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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:34 AM ET

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Joseph Walker

Named as an officer, director or promoter on SEC Form D filings · IL · Nov 20, 2012 → Jan 21, 2025

11deals (issuers)
$946.8Mreported sold
266investors
15Form D filings
2012–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Joseph Walker is listed as an executive officer and director on 15 SEC Form D filings by 11 issuers between Nov 2012 and Jan 2025. Largest by amount reported sold: Freeport First Lien Loan Fund IV LP (Chicago, IL — pooled investment fund — 2018–2019; $226.1M reported sold to 50 investors), Freeport First Lien Loan Fund III LP (Chicago, IL — pooled investment fund — 2015; $210.2M reported sold to 92 investors), FREEPORT FIRST LIEN LOAN FUND VI LP (Chicago, IL — pooled investment fund — 2023–2024; $208.4M reported sold to 46 investors), Freeport First Lien Loan Fund V LP (Chicago, IL — pooled investment fund — 2021; $172.7M reported sold to 36 investors), Freeport Financial SBIC Fund LP (Chicago, IL — pooled investment fund — 2012; $55.5M reported sold to 37 investors) and 6 more (all listed below).

What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $946.8M sold in total.

Listed alongside Joshua Howie (15 shared filings), Matthew Gerdes (15 shared filings), Stephen Papalas (15 shared filings), David Allen (8 shared filings), Freeport Financial Partners LLC (7 shared filings, management entity) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joseph. Each name links to their own page.

All 11 issuers belong to the sponsor group Freeport First Lien Loan (11 issuers, $946.8M reported sold, 2012–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Freeport First Lien Loan has 11 companies on file and $946.8M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 19 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for Joseph Walker and found 7 differences: 7 offerings have no amendment in the last 12 months and may still be open; Same name, different state: "Joseph Walker" (NY) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Joseph Walker has not run yet — it is joining a line of 18,603 names; searches run around the clock at the hosts' allowed rate. Searched so far: 29 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joseph Walker..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

Joseph Walker, III closed
United States Bankruptcy Court, N.D. Illinois · No. 18-01968 · Filed Jan 24, 2018 · Closed Aug 28, 2018
Role of Joseph Walker, III: Debtor · Outcome: Case closed 2018-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph L Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 13-35661 · Filed Sep 9, 2013 · Closed Jan 31, 2014
Role of Joseph L Walker: Debtor · Outcome: Case closed 2014-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph H. Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 13-22606 · Filed May 30, 2013 · Closed Apr 3, 2014
Role of Joseph H. Walker: Debtor · Outcome: Case closed 2014-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph A Walker, Jr. closed
United States Bankruptcy Court, N.D. Illinois · No. 11-81762 · Filed Apr 19, 2011 · Closed Aug 8, 2011
Role of Joseph A Walker, Jr.: Debtor · Outcome: Case closed 2011-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph B Walker, III and Patsy D Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 10-42016 · Filed Sep 20, 2010 · Closed Dec 17, 2015
Role of Joseph B Walker, III: Debtor · Outcome: Case closed 2015-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph E. Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 10-14996 · Filed Apr 5, 2010 · Closed Aug 5, 2011
Role of Joseph E. Walker: Debtor · Outcome: Case closed 2011-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph L Walker closed
United States Bankruptcy Court, C.D. Illinois · No. 04-71934 · Filed Apr 26, 2004 · Closed Oct 7, 2004
Role of Joseph L Walker: Debtor · Outcome: Case closed 2004-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph P Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 03-71946 · Filed Apr 9, 2003 · Closed Sep 25, 2003
Role of Joseph P Walker: Debtor · Outcome: Case closed 2003-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph Walker, JR and Mildred Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 02-50994 · Filed Dec 30, 2002 · Closed May 8, 2003
Role of Joseph Walker, JR: Debtor · Outcome: Case closed 2003-05-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph Walker and Mildred Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 02-08297 · Filed Mar 4, 2002 · Closed Jan 14, 2003
Role of Joseph Walker and Mildred Walker: Debtor · Outcome: Case closed 2003-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph L Walker, JR closed
United States Bankruptcy Court, N.D. Illinois · No. 01-13479 · Filed Apr 16, 2001 · Closed Aug 16, 2001
Role of Joseph L Walker, JR: Debtor · Outcome: Case closed 2001-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph Walker and Mildred Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 00-25678 · Filed Sep 1, 2000 · Closed Mar 19, 2002
Role of Joseph Walker and Mildred Walker: Debtor · Outcome: Case closed 2002-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph S Walker and Helen M Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 00-21563 · Filed Jul 25, 2000 · Closed Nov 3, 2000
Role of Joseph S Walker and Helen M Walker: Debtor · Outcome: Case closed 2000-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph C Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 94-14415 · Filed Jul 19, 1994 · Closed Dec 6, 1994
Role of Joseph C Walker: Debtor · Outcome: Case closed 1994-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph M Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 92-51491 · Filed Jun 26, 1992 · Closed Nov 16, 1992
Role of Joseph M Walker: Debtor · Outcome: Case closed 1992-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph A Walker and Walker Julie A closed
United States Bankruptcy Court, N.D. Illinois · No. 89-32041 · Filed Dec 29, 1989 · Closed Jun 15, 1990
Role of Joseph A Walker and Walker Julie A: Debtor · Outcome: Case closed 1990-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph J Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 88-06903 · Filed May 3, 1988 · Closed Jun 15, 1989
Role of Joseph J Walker: Debtor · Outcome: Case closed 1989-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph R Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 88-02077 · Filed Feb 11, 1988 · Closed Oct 14, 1988
Role of Joseph R Walker: Debtor · Outcome: Case closed 1988-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
Joseph Walker closed
United States Bankruptcy Court, N.D. Illinois · No. 86-17828 · Filed Nov 12, 1986 · Closed Sep 15, 1987
Role of Joseph Walker: Debtor · Outcome: Case closed 1987-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 451 federal dockets); 12 people with this name in Form D filings; court in the person's filing state (IL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Joseph Walker (compared 15 filings on Oct 24, 2026)

