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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:50 AM ET

Sponsor Check › Person

JK

Joseph Kaplan

Named as an officer, director or promoter on SEC Form D filings · NY · Apr 5, 2017 → Apr 8, 2026

14deals (issuers)
$1.23Breported sold
128investors
46Form D filings
2017–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:39 AM ET · SEC enforcement last checked: not yet

The short version

Joseph Kaplan is listed as an executive officer, director, and promoter on 46 SEC Form D filings by 14 issuers between Apr 2017 and Apr 2026. Largest by amount reported sold: Apollo U.S. Real Estate Fund III, L.P. (New York, NY — pooled investment fund — 2019–2020; $444.2M reported sold to 17 investors), Whitefort Capital Offshore Fund, Ltd. (George Town, Cayman Islands (as filed: E9) — pooled investment fund — 2017–2026; $296.3M reported sold to 41 investors), Whitefort Capital Fund, LP (New York, NY — pooled investment fund — 2017–2026; $278.3M reported sold to 30 investors), Whitefort Capital Master Fund, LP (New York, NY — pooled investment fund — 2017–2026; $75M reported sold to 21 investors), Apollo U.S. Real Estate Partners III (TE), L.P. (New York, NY — pooled investment fund — 2019–2020; $60.8M reported sold to 3 investors) and 9 more (all listed below).

What this means That is a lot of deals — 14 separate companies raised money with this person listed as executive officer, director, and promoter, over about 9 years. Across those companies the filings report $1.23B sold in total.

Listed alongside David Salanic (34 shared filings), Whitefort Capital Management, LP (30 shared filings, management entity), Whitefort Capital GP, LLC (20 shared filings, management entity), Baker Skardon (12 shared filings), Daniel Kwon (12 shared filings) and 20 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joseph. Each name links to their own page.

The issuers belong to 2 sponsor groups: Apollo (520 issuers, $556.2B reported sold, 2009–2026) and Whitefort (5 issuers, $715.5M reported sold, 2017–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 11 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 12 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

Joseph Kaplan v. Nest Global Solutions LLC open
District Court, D. New Jersey · No. 1:23-cv-23205 · Filed —
Role of Joseph Kaplan: Plaintiff · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

Joseph M. Kaplan closed
United States Bankruptcy Court, D. New Jersey · No. 24-16867 · Filed Jul 9, 2024 · Closed Oct 15, 2024
Role of Joseph M. Kaplan: Debtor · Outcome: Case closed 2024-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
JOSEPH K KAPLAN closed
United States Bankruptcy Court, D. Minnesota · No. 18-41060 · Filed Apr 4, 2018 · Closed Apr 14, 2020
Role of JOSEPH K KAPLAN: Debtor · Outcome: Case closed 2020-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Joseph Kaplan closed
United States Bankruptcy Court, S.D. Florida. · No. 12-35068 · Filed Oct 19, 2012 · Closed Feb 12, 2013
Role of Joseph Kaplan: Debtor · Outcome: Case closed 2013-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
Joseph A Kaplan and Kathleen C Kaplan closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-59089 · Filed Nov 30, 2011 · Closed Mar 27, 2012
Role of Joseph A Kaplan and Kathleen C Kaplan: Debtor · Outcome: Case closed 2012-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
Joseph Kaplan and Carol Susan Kaplan closed
United States Bankruptcy Court, W.D. North Carolina · No. 10-11186 · Filed Oct 11, 2010 · Closed Feb 16, 2011
Role of Joseph Kaplan and Carol Susan Kaplan: Debtor · Outcome: Case closed 2011-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)
JOSEPH K KAPLAN closed
United States Bankruptcy Court, D. Minnesota · No. 02-40942 · Filed Mar 13, 2002 · Closed Jun 28, 2002
Role of JOSEPH K KAPLAN: Debtor · Outcome: Case closed 2002-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in MN (not a filing state)
Joseph Kaplan closed
United States Bankruptcy Court, D. Massachusetts · No. 95-17853 · Filed Nov 20, 1995 · Closed Jun 19, 1996
Role of Joseph Kaplan: Debtor · Outcome: Case closed 1996-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
Joseph M. Kaplan closed
United States Bankruptcy Court, D. Connecticut · No. 91-53463 · Filed Dec 16, 1991 · Closed Jun 5, 1992
Role of Joseph M. Kaplan: Debtor · Outcome: Case closed 1992-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in CT (not a filing state)
Joseph J. Kaplan and Kathleen M. Kaplan closed
United States Bankruptcy Court, N.D. Ohio · No. 91-15353 · Filed Sep 27, 1991 · Closed Apr 6, 1992
Role of Joseph J. Kaplan and Kathleen M. Kaplan: Debtor · Outcome: Case closed 1992-04-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
Baskin Flaherty Elliott & Mannino P v. Joseph S.Kaplan closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 91-02163 · Filed Mar 20, 1991 · Closed May 31, 1991
Role of Joseph S.Kaplan: Defendant · Outcome: Case closed 1991-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
Joseph B. Kaplan closed
United States Bankruptcy Court, N.D. Ohio · No. 90-15341 · Filed Nov 9, 1990 · Closed May 28, 1992
Role of Joseph B. Kaplan: Debtor · Outcome: Case closed 1992-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:39 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

