Joseph Smith is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Mar 2011 and May 2024: Succeed on Broadway Ltd Liability Co (New York, NY — industry reported as "Other" — 2011; $8.53M reported sold to 69 investors) and Run This Show Ltd Liability Co (New York, NY — industry reported as "Other" — 2024).
What this means 2 separate companies raised money with this person listed as executive officer, over about 13 years. Across those companies the filings report $8.53M sold in total.
Listed alongside Benjamin Bourne (1 shared filing), Beth Williams (1 shared filing), Craig Zadan (1 shared filing), James L. Nederlander (1 shared filing), John Gore (1 shared filing) and 14 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joseph. Each name links to their own page.
The issuers belong to 2 sponsor groups: Sgp Broadway (129 issuers, $259.7M reported sold, 2010–2026) and Ever After (112 issuers, $192.3M reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 state regulator orders, 9 bankruptcy cases matching the name listed in Key records below.
What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Joseph Smith and found 6 differences: Joseph Smith appears on 1 deal that stopped filing before reaching its target; Same name, different state: "Joseph Smith" (CA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.