PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:29 AM ET

Sponsor Check › Sponsor group

O

Overbrook

One sponsor team, 8 deal companies · New York, NY

Grouped because: 5 shared people, 2 shared management entities, same business address (2 issuers), similar issuer names (6) (automatic match from the filings) · not the same sponsor?

8deal companies
$662.5Mreported sold
291investors
42Form D filings
2009–2026active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jun 24, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Overbrook is a sponsor group of 8 issuers that PartnerFacts links to one sponsor (shared people, shared management entity, similar issuer names, same business address; automatic match from the filings), filing 42 Form D filings between Aug 2009 and Jun 2026.

What this means One team, 8 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $662.5M to 291 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (7), Biotechnology (1). Issuers are based in NY (6), CT (1), Cayman Islands (as filed: E9) (1).

What this means $662.5M raised across the group, about $2.28M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Andrew J. Goffe (5 issuers, executive officer and director), Overbrook Management Corporation (4 issuers, promoter, entity), Richard Zenker (4 issuers, executive officer), Brad S. Rosenberg (3 issuers, executive officer), Arthur G. Altschul, Jr. (2 issuers, executive officer and director) and 26 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jun 24, 2026.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: OVERBROOK MANAGEMENT CORPORATION.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 42 public filings for Overbrook and found 22 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Overbrook has not run yet — it is joining a line of 54,910 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Overbrook..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

22 differences found between the filings for Overbrook — 5 worth asking about (compared 42 filings on Oct 24, 2026)

Worth asking · Sep 8, 2009 – Jan 4, 2010

Amount sold went down between filings — KOLLTAN PHARMACEUTICALS INC

The Sep 8, 2009 filing says $3,500,000 sold; the Jan 4, 2010 Form D says $2,500,000 sold — $1,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Sep 8, 2009 ↗Form D (later) · Jan 4, 2010 ↗KOLLTAN PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Worth asking · Aug 12, 2009 – Sep 8, 2009

Amount sold went down between filings — KOLLTAN PHARMACEUTICALS INC

The Aug 12, 2009 filing says $40,000,000 sold; the Sep 8, 2009 Form D says $3,500,000 sold — $36,500,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Aug 12, 2009 ↗Form D (later) · Sep 8, 2009 ↗KOLLTAN PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Worth asking · Aug 12, 2009 – Sep 8, 2009

Investor count went down between filings — KOLLTAN PHARMACEUTICALS INC

The Aug 12, 2009 filing reports 54 investors; the Sep 8, 2009 Form D reports 1 investor.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Aug 12, 2009 ↗Form D (later) · Sep 8, 2009 ↗KOLLTAN PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Note · Aug 12, 2009

16% of the money raised went to insiders — KOLLTAN PHARMACEUTICALS INC

The Aug 12, 2009 Form D/A reports $40,000,000 sold and $6,261,900 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Aug 12, 2009 ↗KOLLTAN PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Worth asking · Aug 8, 2025 – Jun 24, 2026

26 other issuers file from the same address — 2 member issuers (Overbrook Core Equity Fund, LP; Overbrook Alpha Fund LP)

The address on file, 280 Park Ave, Suite 2402 West, New York, NY, is used by 28 issuers in our index across 10 sponsor groups; 26 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Overbrook Core Equity Fund, LP — PartnerFacts page ↗Overbrook Alpha Fund LP — PartnerFacts page ↗EDGAR filer page · Overbrook Core Equity Fund, LP ↗
Sources
Note · Jul 29, 2019

11 other issuers file from the same address — Overbrook Select Offshore Fund, Ltd.

The address on file, Ugland House, Pob 309, Grand Cayman, Cayman Islands (as filed: E9), is used by 12 issuers in our index across 5 sponsor groups; 11 are outside this group. It is on our registered-agent / shared-office list (registered agent / corporate services / fund administrator).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Overbrook Select Offshore Fund, Ltd. — PartnerFacts page ↗EDGAR filer page · Overbrook Select Offshore Fund, Ltd. ↗
Sources
Note · Jul 29, 2019

50 other issuers file from the same address — Overbrook Select Fund, LP

The address on file, 122 East 42nd Street, Suite 2500, New York, NY, is used by 51 issuers in our index across 9 sponsor groups; 50 are outside this group. It is on our registered-agent / shared-office list (58 issuers in 22 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Overbrook Select Fund, LP — PartnerFacts page ↗EDGAR filer page · Overbrook Select Fund, LP ↗
Sources
Note · Apr 1, 2024 – Apr 19, 2024