None reported on 14 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 8, 2026 D/A
Whitefort Capital Fund, LP
File 021-284162
$0$0$0 (est.)
Issuer's confidential offering materials discuss management fees and performance allocations.
None listed on this filingEDGAR ↗
Apr 8, 2026 D/A
Whitefort Capital Offshore Fund, Ltd.
File 021-284293
$0$0$0 (est.)
Issuer's confidential offering materials discuss management fees and performance allocations.
None listed on this filingEDGAR ↗
Apr 8, 2026 D/A
Whitefort Capital Master Fund, LP
File 021-285250
$0$0$0 (est.)
Issuer's confidential offering materials discuss management fees and performance allocations.
None listed on this filingEDGAR ↗
May 8, 2023 D
APOLLO CARDINAL COINVEST FUND (TE), L.P.
File 021-481153
$0$0$0None listed on this filingEDGAR ↗
May 8, 2023 D
APOLLO CARDINAL COINVEST FUND, L.P.
File 021-481154
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2022 D
APOLLO MTR COINVEST FEEDER (ONSHORE), L.P.
File 021-454063
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2022 D
APOLLO MTR COINVEST FEEDER (OFFSHORE), L.P.
File 021-454064
$0$0$0None listed on this filingEDGAR ↗
Jul 28, 2022 D
APOLLO MTR COINVEST FEEDER (TE 892), L.P.
File 021-454065
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2022 D
Apollo 100 West Putnam Investor, L.P.
File 021-443371
$0$0$0None listed on this filingEDGAR ↗
Oct 5, 2020 D/A
Apollo U.S. Real Estate Partners III (Offshore), L.P.
File 021-348136
$0$0$0None listed on this filingEDGAR ↗
Oct 5, 2020 D/A
Apollo U.S. Real Estate Partners III (TE), L.P.
File 021-348140
$0$0$0None listed on this filingEDGAR ↗
Oct 5, 2020 D/A
Apollo U.S. Real Estate Fund III, L.P.
File 021-348147
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2020 D/A
WLSO Investments, LP
File 021-335769
$0$0$0 (est.)
Issuer's confidential offering materials discuss certain fees received by the Investment Manager and carried interest distributions allocated to the General Partner
None listed on this filingEDGAR ↗
Mar 27, 2020 D/A
WLSO Investments International, LP
File 021-335770
$0$0$0 (est.)
Issuer's confidential offering materials discuss certain fees received by the Investment Manager and carried interest distributions allocated to the General Partner
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 14

Every issuer that named Joseph Kaplan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WC
Pooled Investment Fund · group: Whitefort

Whitefort Capital Offshore Fund, Ltd.