Note · Nov 8, 2012 – Apr 19, 2024

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — FREEPORT FIRST LIEN LOAN FUND VI LP (latest filing Apr 19, 2024) · No amendment in the last 12 months on an offering that may still be open — Freeport First Lien Loan Fund V LP (latest filing Apr 15, 2021) · No amendment in the last 12 months on an offering that may still be open — Freeport First Lien Loan Fund IV-B (Offshore) LP (latest filing Dec 24, 2019) · No amendment in the last 12 months on an offering that may still be open — Freeport First Lien Loan Fund IV LP (latest filing Apr 17, 2019) · No amendment in the last 12 months on an offering that may still be open — Freeport First Lien Loan Fund III-B LP (latest filing Oct 16, 2015) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Apr 19, 2024 ↗FREEPORT FIRST LIEN LOAN FUND VI LP — PartnerFacts page ↗Form D · Apr 15, 2021 ↗Freeport First Lien Loan Fund V LP — PartnerFacts page ↗
Sources
Note · Sep 27, 2016 – Oct 20, 2025

Same name, different state: "Joseph Walker" (NY) is a separate record

This page covers filings where the address state is IL. A separate record, "Joseph Walker" with address state NY, is listed on 21 filings — most recently by Olympic Investment, L.P. (Oct 20, 2025). Both records have filings in the same period (Sep 27, 2016 to Jan 21, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Joseph Walker (NY) — PartnerFacts page ↗Form D · Oct 20, 2025 ↗Olympic Investment, L.P. — PartnerFacts page ↗Joseph Walker (IL) — this page ↗
Sources
Note · Aug 11, 2015 – Feb 9, 2017

Same name, different state: "JOSEPH G WALKER" (FL) is a separate record

This page covers filings where the address state is IL. A separate record, "JOSEPH G WALKER" with address state FL, is listed on 4 filings — most recently by INTECROWD LLC (Feb 9, 2017). Both records have filings in the same period (Aug 11, 2015 to Feb 9, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

JOSEPH G WALKER (FL) — PartnerFacts page ↗Form D · Feb 9, 2017 ↗INTECROWD LLC — PartnerFacts page ↗Joseph Walker (IL) — this page ↗
Sources
Note · Jul 27, 2009 – Jul 2, 2014