Form D filed 18 days after the first sale — Overbrook Core Equity Fund, LP

The filing says the first sale was Apr 1, 2024. The Form D was filed Apr 19, 2024 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 19, 2024 ↗Overbrook Core Equity Fund, LP — PartnerFacts page ↗
Sources
Note · Jul 24, 2008 – Aug 8, 2025

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Overbrook Alpha Fund LP (latest filing Aug 8, 2025) · No amendment in the last 12 months on an offering that may still be open — Overbrook Select Offshore Fund, Ltd. (latest filing Jul 29, 2019) · No amendment in the last 12 months on an offering that may still be open — Overbrook Select Fund, LP (latest filing Jul 29, 2019) · No amendment in the last 12 months on an offering that may still be open — Overbrook Opportunity Fund II, L.P. (latest filing Jul 29, 2019) · No amendment in the last 12 months on an offering that may still be open — Overbrook Opportunity Fund I, L.P. (latest filing Jul 29, 2019) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 8, 2025 ↗Overbrook Alpha Fund LP — PartnerFacts page ↗Form D/A · Jul 29, 2019 ↗Overbrook Select Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Aug 12, 2009 – Aug 5, 2015

5 people are no longer listed on a later amendment

John Urfrig is no longer listed on the Aug 5, 2015 amendment — Overbrook Opportunity Fund II, L.P. · John Urfrig is no longer listed on the Aug 5, 2015 amendment — Overbrook Opportunity Fund I, L.P. · Jonathan D. Urfrig is no longer listed on the Aug 5, 2015 amendment — Overbrook Select Fund, LP · Peter Hirth is no longer listed on the Sep 16, 2010 amendment — KOLLTAN PHARMACEUTICALS INC · Alex Bolte is no longer listed on the Sep 16, 2010 amendment — KOLLTAN PHARMACEUTICALS INC

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Mar 5, 2015 ↗Form D/A · Aug 5, 2015 ↗John Urfrig — PartnerFacts page ↗Overbrook Opportunity Fund II, L.P. — PartnerFacts page ↗
Sources
Note · Aug 12, 2009 – Mar 5, 2015

9 role changes for the same people across filings

Andrew J. Goffe's role changed at Overbrook Opportunity Fund I, L.P.: promoter → executive officer · Andrew J. Goffe's role changed at Overbrook Opportunity Fund II, L.P.: promoter → executive officer · Andrew J. Goffe's role changed at Overbrook Opportunity Fund I, L.P.: executive officer → promoter · Andrew J. Goffe's role changed at Overbrook Opportunity Fund II, L.P.: executive officer → promoter · Brad S. Rosenberg's role changed at Overbrook Opportunity Fund I, L.P.: executive officer, director → executive officer · and 4 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Mar 5, 2014 ↗Form D/A · Mar 5, 2015 ↗Andrew J. Goffe — PartnerFacts page ↗Overbrook Opportunity Fund I, L.P. — PartnerFacts page ↗
Sources
Note · Jan 4, 2010 – Sep 16, 2010

Offering amount changed between filings — KOLLTAN PHARMACEUTICALS INC

The Jan 4, 2010 filing says $2,500,000 offered; the Sep 16, 2010 Form D/A says $7,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 4, 2010 ↗Form D/A (later) · Sep 16, 2010 ↗KOLLTAN PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Note · Sep 8, 2009 – Jan 4, 2010

Offering amount lowered between filings — KOLLTAN PHARMACEUTICALS INC

The Sep 8, 2009 filing says $7,500,000 offered; the Jan 4, 2010 Form D says $2,500,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D (earlier) · Sep 8, 2009 ↗Form D (later) · Jan 4, 2010 ↗KOLLTAN PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Note · Aug 12, 2009 – Sep 8, 2009

Offering amount lowered between filings — KOLLTAN PHARMACEUTICALS INC

The Aug 12, 2009 filing says $40,000,000 offered; the Sep 8, 2009 Form D says $7,500,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

Form D/A (earlier) · Aug 12, 2009 ↗Form D (later) · Sep 8, 2009 ↗KOLLTAN PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Note · Aug 13, 2010 – Aug 12, 2011

Minimum investment changed between filings — Goffe Capital Partners, L.P.

