Joseph Schlessinger is listed as an executive officer, director, and promoter on 14 SEC Form D filings by 4 issuers between Aug 2009 and Feb 2021: Inozyme Pharma, Inc. (Boston, MA — pharmaceuticals — 2017–2020; $67.4M reported sold to 14 investors), KOLLTAN PHARMACEUTICALS INC (New Haven, CT — biotechnology — 2009–2014; $60M reported sold to 54 investors), Opna Immuno-Oncology SA (St Sulpice, Switzerland (as filed: V8) — biotechnology — 2021) and Opna-IO, LLC (New York, NY — biotechnology — 2020).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 12 years. Across those companies the filings report $127.4M sold in total.
The issuers belong to 2 sponsor groups: Opna (2 issuers, $0 reported sold, 2020–2021) and Overbrook (8 issuers, $662.5M reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 9 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 14 public filings for Joseph Schlessinger and found 12 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.