Same name, different state: "Joseph Walker" (CA) is a separate record

This page covers filings where the address state is IL. A separate record, "Joseph Walker" with address state CA, is listed on 5 filings — most recently by Liquid Environmental Solutions Corp (Jul 2, 2014). Both records have filings in the same period (Nov 20, 2012 to Jul 2, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Joseph Walker (CA) — PartnerFacts page ↗Form D/A · Jul 2, 2014 ↗Liquid Environmental Solutions Corp — PartnerFacts page ↗Joseph Walker (IL) — this page ↗
Sources
Note · Jul 11, 2012 – Jan 25, 2013

Same name, different state: "Joseph H. Walker" (MI) is a separate record

This page covers filings where the address state is IL. A separate record, "Joseph H. Walker" with address state MI, is listed on 2 filings — most recently by Ozmott, LLC (Jan 25, 2013). Both records have filings in the same period (Nov 20, 2012 to Jan 25, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Joseph H. Walker (MI) — PartnerFacts page ↗Form D · Jan 25, 2013 ↗Ozmott, LLC — PartnerFacts page ↗Joseph Walker (IL) — this page ↗
Sources
Note · Sep 14, 2010 – Dec 12, 2012

Same name, different state: "Joseph Walker" (GA) is a separate record

This page covers filings where the address state is IL. A separate record, "Joseph Walker" with address state GA, is listed on 7 filings — most recently by PRMT Investment Group, LLC (Dec 12, 2012). Both records have filings in the same period (Nov 20, 2012 to Dec 12, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Joseph Walker (GA) — PartnerFacts page ↗Form D · Dec 12, 2012 ↗PRMT Investment Group, LLC — PartnerFacts page ↗Joseph Walker (IL) — this page ↗
Sources
Note · Mar 25, 2015 – Oct 16, 2015

Minimum investment changed between filings — Freeport First Lien Loan Fund III-B LP

The Mar 25, 2015 filing lists a minimum of $1,000,000; the Oct 16, 2015 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 25, 2015 ↗Form D/A (later) · Oct 16, 2015 ↗Freeport First Lien Loan Fund III-B LP — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 11 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 21, 2025 D
Freeport First Lien Loan Fund VI-B (Offshore) LP
File 021-535739
$0$0$0
The general partner is entitled to a carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
Briarcliffe Credit Partners, LLC BrokerCheck CRD 313453 ↗
BA SECURITIES, LLC BrokerCheck CRD 153489 ↗		EDGAR ↗
Apr 19, 2024 D/A
FREEPORT FIRST LIEN LOAN FUND VI LP
File 021-487593
$0$0$0
The general partner is entitled to a carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
Briarcliffe Credit Partners, LLC BrokerCheck CRD 313453 ↗
BA SECURITIES, LLC BrokerCheck CRD 153489 ↗		EDGAR ↗
Apr 19, 2024 D
Freeport First Lien Loan Fund VI (Offshore) LP
File 021-511068
$0$0$0
The general partner is entitled to a carried interest. The investment manager is entitled to a management fee. The carried interest and management fee are fully discussed in the Issuer's confidential offering materials.
Briarcliffe Credit Partners, LLC BrokerCheck CRD 313453 ↗
BA SECURITIES, LLC BrokerCheck CRD 153489 ↗		EDGAR ↗
Dec 10, 2021 D
Freeport First Lien Loan Fund V-B (Offshore) LP
File 021-424515
$0$0$0
The Investment Manager of the Issuer receives a management fee equal to a specified percentage of the Issuer's capital commitments. The General Partner of the Issuer is entitled to receive a carried interest in respect of the Issuer's profits.
None listed on this filingEDGAR ↗
Apr 15, 2021 D
Freeport First Lien Loan Fund V LP
File 021-396045
$0$0$0
The Investment Manager of the Issuer receives a management fee equal to a specified percentage of the Issuer's capital commitments. The General Partner of the Issuer is entitled to receive a carried interest in respect of the Issuer's profits.
None listed on this filingEDGAR ↗
Dec 24, 2019 D
Freeport First Lien Loan Fund IV-B (Offshore) LP
File 021-356386
$0$0$0
The Investment Manager of the Issuer receives a management fee equal to a specified percentage of the Issuer's capital commitments. The General Partner of the Issuer is entitled to receive a carried interest in respect of the Issuer's profits.
None listed on this filingEDGAR ↗
Apr 17, 2019 D/A
Freeport First Lien Loan Fund IV LP
File 021-310719
$0$0$0
The Investment Manager of the Issuer receives a management fee equal to a specified percentage of the Issuer's capital commitments. The General Partner of the Issuer is entitled to receive a carried interest in respect of the Issuer's profits.
None listed on this filingEDGAR ↗
Dec 30, 2015 D/A
Freeport First Lien Loan Fund III LP
File 021-236614
$0 (est.)$0$0FAP USA, L.P. BrokerCheck CRD 145860 ↗EDGAR ↗
Oct 16, 2015 D/A
Freeport First Lien Loan Fund III-B LP
File 021-236615
$0 (est.)$0$0FAP USA, L.P. BrokerCheck CRD 145860 ↗EDGAR ↗
Oct 14, 2015 D
Freeport First Lien Loan Fund III (Offshore) LP
File 021-249323
$0$0$0FAP USA, L.P. BrokerCheck CRD 145860 ↗EDGAR ↗
Nov 20, 2012 D
Freeport Financial SBIC Fund LP
File 021-187303
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 11

