 13, 2008. Marvin K. Kaiser (listed on the same filings) is listed as Debtor ("Marvin Kaiser"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
AURANIA RESOURCES LTD. (last filing Jun 17, 2024; $662,613 sold of $1,571,033); U3O8 Corp. (last filing Aug 15, 2022; $2,012,273 sold of $12,384,950). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Apr 18, 2024. The Form D was filed Jun 17, 2024 — 60 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 45 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Apr 7, 2021. The Form D was filed Apr 23, 2021 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Dec 21, 2012. The Form D was filed Feb 1, 2013 — 42 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 27 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — AURANIA RESOURCES LTD. (latest filing Jun 17, 2024) · No amendment in the last 12 months on an offering that may still be open — AURANIA RESOURCES LTD. (latest filing Apr 23, 2021) · No amendment in the last 12 months on an offering that may still be open — U3O8 Corp. (latest filing Aug 10, 2017) · No amendment in the last 12 months on an offering that may still be open — U3O8 Corp. (latest filing Oct 27, 2016) · No amendment in the last 12 months on an offering that may still be open — U3O8 Corp. (latest filing Jul 22, 2016) · and 6 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Sep 14, 2016 filing says $17,085 offered; the Oct 27, 2016 Form D/A says $36,788.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Mar 6, 2014 filing says $1,086,410 offered; the Mar 18, 2014 Form D/A says $1,608,511.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Jan 3, 2013 filing says $581,944 offered; the Jan 17, 2013 Form D/A says $2,212,521.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
listed as "Keith Barron" on 13 filings (from Feb 28, 2011), and "Keith M. Barron" on 2 filings (from Feb 13, 2012).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Other Energy" (Feb 28, 2011 to Feb 13, 2012); then "Other" (Jan 3, 2013 to Aug 10, 2017).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"No Revenues" (Feb 1, 2013); then "Decline to Disclose" (Apr 23, 2021).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
"No Revenues" (Feb 28, 2011); then "Decline to Disclose" (Jul 22, 2016).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
3 of 12 offerings report sales commissions totalling $150,932; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jun 17, 2024 D AURANIA RESOURCES LTD. File 021-516199 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 23, 2021 D AURANIA RESOURCES LTD. File 021-397044 | $19,878 | $0 | $0 | CANTOR FITZGERALD & CO. BrokerCheck CRD 134 ↗ | EDGAR ↗ |
| Aug 10, 2017 D U3O8 Corp. File 021-292533 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 27, 2016 D/A U3O8 Corp. File 021-270621 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 22, 2016 D U3O8 Corp. File 021-267557 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 12, 2015 D U3O8 Corp. File 021-251057 | $0 | $0 | $0 In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors. | None listed on this filing | EDGAR ↗ |
| Mar 3, 2015 D U308 Corp. File 021-235093 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 18, 2014 D/A U3O8 Corp. File 021-213032 | $0 | $0 | $0 In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors. | None listed on this filing | EDGAR ↗ |
| Feb 1, 2013 D AURANIA RESOURCES LTD. File 021-191230 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 17, 2013 D/A U3O8 Corp. File 021-189364 | $0 | $0 | $0 In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors. | None listed on this filing | EDGAR ↗ |
| Feb 13, 2012 D U3O8 Corp. File 021-173365 | $120,737 (est.) | $0 | $0 In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors. | Dundee Securities Inc. BrokerCheck CRD 39759 ↗ via Dundee Securities Ltd. | EDGAR ↗ |
| Feb 28, 2011 D U3O8 Corp. File 021-155983 | $10,317 (est.) | $0 | $0 In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors. | Griffiths McBurney Corp. BrokerCheck CRD 40620 ↗ via GMP Securities L.P. | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Keith Barron on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $663K from 18 investors (100% of the $173K target) as of the latest filing. Keith is listed as executive officer, director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $2.01M from 6 investors (100% of the $132K target) as of the latest filing. Keith is listed as director on 11 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(c) (1,881 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $12K from 1 investor (50% of the $25K target) as of the latest filing. Keith is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Keith Barron. Their page shows their other deals.
Listed on the same filings as Keith Barron. Their page shows their other deals.
Richard Patricio is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Keith Barron. Their page shows their other deals.
Sheldon Inwentash is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Keith Barron. Their page shows their other deals.
Listed on the same filings as Keith Barron. Their page shows their other deals.
Philip Williams is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Keith Barron. Their page shows their other deals.
Listed on the same filings as Keith Barron. Their page shows their other deals.
Marvin K. Kaiser is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Keith Barron. Their page shows their other deals.
Listed on the same filings as Keith Barron. Their page shows their other deals.
Listed on the same filings as Keith Barron. Their page shows their other deals.
Listed on the same filings as Keith Barron. Their page shows their other deals.
Listed on the same filings as Keith Barron. Their page shows their other deals.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Keith Barron by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Keith Barron is listed on: none on file. No website or social profile named in U3O8 Corp.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #146,912 of 374,652 in line (1,274 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
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