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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:27 AM ET

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Joseph Barton

Named as an officer, director or promoter on SEC Form D filings · TX · May 1, 2012 → Jun 29, 2021

2deals (issuers)
$14.3Mreported sold
24investors
2Form D filings
2012–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Joseph Barton is listed as an executive officer on 2 SEC Form D filings by 2 issuers between May 2012 and Jun 2021: White Rock Capital Partners II, L.P. (Dallas, TX — pooled investment fund — 2021; $10M reported sold to 1 investors) and White Rock Capital Partners III, L.P. (Dallas, TX — investing — 2012; $4.25M reported sold to 23 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 9 years. Across those companies the filings report $14.3M sold in total.

Listed alongside Thomas U. Barton (2 shared filings), U White Rock Capital Management, L.P. (1 shared filing, management entity), White Rock Capital Management II, L.P. (1 shared filing, management entity), White Rock Capital Management, L.P. (1 shared filing, management entity), White Rock Capital Partners, Inc. (1 shared filing, management entity) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joseph. Each name links to their own page.

All 2 issuers belong to the sponsor group White Rock (2 issuers, $14.3M reported sold, 2012–2021).

What this means A sponsor group is one team that sets up a new company for each deal. White Rock has 2 companies on file and $14.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 29 bankruptcy cases matching the name listed in Key records below.

What this means 30 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Joseph Barton and found 5 differences: 9 bankruptcy cases name the subject or team members; Form D filed 40 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Joseph Barton has not run yet — it is joining a line of 54,467 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

DEPT OF VETERANS AFFAIRS v. JOSEPH R. BARTON dismissed
District Court, D. Kansas · No. · Filed Jul 13, 1989 · Closed Sep 26, 1989 · Nature of suit: 153 Recovery of overpayments of vet benefits
Role of JOSEPH R. BARTON: Defendant · Outcome: Terminated 1989-09-26 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in KS (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Joseph Barton..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

29 cases: 29 closed (disposition not in docket feed)