Every issuer that named Joseph Walker on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

FF
Pooled Investment Fund · group: Freeport First Lien Loan

Freeport First Lien Loan Fund VI-B (Offshore) LP

Chicago, IL · Jan 21, 2025
  • Jan 21, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Officer of the Investment Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund · group: Freeport First Lien Loan

Freeport First Lien Loan Fund VI (Offshore) LP

Chicago, IL · Apr 19, 2024
  • Apr 19, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Officer of the Investment Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund · group: Freeport First Lien Loan

FREEPORT FIRST LIEN LOAN FUND VI LP

Chicago, IL · Jul 21, 2023 → Apr 19, 2024 · 2 filings
  • Apr 19, 2024 · D/A · $208,400,000 sold of Indefinite · 46 investors · min. No minimum reported · role: Executive Officer (Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Jul 21, 2023 · D · $189,800,000 sold of Indefinite · 38 investors · min. No minimum reported · role: Executive Officer (Officer of the Investment Manager of the Issuer) EDGAR ↗

Raised $208.4M from 46 investors as of the latest filing. Joseph is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund · group: Freeport First Lien Loan

Freeport First Lien Loan Fund V-B (Offshore) LP

Chicago, IL · Dec 10, 2021
  • Dec 10, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Officer of the Investment Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund · group: Freeport First Lien Loan

Freeport First Lien Loan Fund V LP

Chicago, IL · Apr 15, 2021
  • Apr 15, 2021 · D · $172,710,000 sold of Indefinite · 36 investors · min. No minimum reported · role: Executive Officer (Officer of the Investment Manager of the Issuer) EDGAR ↗

Raised $172.7M from 36 investors as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund · group: Freeport First Lien Loan

Freeport First Lien Loan Fund IV-B (Offshore) LP

Chicago, IL · Dec 24, 2019
  • Dec 24, 2019 · D · $20,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Officer of the Investment Manager of the Issuer) EDGAR ↗

Raised $20M from 2 investors as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund · group: Freeport First Lien Loan

Freeport First Lien Loan Fund IV LP

Chicago, IL · Apr 20, 2018 → Apr 17, 2019 · 2 filings
  • Apr 17, 2019 · D/A · $226,100,000 sold of Indefinite · 50 investors · min. $1,000,000 · role: Executive Officer (Officer of the Investment Manager of the Issuer) EDGAR ↗
  • Apr 20, 2018 · D · $149,600,000 sold of Indefinite · 29 investors · min. $1,000,000 · role: Executive Officer (Officer of the Investment Manager of the Issuer) EDGAR ↗

Raised $226.1M from 50 investors as of the latest filing. Joseph is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund · group: Freeport First Lien Loan

Freeport First Lien Loan Fund III LP

Chicago, IL · Mar 25, 2015 → Dec 30, 2015 · 2 filings
  • Dec 30, 2015 · D/A · $210,150,000 sold of $500,000,000 · 92 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 25, 2015 · D · $0 sold of $500,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $210.2M from 92 investors (42% of the $500M target) as of the latest filing. Joseph is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund · group: Freeport First Lien Loan

