Joseph Keane

The Feb 8, 2013 filing lists Blue Sand Securities LLC with CRD 142976; the Apr 21, 2026 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Feb 7, 2014 filing lists Alternative Asset Investment Management Securities, LLC with CRD 135131; the Apr 21, 2026 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Feb 9, 2016 filing lists Bhargava Capital with CRD 131817; the Apr 21, 2026 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Feb 10, 2012 filing lists Blue Sand Securities LLC with CRD 142976; the Feb 9, 2026 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The Feb 7, 2014 filing lists Alternative Asset Investment Management Securities, LLC with CRD 135131; the Feb 9, 2026 Form D/A lists the same name with no CRD number.

What this means A CRD number is how you look a seller up on FINRA BrokerCheck. Missing it on a later form is usually a paperwork slip — use the number from the earlier form to check them.

The latest filing for this offering is dated Mar 5, 2014 (first sale Jul 10, 1989). It reports $689,600,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Mar 17, 2010 (first sale Jul 10, 1989). It reports $2,600,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Mar 11, 2009 (first sale Apr 1, 2004). It reports $1,409,948,375 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

This page covers filings where the address state is L2 or E9. A separate record, "Joseph Keane" with address state A1, is listed on 4 filings — most recently by Baru Gold Corp (Aug 4, 2022). Both records have filings in the same period (Dec 9, 2009 to Aug 4, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is L2 or E9. A separate record, "Joseph M Keane" with address state A1, is listed on 1 filing — most recently by MERCATOR MINERALS LTD (Oct 30, 2012). Both records have filings in the same period (Oct 30, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is L2 or E9. A separate record, "Joseph Keane" with address state U0, is listed on 1 filing — most recently by PADDINGTON ASIA FUND Ltd (Aug 2, 2010). Both records have filings in the same period (Aug 2, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is L2 or E9. A separate record, "Joseph Keane" with address state TN, is listed on 1 filing — most recently by ND Acquisitions Corp. (May 21, 2009). Both records have filings in the same period (May 21, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Address moved from Naas, Ireland (as filed: L2) to Grand Cayman, Cayman Islands (as filed: E9) — KARYA FUND LTD · Address moved from Naas, Ireland (as filed: L2) to Saddle River, NJ — KARYA FUND LLC · Address moved from Saddle River, NJ to Naas, Ireland (as filed: L2) — KARYA FUND LLC · Address moved from Piscataway, NJ to Morristown, NJ — Batterymarch Global Emerging Markets Fund · Address moved from Morristown, NJ to Piscataway, NJ — Batterymarch Global Emerging Markets Fund · and 1 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Cayman Islands (as filed: E9) on 1 filing (Mar 11, 2009); Ireland (as filed: L2) on 19 filings (Mar 24, 2009 to Feb 8, 2023).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

"$5,000,001 - $25,000,000" (Feb 10, 2012); then "Over $100,000,000" (Feb 8, 2013); then "$25,000,001 - $50,000,000" (Feb 7, 2020); then "$5,000,001 - $25,000,000" (Feb 5, 2021); then "$25,000,001 - $50,000,000" (Feb 8, 2023); then "$5,000,001 - $25,000,000" (Feb 7, 2024).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

"$50,000,001 - $100,000,000" (Feb 10, 2012); then "Over $100,000,000" (Feb 8, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

"Over $100,000,000" (Mar 24, 2009); then "Decline to Disclose" (Mar 12, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

The Mar 6, 2013 filing lists a minimum of $25,000,000; the Mar 5, 2014 Form D/A lists $10,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.