The Aug 13, 2010 filing lists a minimum of $250,000; the Aug 12, 2011 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 13, 2010 ↗Form D/A (later) · Aug 12, 2011 ↗Goffe Capital Partners, L.P. — PartnerFacts page ↗
Sources
Note · Aug 12, 2009 – Apr 19, 2024

Arthur G. Altschul, Jr. is written 2 different ways on the filings

listed as "Arthur G. Altschul, Jr." on 6 filings (from Aug 12, 2009), and "Arthur Goodhart Altschul" on 3 filings (from Apr 19, 2024).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Aug 12, 2009 ↗Form D · Apr 19, 2024 ↗Arthur G. Altschul, Jr. — PartnerFacts page ↗
Sources
Note · Aug 13, 2010 – Jan 3, 2013

Andrew J. Goffe is written 2 different ways on the filings

listed as "Andrew Goffe" on 2 filings (from Aug 13, 2010), and "Andrew J. Goffe" on 30 filings (from Jan 3, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 13, 2010 ↗Form D · Jan 3, 2013 ↗Andrew J. Goffe — PartnerFacts page ↗
Sources
Note · Aug 12, 2009 – Jan 4, 2010

Thomas B. Neff is written 2 different ways on the filings

listed as "Thomas Neff" on 3 filings (from Aug 12, 2009), and "Thomas B. Neff" on 3 filings (from Jan 4, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Aug 12, 2009 ↗Form D · Jan 4, 2010 ↗Thomas B. Neff — PartnerFacts page ↗
Sources
Note · Aug 12, 2009 – Sep 8, 2009

Reported revenue range changed between filings — KOLLTAN PHARMACEUTICALS INC

"No Revenues" (Aug 12, 2009); then "Decline to Disclose" (Sep 8, 2009).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Aug 12, 2009 ↗Form D · Sep 8, 2009 ↗KOLLTAN PHARMACEUTICALS INC — PartnerFacts page ↗
Sources
Note · Mar 19, 2014 – Jul 29, 2019

5 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Overbrook Select Offshore Fund, Ltd. · Address on file is a registered agent / shared office — Overbrook Select Fund, LP · Address on file is a registered agent / shared office — Overbrook Opportunity Fund II, L.P. · Address on file is a registered agent / shared office — Overbrook Opportunity Fund I, L.P. · Address on file is a registered agent / shared office — KOLLTAN PHARMACEUTICALS INC

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Jul 29, 2019 ↗Overbrook Select Offshore Fund, Ltd. — PartnerFacts page ↗Form D/A · Jul 29, 2019 ↗Overbrook Select Fund, LP — PartnerFacts page ↗
Sources
Note · Aug 12, 2011 – Jun 24, 2026

Member companies were formed in 2 different states

Delaware (7), Cayman Islands (1) — out of 8 member issuers. The odd ones out: Overbrook Select Offshore Fund, Ltd. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Overbrook — sponsor group page ↗Overbrook Select Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Aug 12, 2011 – Jun 24, 2026