George Town, Cayman Islands (as filed: E9) · Apr 7, 2017 → Apr 8, 2026 · 10 filings
  • Apr 8, 2026 · D/A · $296,340,000 sold of Indefinite · 41 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 8, 2025 · D/A · $173,918,000 sold of Indefinite · 38 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 8, 2024 · D/A · $168,524,000 sold of Indefinite · 37 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 6, 2023 · D/A · $163,768,479 sold of Indefinite · 37 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 6, 2022 · D/A · $161,229,684 sold of Indefinite · 37 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 6, 2021 · D/A · $110,734,684 sold of Indefinite · 25 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 6, 2020 · D/A · $101,244,684 sold of Indefinite · 21 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 5, 2019 · D/A · $84,744,684 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 5, 2018 · D/A · $22,294,684 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 7, 2017 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $296.3M from 41 investors as of the latest filing. Joseph is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WC
Pooled Investment Fund · group: Whitefort

Whitefort Capital Master Fund, LP

New York, NY · Apr 20, 2017 → Apr 8, 2026 · 10 filings
  • Apr 8, 2026 · D/A · $75,009,000 sold of Indefinite · 21 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 8, 2025 · D/A · $75,008,000 sold of Indefinite · 20 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 8, 2024 · D/A · $75,006,000 sold of Indefinite · 19 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 6, 2023 · D/A · $75,006,000 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 6, 2022 · D/A · $75,002,000 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 6, 2021 · D/A · $75,002,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 6, 2020 · D/A · $75,002,000 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 5, 2019 · D/A · $75,002,000 sold of Indefinite · 13 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 5, 2018 · D/A · $75,000,000 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 20, 2017 · D · $75,000,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗

Raised $75M from 21 investors as of the latest filing. Joseph is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WC
Pooled Investment Fund · group: Whitefort

Whitefort Capital Fund, LP

New York, NY · Apr 5, 2017 → Apr 8, 2026 · 10 filings
  • Apr 8, 2026 · D/A · $278,253,000 sold of Indefinite · 30 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 8, 2025 · D/A · $274,852,000 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 8, 2024 · D/A · $274,852,000 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 6, 2023 · D/A · $212,199,000 sold of Indefinite · 27 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 6, 2022 · D/A · $204,949,000 sold of Indefinite · 25 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 6, 2021 · D/A · $183,144,000 sold of Indefinite · 15 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 6, 2020 · D/A · $124,844,000 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 5, 2019 · D/A · $39,844,000 sold of Indefinite · 11 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 5, 2018 · D/A · $4,874,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗
  • Apr 5, 2017 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer (Manager of the General Partner and Co-Managing Partner of the Investment Adviser.) EDGAR ↗

Raised $278.3M from 30 investors as of the latest filing. Joseph is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Apollo

APOLLO CARDINAL COINVEST FUND, L.P.

New York, NY · May 8, 2023
  • May 8, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Pooled Investment Fund · group: Apollo

APOLLO CARDINAL COINVEST FUND (TE), L.P.

New York, NY · May 8, 2023
  • May 8, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Apollo

APOLLO MTR COINVEST FEEDER (TE 892), L.P.

New York, NY · Jul 28, 2022
  • Jul 28, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Apollo

APOLLO MTR COINVEST FEEDER (OFFSHORE), L.P.

New York, NY · Jul 28, 2022
  • Jul 28, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Pooled Investment Fund · group: Apollo

APOLLO MTR COINVEST FEEDER (ONSHORE), L.P.

New York, NY · Jul 28, 2022
  • Jul 28, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A1
Pooled Investment Fund · group: Apollo

Apollo 100 West Putnam Investor, L.P.

New York, NY · Apr 26, 2022
  • Apr 26, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AU
Pooled Investment Fund · group: Apollo

Apollo U.S. Real Estate Partners III (TE), L.P.

New York, NY · Sep 6, 2019 → Oct 5, 2020 · 2 filings
  • Oct 5, 2020 · D/A · $60,836,070 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗
  • Sep 6, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗

Raised $60.8M from 3 investors as of the latest filing. Joseph is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AU
Pooled Investment Fund · group: Apollo

Apollo U.S. Real Estate Partners III (Offshore), L.P.

