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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:09 AM ET

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KH
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K. Peter Hirth

Named as an officer, director or promoter on SEC Form D filings · CA · Aug 22, 2013 → Feb 28, 2025

2deals (issuers)
$113.4Mreported sold
169investors
5Form D filings
2013–2025years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:29 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

K. Peter Hirth is listed as a director on 5 SEC Form D filings by 2 issuers between Aug 2013 and Feb 2025: Aligos Therapeutics, Inc. (South San Francisco, CA — biotechnology — 2025; $105M reported sold to 38 investors) and KINEMED INC (Emeryville, CA — biotechnology — 2013–2015; $8.4M reported sold to 131 investors).

What this means 2 separate companies raised money with this person listed as director, over about 12 years. Across those companies the filings report $113.4M sold in total.

Listed alongside David M. Fineman (4 shared filings), James S.J. Manuso (4 shared filings), Marc Hellerstein (4 shared filings), Charles J. Casamento (3 shared filings), Matthew M. Loar (2 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around K.. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 5 public filings for K. Peter Hirth and found 6 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Jefferies LLC; Paid seller listed without a CRD number: Piper Sandler & Co; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for K. Peter Hirth has not run yet — it is joining a line of 8,170 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:29 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched K. Peter Hirth..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:29 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for K. Peter Hirth — 2 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Feb 28, 2025

Paid seller listed without a CRD number: Jefferies LLC — Aligos Therapeutics, Inc.

Jefferies LLC is listed as receiving sales compensation on 1 filing (Feb 28, 2025) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Worth asking · Feb 28, 2025

Paid seller listed without a CRD number: Piper Sandler & Co. — Aligos Therapeutics, Inc.

Piper Sandler & Co. is listed as receiving sales compensation on 1 filing (Feb 28, 2025) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Sources
Note · Feb 11, 2025 – Feb 28, 2025

Form D filed 17 days after the first sale — Aligos Therapeutics, Inc.

The filing says the first sale was Feb 11, 2025. The Form D was filed Feb 28, 2025 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Aug 22, 2013 – Jan 13, 2014

Offering amount changed between filings — KINEMED INC

The Aug 22, 2013 filing says $8,400,000 offered; the Jan 13, 2014 Form D/A says $8,400,004.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Sources
Note · Jun 11, 2015 – Jul 24, 2015

No amendment in the last 12 months on an offering that may still be open — KINEMED INC (latest filing Jul 24, 2015)

The latest filing for this offering is dated Jul 24, 2015 (first sale Jun 11, 2015). It reports $2,149,235 sold of $12,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Sep 8, 2009 – Mar 19, 2014

Same name, different state: "K. Peter Hirth" (CT) is a separate record

This page covers filings where the address state is CA. A separate record, "K. Peter Hirth" with address state CT, is listed on 5 filings — most recently by KOLLTAN PHARMACEUTICALS INC (Mar 19, 2014). Both records have filings in the same period (Aug 22, 2013 to Mar 19, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 3 offerings report sales commissions totalling $3,406,288; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 28, 2025 D
Aligos Therapeutics, Inc.
File 021-539576
$2,700,192$0$0Jefferies LLC no CRD number reported
Piper Sandler & Co. no CRD number reported
EDGAR ↗
Jul 24, 2015 D/A
KINEMED INC
File 021-242589
$96,145$0$0Feltl and Company, Inc. BrokerCheck CRD 6905 ↗EDGAR ↗
Jan 13, 2014 D/A
KINEMED INC
File 021-201764
$609,951$0$0Western Pacific Securities LLC BrokerCheck CRD 26354 ↗
Bedminister Financial Group, Limited BrokerCheck CRD 39916 ↗
Westlake Securities, LLC BrokerCheck CRD 127112 ↗
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named K. Peter Hirth on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Aligos Therapeutics, Inc.

South San Francisco, CA · Feb 28, 2025
  • Feb 28, 2025 · D · $105,003,206 sold of $105,003,206 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $105M from 38 investors (100% of the $105M target) as of the latest filing. K. is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

KINEMED INC

Emeryville, CA · Aug 22, 2013 → Jul 24, 2015 · 4 filings
  • Jul 24, 2015 · D/A · $2,149,235 sold of $12,500,000 · 40 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 26, 2015 · D · $1,699,235 sold of $12,500,000 · 32 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 13, 2014 · D/A · $8,400,004 sold of $8,400,004 · 131 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 22, 2013 · D · $1,957,717 sold of $8,400,000 · 43 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.4M from 131 investors (67% of the $12.5M target) as of the latest filing. K. is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • K. Peter Hirth — CT, 1 issuer, Sep 8, 2009 → Mar 19, 2014 · no shared issuer

People around K. 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MH
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Person

Marc Hellerstein

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

DF
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Person

David M. Fineman

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

JM
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Person

James S.J. Manuso

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Charles J. Casamento

Director · 3 shared filings (1 issuer) · also on 5 other issuers

Charles J. Casamento is on 6 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew M. Loar

Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

PD
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Person

Patrick Doyle

Executive Officer, Director · 2 shared filings (1 issuer) · also on 4 other issuers

Patrick Doyle is on 5 issuers in total — a repeat sponsor. Their page lists every one.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert K Curry

Director · 2 shared filings (1 issuer)

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence Blatt

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert E. Curry

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Scopa

Director · 1 shared filing (1 issuer) · also on 6 other issuers

James Scopa is on 7 issuers in total — a repeat sponsor. Their page lists every one.

HP
No photo found yet (own website and image search run after this page is viewed)
Person

Heather Preston

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Heather Preston is on 5 issuers in total — a repeat sponsor. Their page lists every one.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Henry C. Settle, III

Director · 1 shared filing (1 issuer)

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

RC
No photo found yet (own website and image search run after this page is viewed)
Person

Robert K Cury

Director · 1 shared filing (1 issuer)

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Carole Nuechterlein

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Julian Symons

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Margarita Chavez

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Lesley Ann Calhoun

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bridget Martell

Director · 1 shared filing (1 issuer)

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

HA
No photo found yet (own website and image search run after this page is viewed)
Person

Hardean Achneck

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Burden

Director · 1 shared filing (1 issuer)

Listed on the same filings as K. Peter Hirth. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to K. Peter Hirth by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers K. Peter Hirth is listed on: none on file. No website or social profile named in Aligos Therapeutics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #77,490 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (South San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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