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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:11 AM ET

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KJ
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Keith B. Johnson

Named as an officer, director or promoter on SEC Form D filings · OH · Sep 28, 2023 → Sep 28, 2023

1deal (issuers)
$5.28Mreported sold
34investors
2Form D filings
2023year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:11 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Keith B. Johnson is listed as a director on 2 SEC Form D filings by 1 issuer in Sep 2023: One Three Energy, Inc. (Cincinnati, OH — other energy — 2023; $5.28M reported sold to 34 investors).

What this means One deal on file with the SEC, filed Sep 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Debbie Freyberger (2 shared filings), Drew R. Abbott (2 shared filings), Gatewood Robbins (2 shared filings), Gregory York (2 shared filings), Jon Holland (2 shared filings) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Keith. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 2 public filings for Keith B. Johnson and found 8 differences: Form D filed 16 days after the first sale; Form D filed 17 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Keith B. Johnson has not run yet — it is joining a line of 9,054 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 12:11 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Keith B. Johnson..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:11 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Keith B. Johnson (compared 2 filings on Oct 24, 2026)

Note · Sep 12, 2023 – Sep 28, 2023

Form D filed 16 days after the first sale — One Three Energy, Inc.

The filing says the first sale was Sep 12, 2023. The Form D was filed Sep 28, 2023 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Sep 11, 2023 – Sep 28, 2023

Form D filed 17 days after the first sale — One Three Energy, Inc.

The filing says the first sale was Sep 11, 2023. The Form D was filed Sep 28, 2023 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Sep 11, 2023 – Sep 28, 2023

No amendment in the last 12 months on an offering that may still be open — One Three Energy, Inc. (latest filing Sep 28, 2023)

The latest filing for this offering is dated Sep 28, 2023 (first sale Sep 11, 2023). It reports $5,278,070 sold of $6,348,071 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Apr 14, 2021 – Jul 15, 2026

Same name, different state: "Keith Johnson" (WY) is a separate record

This page covers filings where the address state is OH. A separate record, "Keith Johnson" with address state WY, is listed on 54 filings — most recently by HRTG USTE, L.P. (Jul 15, 2026). Both records have filings in the same period (Sep 28, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 14, 2023

Same name, different state: "Keith Johnson" (AL) is a separate record

This page covers filings where the address state is OH. A separate record, "Keith Johnson" with address state AL, is listed on 1 filing — most recently by Trilinear BioVentures, LLC (Apr 14, 2023). The two records do not overlap in time: this page has one filing dated Sep 28, 2023; the other has one filing dated Apr 14, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 13, 2015 – Nov 7, 2019

Same name, different state: "Keith Johnson" (E9) is a separate record

This page covers filings where the address state is OH. A separate record, "Keith Johnson" with address state E9, is listed on 7 filings — most recently by Shelter Growth Opportunities Fund Ltd. (Nov 7, 2019). The two records do not overlap in time: this page has one filing dated Sep 28, 2023; the other runs Oct 13, 2015 to Nov 7, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 15, 2019

Same name, different state: "Keith Johnson" (TX) is a separate record

This page covers filings where the address state is OH. A separate record, "Keith Johnson" with address state TX, is listed on 1 filing — most recently by East El Paso Physicians' Medical Center, LLC (Oct 15, 2019). The two records do not overlap in time: this page has one filing dated Sep 28, 2023; the other has one filing dated Oct 15, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · May 21, 2018

Same name, different state: "Keith Johnson" (MA) is a separate record

This page covers filings where the address state is OH. A separate record, "Keith Johnson" with address state MA, is listed on 1 filing — most recently by Fuze, Inc. (May 21, 2018). The two records do not overlap in time: this page has one filing dated Sep 28, 2023; the other has one filing dated May 21, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 28, 2023 D
One Three Energy, Inc.
File 021-493225
$0$0$0 (est.)None listed on this filingEDGAR ↗
Sep 28, 2023 D
One Three Energy, Inc.
File 021-493226
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Keith B. Johnson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Energy

One Three Energy, Inc.

Cincinnati, OH · Sep 28, 2023 → Sep 28, 2023 · 2 filings
  • Sep 28, 2023 · D · $1,270,000 sold of $1,270,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 28, 2023 · D · $5,278,070 sold of $6,348,071 · 34 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.28M from 34 investors (100% of the $1.27M target) as of the latest filing. Keith is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Energy / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (16)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Keith Johnson — WY, 17 issuers, Apr 14, 2021 → Jul 15, 2026 · no shared issuer
  • Keith Johnson — CA, 10 issuers, Feb 12, 2010 → Feb 5, 2021 · no shared issuer
  • Keith Johnson — OH, 2 issuers, Feb 4, 2014 → Oct 8, 2015 · no shared issuer
  • Keith A. Johnson — CA, 2 issuers, Apr 8, 2009 → May 13, 2009 · no shared issuer
  • Keith Johnson — NC, 2 issuers, Nov 30, 2011 → Feb 14, 2025 · no shared issuer
  • Keith J. Johnson — NC, 2 issuers, May 11, 2017 → Feb 18, 2022 · no shared issuer
  • Keith Johnson — NY, 2 issuers, Dec 14, 2021 → Sep 25, 2025 · no shared issuer
  • Keith Johnson — Cayman Islands (as filed: E9), 1 issuer, Oct 13, 2015 → Nov 7, 2019 · no shared issuer
  • Keith Johnson — MA, 1 issuer, May 21, 2018 → May 21, 2018 · no shared issuer
  • Keith Johnson — TX, 1 issuer, Oct 15, 2019 → Oct 15, 2019 · no shared issuer
  • Keith E. Johnson — VA, 1 issuer, Aug 30, 2021 → Aug 30, 2021 · no shared issuer
  • Keith Johnson — AL, 1 issuer, Apr 14, 2023 → Apr 14, 2023 · no shared issuer
  • Keith Johnson — AZ, 1 issuer, Jun 15, 2026 → Jun 15, 2026 · no shared issuer
  • Keith O Johnson — CA, 1 issuer, Feb 17, 2010 → Jun 8, 2010 · no shared issuer
  • Keith Sterling Johnson — UT, 1 issuer, Dec 11, 2015 → Dec 11, 2015 · no shared issuer
  • Keith Johnson — UT, 1 issuer, Oct 20, 2015 → Oct 20, 2015 · no shared issuer

People around Keith 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Drew R. Abbott

Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Keith B. Johnson. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Ferrante

Director · 2 shared filings (1 issuer)

Listed on the same filings as Keith B. Johnson. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Holland

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Keith B. Johnson. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Debbie Freyberger

Director · 2 shared filings (1 issuer)

Listed on the same filings as Keith B. Johnson. Their page shows their other deals.

GY
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory York

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Keith B. Johnson. Their page shows their other deals.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gatewood Robbins

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Keith B. Johnson. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Shaun Shuler

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Keith B. Johnson. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Keith B. Johnson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Keith B. Johnson is listed on: none on file. No website or social profile named in One Three Energy, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #116,737 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Cincinnati, OH). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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