New York, NY · Sep 6, 2019 → Oct 5, 2020 · 2 filings
  • Oct 5, 2020 · D/A · $12,789,110 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗
  • Sep 6, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗

Raised $12.8M from 4 investors as of the latest filing. Joseph is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AU
Pooled Investment Fund · group: Apollo

Apollo U.S. Real Estate Fund III, L.P.

New York, NY · Sep 6, 2019 → Oct 5, 2020 · 2 filings
  • Oct 5, 2020 · D/A · $444,224,820 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗
  • Sep 6, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the GP to the GP of the Issuer) EDGAR ↗

Raised $444.2M from 17 investors as of the latest filing. Joseph is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WI
Pooled Investment Fund · group: Whitefort

WLSO Investments International, LP

Grand Cayman, Cayman Islands (as filed: E9) · Mar 27, 2019 → Mar 27, 2020 · 2 filings
  • Mar 27, 2020 · D/A · $16,075,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Executive Officer (Mr. Kaplan is a Manager of the Managing Member of WLSO Investments GP, LLC, the General Partner of the Issuer and Co-Managing Partner of Whitefort Capital Management, LP, the Investment Manager of the Issuer.) EDGAR ↗
  • Mar 27, 2019 · D · $15,075,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Executive Officer, Promoter (Mr. Kaplan is a Manager of the Managing Member of WLSO Investments GP, LLC, the General Partner of the Issuer and Co-Managing Partner of Whitefort Capital Management, LP, the Investment Manager of the Issuer.) EDGAR ↗

Raised $16.1M from 3 investors as of the latest filing. Joseph is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WI
Pooled Investment Fund · group: Whitefort

WLSO Investments, LP

Grand Cayman, Cayman Islands (as filed: E9) · Mar 27, 2019 → Mar 27, 2020 · 2 filings
  • Mar 27, 2020 · D/A · $49,801,500 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer (Mr. Kaplan is a Manager of the Managing Member of WLSO Investments GP, LLC, the General Partner of the Issuer and Co-Managing Partner of Whitefort Capital Management, LP, the Investment Manager of the Issuer.) EDGAR ↗
  • Mar 27, 2019 · D · $48,801,500 sold of Indefinite · 9 investors · min. $5,000,000 · role: Executive Officer, Promoter (Mr. Kaplan is a Manager of the Managing Member of WLSO Investments GP, LLC, the General Partner of the Issuer and Co-Managing Partner of Whitefort Capital Management, LP, the Investment Manager of the Issuer.) EDGAR ↗

Raised $49.8M from 9 investors as of the latest filing. Joseph is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Joseph Kaplan — TX, 5 issuers, Apr 14, 2009 → Jan 14, 2020 · no shared issuer
  • Joseph Kaplan — TN, 1 issuer, Oct 13, 2017 → Oct 13, 2017 · no shared issuer

People around Joseph 25

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WC
Management entity

Whitefort Capital Management, LP

Promoter · 30 shared filings (3 issuers)

Listed on the same filings as Joseph Kaplan. Their page shows their other deals.

WC
Management entity

Whitefort Capital GP, LLC

Promoter · 20 shared filings (2 issuers)

Listed on the same filings as Joseph Kaplan. Their page shows their other deals.

DS
Person

David Salanic

Executive Officer, Director, Promoter · 34 shared filings (5 issuers)

David Salanic is on 5 issuers in total — a repeat sponsor. Their page lists every one.

SK
Person

Scott Kleinman

Executive Officer · 12 shared filings (9 issuers) · also on 282 other issuers

Scott Kleinman is on 291 issuers in total — a repeat sponsor. Their page lists every one.

JZ
Person

James Zelter

Executive Officer · 12 shared filings (9 issuers) · also on 221 other issuers

James Zelter is on 230 issuers in total — a repeat sponsor. Their page lists every one.

SD
Person

Stephanie Drescher

Executive Officer · 12 shared filings (9 issuers) · also on 211 other issuers

Stephanie Drescher is on 220 issuers in total — a repeat sponsor. Their page lists every one.

