PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:15 AM ET

Sponsor Check › Person

KO
No photo found yet (own website and image search run after this page is viewed)

Kate Othus

Named as an officer, director or promoter on SEC Form D filings · OR · Oct 27, 2020 → Jun 29, 2022

1deal (issuers)
$38.5Mreported sold
120investors
6Form D filings
2020–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:48 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Kate Othus is listed as an executive officer and director on 6 SEC Form D filings by 1 issuer between Oct 2020 and Jun 2022: Health Professionals Alliance Inc. (Lake Oswego, OR — industry reported as "Other" — 2020–2022; $38.5M reported sold to 120 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Michael Balter (6 shared filings), Roy Rose (6 shared filings), Grant Diggles (5 shared filings), John Van Leeuwen (5 shared filings), Justin Valley (5 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Kate. Each name links to their own page.

The issuer belongs to the sponsor group North (2 issuers, $750K reported sold, 2016–2026).

What this means A sponsor group is one team that sets up a new company for each deal. North has 2 companies on file and $750K reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Kate Othus and found 10 differences, 2 worth asking the sponsor about: 39% of the money raised went to insiders; 200% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Kate Othus has not run yet — it is joining a line of 50,055 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:48 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Kate Othus..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

John Othus Howard closed
United States Bankruptcy Court, E.D. Missouri · No. 87-41016 · Filed Apr 10, 1987 · Closed Feb 26, 1988
Role of John Othus Howard: Debtor · Outcome: Case closed 1988-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 1 federal dockets); different first name (john); court in MO (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:48 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Kate Othus — 2 worth asking about (compared 6 filings on Oct 24, 2026)

Worth asking · Jun 29, 2022

39% of the money raised went to insiders — Health Professionals Alliance Inc.

The Jun 29, 2022 Form D/A reports $775,000 sold and $300,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jun 29, 2022 ↗Health Professionals Alliance Inc. — PartnerFacts page ↗
Sources
Worth asking · Jul 1, 2021

200% of the money raised went to insiders — Health Professionals Alliance Inc.

The Jul 1, 2021 Form D reports $200,000 sold and $400,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Some portion of proceeds of this offering may be used to compensate executive officers.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Jul 1, 2021 ↗Health Professionals Alliance Inc. — PartnerFacts page ↗
Sources
Note · Oct 27, 2020

20% of the money raised went to insiders — Health Professionals Alliance Inc.

The Oct 27, 2020 Form D reports $2,500,000 sold and $500,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 27, 2020 ↗Health Professionals Alliance Inc. — PartnerFacts page ↗
Sources
Note · Mar 11, 2022 – Mar 31, 2022

Form D filed 20 days after the first sale — Health Professionals Alliance Inc.

The filing says the first sale was Mar 11, 2022. The Form D was filed Mar 31, 2022 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 31, 2022 ↗Health Professionals Alliance Inc. — PartnerFacts page ↗
Sources
Note · Jun 2, 2021 – Jul 1, 2021

Form D filed 29 days after the first sale — Health Professionals Alliance Inc.

The filing says the first sale was Jun 2, 2021. The Form D was filed Jul 1, 2021 — 29 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 14 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 1, 2021 ↗Health Professionals Alliance Inc. — PartnerFacts page ↗
Sources
Note · Mar 11, 2022 – Jun 29, 2022

No amendment in the last 12 months on an offering that may still be open — Health Professionals Alliance Inc. (latest filing Jun 29, 2022)

The latest filing for this offering is dated Jun 29, 2022 (first sale Mar 11, 2022). It reports $775,000 sold of $8,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jun 29, 2022 ↗Health Professionals Alliance Inc. — PartnerFacts page ↗
Sources
Note · Jun 2, 2021 – Jul 1, 2021

No amendment in the last 12 months on an offering that may still be open — Health Professionals Alliance Inc. (latest filing Jul 1, 2021)

The latest filing for this offering is dated Jul 1, 2021 (first sale Jun 2, 2021). It reports $200,000 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 1, 2021 ↗Health Professionals Alliance Inc. — PartnerFacts page ↗
Sources
Note · Oct 12, 2020 – Jul 1, 2021

No amendment in the last 12 months on an offering that may still be open — Health Professionals Alliance Inc. (latest filing Jul 1, 2021)