Joseph A. Barton closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 21-21611 · Filed Jul 14, 2021 · Closed Feb 16, 2022
Role of Joseph A. Barton: Debtor · Outcome: Case closed 2022-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Joseph Barton closed
United States Bankruptcy Court, D. South Carolina · No. 21-00626 · Filed Mar 8, 2021 · Closed Jun 15, 2021
Role of Joseph Barton: Debtor · Outcome: Case closed 2021-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in SC (not a filing state)
Joseph A Barton and Josephine A Barton closed
United States Bankruptcy Court, S.D. Mississippi · No. 18-51365 · Filed Jul 16, 2018 · Closed Nov 19, 2018
Role of Joseph A Barton and Josephine A Barton: Debtor · Outcome: Case closed 2018-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in MS (not a filing state)
Joseph W. Barton closed
United States Bankruptcy Court, D. Vermont · No. 16-11434 · Filed Oct 4, 2016 · Closed Jan 31, 2017
Role of Joseph W. Barton: Debtor · Outcome: Case closed 2017-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in VT (not a filing state)
JOSEPH S. BARTON and MEREDITH L. BARTON closed
United States Bankruptcy Court, D. Nevada · No. 14-50113 · Filed Jan 23, 2014 · Closed Mar 18, 2019
Role of JOSEPH S. BARTON and MEREDITH L. BARTON: Debtor · Outcome: Case closed 2019-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in NV (not a filing state)
JOSEPH L BARTON closed
United States Bankruptcy Court, M.D. Tennessee · No. 1:11-bk-00060 · Filed Jan 5, 2011 · Closed Mar 18, 2015
Role of JOSEPH L BARTON: Debtor · Outcome: Case closed 2015-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in TN (not a filing state)
Joseph M. Barton, Sr and Lynn D. Barton closed
United States Bankruptcy Court, N.D. New York · No. 10-12104 · Filed Jun 3, 2010 · Closed Mar 7, 2016
Role of Joseph M. Barton, Sr: Debtor · Outcome: Case closed 2016-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Joseph J. Barton and Kelly A. Barton closed
United States Bankruptcy Court, N.D. Ohio · No. 09-18944 · Filed Sep 22, 2009 · Closed Sep 2, 2010
Role of Joseph J. Barton and Kelly A. Barton: Debtor · Outcome: Case closed 2010-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Joseph Barton and Dany Barton closed
United States Bankruptcy Court, E.D. Missouri · No. 09-45947 · Filed Jun 24, 2009 · Closed Oct 13, 2009
Role of Joseph Barton and Dany Barton: Debtor · Outcome: Case closed 2009-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
Joseph M. Barton and Susan R. Barton closed
United States Bankruptcy Court, M.D. Florida · No. 8:08-bk-16331 · Filed Oct 20, 2008 · Closed Dec 18, 2009
Role of Joseph M. Barton and Susan R. Barton: Debtor · Outcome: Case closed 2009-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Joseph U. Barton closed
United States Bankruptcy Court, E.D. Michigan · No. 07-50647 · Filed May 31, 2007 · Closed Aug 11, 2010
Role of Joseph U. Barton: Debtor · Outcome: Case closed 2010-08-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
Joseph A Barton closed
United States Bankruptcy Court, E.D. Virginia · No. 07-70726 · Filed Mar 31, 2007 · Closed Mar 12, 2009
Role of Joseph A Barton: Debtor · Outcome: Case closed 2009-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
Joseph E Barton and Jennifer Barton closed
United States Bankruptcy Court, D. Massachusetts · No. 06-40138 · Filed Feb 8, 2006 · Closed Apr 9, 2007
Role of Joseph E Barton and Jennifer Barton: Debtor · Outcome: Case closed 2007-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
Joseph A Barton and Melissa A Barton closed
United States Bankruptcy Court, N.D. Illinois · No. 03-47583 · Filed Nov 21, 2003 · Closed Jul 5, 2006
Role of Joseph A Barton and Melissa A Barton: Debtor · Outcome: Case closed 2006-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Joseph P. Barton and Carrie A. Barton closed
United States Bankruptcy Court, W.D. New York · No. 1-03-14975 · Filed Jun 30, 2003 · Closed Dec 27, 2003
Role of Joseph P. Barton and Carrie A. Barton: Debtor · Outcome: Case closed 2003-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Joseph A Barton and Melissa A Barton closed
United States Bankruptcy Court, N.D. Illinois · No. 03-16831 · Filed Apr 16, 2003 · Closed May 21, 2004
Role of Joseph A Barton and Melissa A Barton: Debtor · Outcome: Case closed 2004-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Joseph E Barton closed
United States Bankruptcy Court, S.D. Iowa · No. 03-00335 · Filed Jan 28, 2003 · Closed Apr 29, 2003
Role of Joseph E Barton: Debtor · Outcome: Case closed 2003-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in IA (not a filing state)
Joseph P Barton closed
United States Bankruptcy Court, W.D. Washington · No. 02-49719 · Filed Oct 2, 2002 · Closed Jan 24, 2003
Role of Joseph P Barton: Debtor · Outcome: Case closed 2003-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
Joseph F. Barton closed
United States Bankruptcy Court, M.D. Florida · No. 8:02-bk-09731 · Filed May 17, 2002 · Closed Aug 30, 2002
Role of Joseph F. Barton: Debtor · Outcome: Case closed 2002-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
Joseph C Barton and Jessie D Barton closed
United States Bankruptcy Court, N.D. Illinois · No. 01-19285 · Filed May 30, 2001 · Closed Sep 20, 2001
Role of Joseph C Barton and Jessie D Barton: Debtor · Outcome: Case closed 2001-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Joseph A Barton closed
United States Bankruptcy Court, N.D. Illinois · No. 00-04802 · Filed Feb 18, 2000 · Closed Jul 26, 2000
Role of Joseph A Barton: Debtor · Outcome: Case closed 2000-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
CHERI L BARTON and JOSEPH M BARTON closed
United States Bankruptcy Court, E.D. Washington · No. 00-00280 · Filed Jan 19, 2000 · Closed Apr 26, 2000
Role of JOSEPH M BARTON: Debtor · Outcome: Case closed 2000-04-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in WA (not a filing state)
Joseph Barton and Tereasa Barton closed
United States Bankruptcy Court, W.D. Arkansas · No. 5:99-bk-81345 · Filed Oct 22, 1999 · Closed Feb 4, 2003
Role of Joseph Barton and Tereasa Barton: Debtor · Outcome: Case closed 2003-02-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in AR (not a filing state)
Joseph A Barton closed
United States Bankruptcy Court, N.D. Illinois · No. 99-24945 · Filed Aug 11, 1999 · Closed Mar 9, 2000
Role of Joseph A Barton: Debtor · Outcome: Case closed 2000-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Joseph A Barton closed
United States Bankruptcy Court, N.D. Illinois · No. 99-08522 · Filed Mar 17, 1999 · Closed Mar 9, 2000
Role of Joseph A Barton: Debtor · Outcome: Case closed 2000-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Joseph Barton and Theresa Barton closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 97-35171 · Filed Dec 12, 1997 · Closed Jun 8, 2001
Role of Joseph Barton and Theresa Barton: Debtor · Outcome: Case closed 2001-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Joseph I. Barton, Sr. and Essie M. Barton closed
United States Bankruptcy Court, D. New Jersey · No. 95-38721 · Filed Dec 6, 1995 · Closed Apr 25, 1996
Role of Joseph I. Barton, Sr.: Debtor · Outcome: Case closed 1996-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Joseph Barton and Lupe Eva Barton closed
United States Bankruptcy Court, C.D. California · No. 8:95-bk-21155 · Filed Nov 1, 1995 · Closed Mar 7, 1996
Role of Joseph Barton and Lupe Eva Barton: Debtor · Outcome: Case closed 1996-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Joseph T Barton and Michelle Marie Barton closed
United States Bankruptcy Court, N.D. Illinois · No. 95-06343 · Filed Mar 31, 1995 · Closed Aug 18, 1995
Role of Joseph T Barton and Michelle Marie Barton: Debtor · Outcome: Case closed 1995-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 55 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Joseph Barton (compared 2 filings on Oct 24, 2026)