Member companies list addresses in 3 different states

NY (6), CT (1), Cayman Islands (as filed: E9) (1). 5 members use a registered-agent or shared-office address: KOLLTAN PHARMACEUTICALS INC (300 George Street, Suite 530, New Haven, CT); Overbrook Opportunity Fund I, L.P. (C/O Overbrook Management Corporation, 122 East 42nd Street, Suite 2500, New York, NY); Overbrook Opportunity Fund II, L.P. (C/O Overbrook Management Corporation, 122 East 42nd Street, Suite 2500, New York, NY); Overbrook Select Offshore Fund, Ltd. (Ugland House, Pob 309, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Overbrook — sponsor group page ↗KOLLTAN PHARMACEUTICALS INC — PartnerFacts page ↗Overbrook Opportunity Fund I, L.P. — PartnerFacts page ↗Overbrook Opportunity Fund II, L.P. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 10 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 24, 2026 D/A
Overbrook Core Equity Fund, LP
File 021-511075
$0$0$0None listed on this filingEDGAR ↗
Aug 8, 2025 D
Overbrook Alpha Fund LP
File 021-554224
$0$0$0None listed on this filingEDGAR ↗
Jul 29, 2019 D/A
Overbrook Opportunity Fund II, L.P.
File 021-189397
$0 (est.)$0 (est.)$0 (est.)
Overbrook Management Corporation and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account).
None listed on this filingEDGAR ↗
Jul 29, 2019 D/A
Overbrook Opportunity Fund I, L.P.
File 021-189398
$0 (est.)$0 (est.)$0 (est.)
Overbrook Management Corporation and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account).
None listed on this filingEDGAR ↗
Jul 29, 2019 D/A
Overbrook Select Fund, LP
File 021-222412
$0$0$0
The investment manager is entitled to a management fee. The general partner is entitled to a performance allocation. The management fee and performance allocation are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Jul 29, 2019 D/A
Overbrook Select Offshore Fund, Ltd.
File 021-222469
$0$0$0
The investment manager is entitled to a performance allocation and a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Mar 19, 2014 D
KOLLTAN PHARMACEUTICALS INC
File 021-213905
$0$0$0None listed on this filingEDGAR ↗
Mar 7, 2012 D
KOLLTAN PHARMACEUTICALS INC
File 021-174497
$0$0$0
The foregoing does not include compensation in the form of salaries and bonuses to be paid to such individuals in their capacities as officers of the company.
None listed on this filingEDGAR ↗
Aug 12, 2011 D/A
Goffe Capital Partners, L.P.
File 021-146387
$0$0$0
The General Partner of the Issuer will receive certain asset-based fees and may receive performance-based fees and allocations.
None listed on this filingEDGAR ↗
Sep 16, 2010 D/A
KOLLTAN PHARMACEUTICALS INC
File 021-121462
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 8 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Overbrook in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗KP KOLLTAN PHARMACEUTICALS INCshared peopleNEW HAVEN, CTBiotechnology6$60,000,000
offering $60,000,000 · similar: $2,000,000–$19,999,994
54
similar: 2–16
No minimum reported
similar: $10,000–$50,000
2009–2014
EDGAR ↗GC Goffe Capital Partners, L.P.shared peopleNEW YORK, NYPooled Investment Fund2$32,127,51811$100,0002010–2011
EDGAR ↗OO Overbrook Opportunity Fund I, L.P.shared people, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund9$41,059,964
offering Indefinite · similar: $155,000–$5,250,000
59
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2013–2019
EDGAR ↗OO Overbrook Opportunity Fund II, L.P.shared people, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund9$123,650,000
offering Indefinite · similar: $155,000–$5,250,000
39
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2013–2019
EDGAR ↗OS Overbrook Select Fund, LPshared people, similar issuer namesNEW YORK, NYPooled Investment Fund6$228,406,717
offering Indefinite · similar: $155,000–$5,250,000
61
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2014–2019
EDGAR ↗OS Overbrook Select Offshore Fund, Ltd.shared people, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund6$25,291,107
offering Indefinite · similar: $155,000–$5,250,000
12
similar: 4–27
$1,000,000
similar: $1,000–$100,000
2014–2019
EDGAR ↗OC Overbrook Core Equity Fund, LPshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$151,322,600
offering Indefinite · similar: $155,000–$5,250,000
50
similar: 4–27
$100,000
similar: $1,000–$100,000
2024–2026
EDGAR ↗OA Overbrook Alpha Fund LPshared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$640,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
$100,000
similar: $1,000–$100,000
2025–2025