JL
Person

Jess Lipsey

Executive Officer · 12 shared filings (9 issuers) · also on 3 other issuers

Jess Lipsey is on 12 issuers in total — a repeat sponsor. Their page lists every one.

PM
Person

Philip Mintz

Executive Officer · 12 shared filings (9 issuers) · also on 10 other issuers

Philip Mintz is on 19 issuers in total — a repeat sponsor. Their page lists every one.

MB
Person

Marc Becker

Executive Officer · 12 shared filings (9 issuers) · also on 37 other issuers

Marc Becker is on 46 issuers in total — a repeat sponsor. Their page lists every one.

SW
Person

Scott Weiner

Executive Officer · 12 shared filings (9 issuers) · also on 4 other issuers

Scott Weiner is on 13 issuers in total — a repeat sponsor. Their page lists every one.

DK
Person

Daniel Kwon

Executive Officer · 12 shared filings (9 issuers) · also on 9 other issuers

Daniel Kwon is on 18 issuers in total — a repeat sponsor. Their page lists every one.

TG
Person

Tracey Gamble

Executive Officer · 12 shared filings (9 issuers) · also on 9 other issuers

Tracey Gamble is on 18 issuers in total — a repeat sponsor. Their page lists every one.

SR
Person

Stuart Rothstein

Executive Officer · 12 shared filings (9 issuers) · also on 50 other issuers

Stuart Rothstein is on 59 issuers in total — a repeat sponsor. Their page lists every one.

HB
Person

Heather Berger

Executive Officer · 12 shared filings (9 issuers)

Heather Berger is on 9 issuers in total — a repeat sponsor. Their page lists every one.

BS
Person

Baker Skardon

Executive Officer · 12 shared filings (9 issuers)

Baker Skardon is on 9 issuers in total — a repeat sponsor. Their page lists every one.

AD
Person

Alaina Danley

Director · 10 shared filings (1 issuer) · also on 104 other issuers

Alaina Danley is on 105 issuers in total — a repeat sponsor. Their page lists every one.

AK
Person

Albert Kim

Executive Officer · 10 shared filings (7 issuers) · also on 5 other issuers

Albert Kim is on 12 issuers in total — a repeat sponsor. Their page lists every one.

PG
Person

Pearse Griffith

Director · 8 shared filings (1 issuer) · also on 87 other issuers

Pearse Griffith is on 88 issuers in total — a repeat sponsor. Their page lists every one.

AN
Person

Allison B. Nolan

Director · 7 shared filings (1 issuer) · also on 46 other issuers

Allison B. Nolan is on 47 issuers in total — a repeat sponsor. Their page lists every one.

JG
Person

Joseph D. Glatt

Executive Officer · 6 shared filings (6 issuers) · also on 176 other issuers

Joseph D. Glatt is on 182 issuers in total — a repeat sponsor. Their page lists every one.

JE
Person

Jason Eisenberg

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Joseph Kaplan. Their page shows their other deals.

MS
Person

Melanie Strauss

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Joseph Kaplan. Their page shows their other deals.

ND
Person

Nicholas Doering-Dorival

Executive Officer · 6 shared filings (6 issuers)

Nicholas Doering-Dorival is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JG
Person

Joseph Glatt

Executive Officer · 6 shared filings (3 issuers) · also on 42 other issuers

Joseph Glatt is on 45 issuers in total — a repeat sponsor. Their page lists every one.

BK
Person

Bridget Kidner

Director · 1 shared filing (1 issuer) · also on 6 other issuers

Bridget Kidner is on 7 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

A
Sponsor group

Apollo

520 issuers · 957 filings · $556.2B reported sold · 2009–2026

One team, 520 deal companies. Joseph Kaplan is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joseph Kaplan.

W
Sponsor group

Whitefort

5 issuers · 34 filings · $715.5M reported sold · 2017–2026

One team, 5 deal companies. Joseph Kaplan is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joseph Kaplan.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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Change history

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