Freeport First Lien Loan Fund III-B LP

Chicago, IL · Mar 25, 2015 → Oct 16, 2015 · 2 filings
  • Oct 16, 2015 · D/A · $24,000,000 sold of $500,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 25, 2015 · D · $0 sold of $500,000,000 · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $24M from 2 investors (5% of the $500M target) as of the latest filing. Joseph is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund · group: Freeport First Lien Loan

Freeport First Lien Loan Fund III (Offshore) LP

Chicago, IL · Oct 14, 2015
  • Oct 14, 2015 · D · $30,000,000 sold of $500,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $30M from 1 investor (6% of the $500M target) as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FF
Pooled Investment Fund · group: Freeport First Lien Loan

Freeport Financial SBIC Fund LP

Chicago, IL · Nov 20, 2012
  • Nov 20, 2012 · D · $55,450,000 sold of $75,000,000 · 37 investors · min. No minimum reported · role: Director (Member of the board of managers of the general partner.) EDGAR ↗

Raised $55.5M from 37 investors (74% of the $75M target) as of the latest filing. Joseph is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Joseph Walker — NY, 9 issuers, Sep 27, 2016 → Oct 20, 2025 · no shared issuer
  • Joseph Walker — GA, 7 issuers, Sep 14, 2010 → Dec 12, 2012 · no shared issuer
  • Joseph Walker — CA, 1 issuer, Jul 27, 2009 → Jul 2, 2014 · no shared issuer
  • JOSEPH G WALKER — FL, 1 issuer, Aug 11, 2015 → Feb 9, 2017 · no shared issuer
  • Joseph H. Walker — MI, 1 issuer, Jul 11, 2012 → Jan 25, 2013 · no shared issuer
  • Joseph Warren Walker, III — TN, 1 issuer, Jul 8, 2015 → Oct 7, 2020 · no shared issuer
  • Joseph A Walker — NJ, 1 issuer, Mar 30, 2016 → Mar 30, 2016 · no shared issuer
  • Joseph Walker — UT, 1 issuer, Sep 24, 2024 → Sep 24, 2024 · no shared issuer
  • Joseph Walker — TX, 1 issuer, May 1, 2025 → May 1, 2025 · no shared issuer
  • Joseph Walker — FL, 1 issuer, Nov 10, 2011 → Nov 10, 2011 · no shared issuer
  • Joseph Walker — MI, 1 issuer, Jun 28, 2016 → Jun 28, 2016 · no shared issuer

People around Joseph 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

FF
Management entity

Freeport Financial Partners LLC

Promoter · 7 shared filings (6 issuers)

Freeport Financial Partners LLC is on 6 issuers in total — a repeat sponsor. Their page lists every one.

FG
Management entity

Freeport GP VI LLC

Promoter · 4 shared filings (3 issuers)

Listed on the same filings as Joseph Walker. Their page shows their other deals.

FG
Management entity

Freeport GP IV LLC

Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Joseph Walker. Their page shows their other deals.

FG
Management entity

Freeport GP V LLC

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Joseph Walker. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Papalas

Director, Executive Officer · 15 shared filings (11 issuers)

Stephen Papalas is on 11 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew Gerdes

Director, Executive Officer · 15 shared filings (11 issuers)

Matthew Gerdes is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joshua Howie

Director, Executive Officer · 15 shared filings (11 issuers)

Joshua Howie is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Allen

Executive Officer · 8 shared filings (5 issuers)

David Allen is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

FF
Sponsor group

Freeport First Lien Loan

11 issuers · 15 filings · $946.8M reported sold · 2012–2025

One team, 11 deal companies. Joseph Walker is listed on 11 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joseph Walker.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 6 of the 11 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Freeport First Lien Loan Fund VI-B (Offshore) LP, FREEPORT FIRST LIEN LOAN FUND VI LP, Freeport First Lien Loan Fund VI (Offshore) LP, Freeport First Lien Loan Fund V-B (Offshore) LP, Freeport First Lien Loan Fund V LP, Freeport First Lien Loan Fund IV-B (Offshore) LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Joseph Walker by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 11 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Joseph Walker is listed on: none on file. No website or social profile named in FREEPORT FIRST LIEN LOAN FUND VI LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #102,097 of 374,652 in line (25 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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