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jun 24, 2026Overbrook Core Equity Fund, LPD/APooled Investment FundIndefinite$151,322,600
EDGAR ↗Aug 8, 2025Overbrook Alpha Fund LPDPooled Investment FundIndefinite$640,000
EDGAR ↗May 20, 2025Overbrook Core Equity Fund, LPD/APooled Investment FundIndefinite$83,587,600
EDGAR ↗Apr 19, 2024Overbrook Core Equity Fund, LPDPooled Investment FundIndefinite$2,150,000
EDGAR ↗Jul 29, 2019Overbrook Select Offshore Fund, Ltd.D/APooled Investment FundIndefinite$25,291,107
EDGAR ↗Jul 29, 2019Overbrook Select Fund, LPD/APooled Investment FundIndefinite$228,406,717
EDGAR ↗Jul 29, 2019Overbrook Opportunity Fund II, L.P.D/APooled Investment FundIndefinite$123,650,000
EDGAR ↗Jul 29, 2019Overbrook Opportunity Fund I, L.P.D/APooled Investment FundIndefinite$41,059,964
EDGAR ↗Jul 27, 2018Overbrook Select Offshore Fund, Ltd.D/APooled Investment FundIndefinite$25,291,107
EDGAR ↗Jul 27, 2018Overbrook Select Fund, LPD/APooled Investment FundIndefinite$228,306,717
EDGAR ↗Jul 27, 2018Overbrook Opportunity Fund II, L.P.D/APooled Investment FundIndefinite$123,650,000
EDGAR ↗Jul 27, 2018Overbrook Opportunity Fund I, L.P.D/APooled Investment FundIndefinite$41,059,964
EDGAR ↗Jul 27, 2017Overbrook Select Offshore Fund, Ltd.D/APooled Investment FundIndefinite$24,391,107
EDGAR ↗Jul 27, 2017Overbrook Select Fund, LPD/APooled Investment FundIndefinite$228,196,717
EDGAR ↗Jul 27, 2017Overbrook Opportunity Fund II, L.P.D/APooled Investment FundIndefinite$123,650,000
EDGAR ↗Jul 27, 2017Overbrook Opportunity Fund I, L.P.D/APooled Investment FundIndefinite$40,939,964
EDGAR ↗Jul 29, 2016Overbrook Select Offshore Fund, Ltd.D/APooled Investment FundIndefinite$24,391,107
EDGAR ↗Jul 29, 2016Overbrook Select Fund, LPD/APooled Investment FundIndefinite$225,696,717
EDGAR ↗Jul 29, 2016Overbrook Opportunity Fund II, L.P.D/APooled Investment FundIndefinite$123,650,000
EDGAR ↗Jul 29, 2016Overbrook Opportunity Fund I, L.P.D/APooled Investment FundIndefinite$40,939,964
EDGAR ↗Aug 5, 2015Overbrook Select Offshore Fund, Ltd.D/APooled Investment FundIndefinite$24,391,107
EDGAR ↗Aug 5, 2015Overbrook Select Fund, LPD/APooled Investment FundIndefinite$225,696,717
EDGAR ↗Aug 5, 2015Overbrook Opportunity Fund II, L.P.D/APooled Investment FundIndefinite$123,650,000
EDGAR ↗Aug 5, 2015Overbrook Opportunity Fund I, L.P.D/APooled Investment FundIndefinite$40,939,964
EDGAR ↗Mar 5, 2015Overbrook Opportunity Fund II, L.P.D/APooled Investment FundIndefinite$123,650,000
EDGAR ↗Mar 5, 2015Overbrook Opportunity Fund I, L.P.D/APooled Investment FundIndefinite$40,939,964
EDGAR ↗Aug 7, 2014Overbrook Select Offshore Fund, Ltd.DPooled Investment FundIndefinite$21,772,000
EDGAR ↗Aug 6, 2014Overbrook Select Fund, LPDPooled Investment FundIndefinite$194,284,000
EDGAR ↗Mar 19, 2014KOLLTAN PHARMACEUTICALS INCDBiotechnology$60,000,000$60,000,000
EDGAR ↗Mar 5, 2014Overbrook Opportunity Fund I, L.P.D/APooled Investment FundIndefinite$35,378,000
EDGAR ↗Mar 5, 2014Overbrook Opportunity Fund II, L.P.D/APooled Investment FundIndefinite$112,050,000
EDGAR ↗Jan 23, 2014Overbrook Opportunity Fund II, L.P.D/APooled Investment FundIndefinite$109,050,000
EDGAR ↗Jan 23, 2014Overbrook Opportunity Fund I, L.P.D/APooled Investment FundIndefinite$34,878,000
EDGAR ↗Jan 3, 2013Overbrook Opportunity Fund I, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 3, 2013Overbrook Opportunity Fund II, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Mar 7, 2012KOLLTAN PHARMACEUTICALS INCDBiotechnology$25,000,000$25,000,000
EDGAR ↗Aug 12, 2011Goffe Capital Partners, L.P.D/APooled Investment FundIndefinite$32,127,518
EDGAR ↗Sep 16, 2010KOLLTAN PHARMACEUTICALS INCD/ABiotechnology$7,500,000$6,000,000
EDGAR ↗Aug 13, 2010Goffe Capital Partners, L.P.DPooled Investment FundIndefinite$30,877,518
EDGAR ↗Jan 4, 2010KOLLTAN PHARMACEUTICALS INCDBiotechnology$2,500,000$2,500,000
EDGAR ↗Sep 8, 2009KOLLTAN PHARMACEUTICALS INCDBiotechnology$7,500,000$3,500,000
EDGAR ↗Aug 12, 2009KOLLTAN PHARMACEUTICALS INCD/ABiotechnology$40,000,000$40,000,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jun 24, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Biotechnology (2009), Pooled Investment Fund (2010), Biotechnology (2012), Pooled Investment Fund (2013), Biotechnology (2014). Latest offering: Pooled Investment Fund (2014–2025; most recent Aug 8, 2025).