The latest filing for this offering is dated Jul 1, 2021 (first sale Oct 12, 2020). It reports $38,499,040 sold of $90,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jul 1, 2021 ↗Health Professionals Alliance Inc. — PartnerFacts page ↗
Sources
Note · Oct 27, 2020 – Jul 1, 2021

Kate Othus's role changed at Health Professionals Alliance Inc.: executive officer → executive officer, director

The Oct 27, 2020 filing lists Kate Othus as executive officer; the Jul 1, 2021 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 27, 2020 ↗Form D · Jul 1, 2021 ↗Kate Othus — PartnerFacts page ↗Health Professionals Alliance Inc. — PartnerFacts page ↗
Sources
Note · Mar 31, 2022 – Jun 29, 2022

Offering amount changed between filings — Health Professionals Alliance Inc.

The Mar 31, 2022 filing says $6,000,000 offered; the Jun 29, 2022 Form D/A says $8,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Mar 31, 2022 ↗Form D/A (later) · Jun 29, 2022 ↗Health Professionals Alliance Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 4 offerings reports sales commissions totalling $280,000; 0 report finder's fees; 4 report proceeds to related persons totalling $3,700,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 29, 2022 D/A
Health Professionals Alliance Inc.
File 021-439835
$0$0$300,000 (est.)None listed on this filingEDGAR ↗
Sep 23, 2021 D
Health Professionals Alliance Inc.
File 021-414313
$0$0$1,500,000 (est.)
Some portion of the gross proceeds of the offering will likely be used to compensate executive officers and directors.
None listed on this filingEDGAR ↗
Jul 1, 2021 D/A
Health Professionals Alliance Inc.
File 021-378897
$0$0$1,500,000 (est.)
Some portion of compensation to executive officers has from proceeds and it is anticipated that this practice will continue.
None no CRD number reportedEDGAR ↗
Jul 1, 2021 D
Health Professionals Alliance Inc.
File 021-404942
$280,000 (est.)$0$400,000 (est.)
Some portion of proceeds of this offering may be used to compensate executive officers.
CIM Securities, LLC BrokerCheck CRD 120852 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Kate Othus on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HP
Business Services · group: North

Health Professionals Alliance Inc.

Lake Oswego, OR · Oct 27, 2020 → Jun 29, 2022 · 6 filings
  • Jun 29, 2022 · D/A · $775,000 sold of $8,000,000 · 7 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Mar 31, 2022 · D · $350,000 sold of $6,000,000 · 2 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Sep 23, 2021 · D · $0 sold of $210,000,000 · 0 investors · min. $22,500 · role: Executive Officer, Director EDGAR ↗
  • Jul 1, 2021 · D · $200,000 sold of $4,000,000 · 3 investors · min. $25,000 · role: Executive Officer, Director EDGAR ↗
  • Jul 1, 2021 · D/A · $38,499,040 sold of $90,000,000 · 120 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
  • Oct 27, 2020 · D · $2,500,000 sold of $90,000,000 · 2 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $38.5M from 120 investors (100% of the $8M target) as of the latest filing. Kate is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(c) (205 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Kate 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Balter

Director, Promoter · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Kate Othus. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Roy Rose

Executive Officer, Director, Promoter · 6 shared filings (1 issuer) · also on 6 other issuers

Roy Rose is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GD
No photo found yet (own website and image search run after this page is viewed)
Person

Grant Diggles

Executive Officer, Promoter · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kate Othus. Their page shows their other deals.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Valley

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Kate Othus. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John Van Leeuwen

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Kate Othus. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Fettig

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Kate Othus. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Brendon Lundberg

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kate Othus. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Bishop

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Kate Othus. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Barnett

Executive Officer, Promoter · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Kate Othus. Their page shows their other deals.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Karen C Molis

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Kate Othus. Their page shows their other deals.

GL
No photo found yet (own website and image search run after this page is viewed)
Person

Glen Lawrence

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Kate Othus. Their page shows their other deals.

CE
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Eddy

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Kate Othus. Their page shows their other deals.

The team behind the deals

N
Sponsor group

North

2 issuers · 11 filings · $750K reported sold · 2016–2026

One team, 2 deal companies. Kate Othus is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Kate Othus.

Same business address

4 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Kate Othus by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Kate Othus is listed on: none on file. No website or social profile named in Health Professionals Alliance Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #17,871 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Lake Oswego, OR). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Oregon state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Oregon Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Kate Othus appears on a new Form D, or when a court case or SEC action is matched to them. See plans →