People across the group

NameRolesIssuers hereFirst → last listed
AG Andrew J. GoffeExecutive Officer, Director5Aug 13, 2010 → Jul 29, 2019
OM Overbrook Management Corporation entityPromoter4Jan 3, 2013 → Jun 24, 2026
RZ Richard ZenkerExecutive Officer4Aug 5, 2015 → Jul 29, 2019
BR Brad S. RosenbergExecutive Officer3Jan 3, 2013 → Jul 29, 2019
AA Arthur G. Altschul, Jr.Director, Executive Officer2Aug 12, 2009 → Jun 24, 2026
OM Overbrook Management Advisors, LP entityPromoter2Apr 19, 2024 → Jun 24, 2026
JU John UrfrigExecutive Officer2Jan 23, 2014 → Mar 5, 2015
FS Frank Joseph SicilianoExecutive Officer1Apr 19, 2024 → Jun 24, 2026
RK Ryan KanaleyExecutive Officer1Apr 19, 2024 → Jun 24, 2026
CM Cary MarrDirector1Aug 7, 2014 → Jul 29, 2019
RH Roger H. HansonDirector1Aug 7, 2014 → Jul 29, 2019
OG Overbrook GP, LLC entityDirector, Promoter1Aug 6, 2014 → Jul 29, 2019
JU Jonathan D. UrfrigExecutive Officer1Aug 6, 2014 → Aug 6, 2014
AB Axel BolteDirector1Aug 12, 2009 → Mar 19, 2014
JS Joseph SchlessingerDirector, Promoter1Aug 12, 2009 → Mar 19, 2014
KH K. Peter HirthDirector1Sep 8, 2009 → Mar 19, 2014
ES E. Jonathan SoderstromDirector1Aug 12, 2009 → Mar 19, 2014
TN Thomas B. NeffDirector1Aug 12, 2009 → Mar 19, 2014
YH Yaron HadariExecutive Officer1Aug 12, 2009 → Mar 19, 2014
SC Stanley ChoyExecutive Officer1Aug 12, 2009 → Mar 19, 2014
PM Paul MedeirosDirector1Mar 19, 2014 → Mar 19, 2014
TL Theresa M. LaValleeExecutive Officer1Mar 19, 2014 → Mar 19, 2014
CS Carolyn F. SidorExecutive Officer1Mar 19, 2014 → Mar 19, 2014
GM Gerald McMahonExecutive Officer, Director1Mar 19, 2014 → Mar 19, 2014
JH Jane Pritchett HendersonExecutive Officer1Mar 19, 2014 → Mar 19, 2014
WM W. Bradford MiddlekauffExecutive Officer1Aug 12, 2009 → Mar 7, 2012
MS Michael SchmertzlerExecutive Officer, Director1Aug 12, 2009 → Mar 7, 2012
GC Goffe Capital Advisers, LLC entityExecutive Officer1Aug 13, 2010 → Aug 12, 2011
GC Goffe Capital Management, L.P. entityExecutive Officer1Aug 13, 2010 → Aug 12, 2011
AB Alex BolteDirector1Sep 8, 2009 → Sep 8, 2009
PH Peter HirthDirector1Aug 12, 2009 → Aug 12, 2009

Business registration (state registry / Secretary of State)

5 of 8 issuers have a matched state registry record — records by status: active 4 · withdrawn 1.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

OVERBROOK MANAGEMENT CORPORATION — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Dec 21, 2001 · SEC file 801-60790 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,121,106,153 as reported on Form ADV filed Apr 8, 2026 (Item 5.F(2)(c)) · 311 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/overbrook-management-corporation/about ↗

Item 11 disclosure questions as answered on Form ADV filed Apr 8, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Overbrook as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Overbrook's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #230,924 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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