Note · Nov 17, 1998 – Apr 28, 2026

9 bankruptcy cases name the subject or team members

Bankruptcy case: White Rock Medical Center, LLC v. SRC Hospital Investments I, LLC — filed Apr 28, 2026 · Bankruptcy case: White Rock Medical Center, LLC and Ashland Healthcare, LLC — filed Jan 20, 2026 · Bankruptcy case: White Rock Construction Services LLC — filed Nov 25, 2025 · Bankruptcy case: Palasota Contracting, LLC v. White Rock Excavation, Inc. — filed Aug 31, 2023 · Bankruptcy case: Drivetrain, LLC v. Medical White Rock Capital, LLC — filed Apr 16, 2019 · and 4 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Texas ↗White Rock Capital Management, L.P. — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. Texas ↗Docket · United States Bankruptcy Court, W.D. Texas ↗
Sources
Note · Mar 22, 2012 – May 1, 2012

Form D filed 40 days after the first sale — White Rock Capital Partners III, L.P.

The filing says the first sale was Mar 22, 2012. The Form D was filed May 1, 2012 — 40 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 25 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 1, 2012 ↗White Rock Capital Partners III, L.P. — PartnerFacts page ↗
Sources
Note · Jun 14, 2021 – Jun 29, 2021

No amendment in the last 12 months on an offering that may still be open — White Rock Capital Partners II, L.P. (latest filing Jun 29, 2021)

The latest filing for this offering is dated Jun 29, 2021 (first sale Jun 14, 2021). It reports $10,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 29, 2021 ↗White Rock Capital Partners II, L.P. — PartnerFacts page ↗
Sources
Note · Mar 22, 2012 – May 1, 2012

No amendment in the last 12 months on an offering that may still be open — White Rock Capital Partners III, L.P. (latest filing May 1, 2012)

The latest filing for this offering is dated May 1, 2012 (first sale Mar 22, 2012). It reports $4,255,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 1, 2012 ↗White Rock Capital Partners III, L.P. — PartnerFacts page ↗
Sources
Note · Sep 21, 2009

Same name, different state: "JOSEPH BARTON" (UT) is a separate record

This page covers filings where the address state is TX. A separate record, "JOSEPH BARTON" with address state UT, is listed on 1 filing — most recently by ECONOVA INC (Sep 21, 2009). The two records do not overlap in time: this page runs May 1, 2012 to Jun 29, 2021; the other has one filing dated Sep 21, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

JOSEPH BARTON (UT) — PartnerFacts page ↗Form D · Sep 21, 2009 ↗ECONOVA INC — PartnerFacts page ↗Joseph Barton (TX) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 29, 2021 D
White Rock Capital Partners II, L.P.
File 021-404573
$0$0$0None listed on this filingEDGAR ↗
May 1, 2012 D
White Rock Capital Partners III, L.P.
File 021-177529
$0$0$0 (est.)None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Joseph Barton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

WR
Pooled Investment Fund · group: White Rock

White Rock Capital Partners II, L.P.

Dallas, TX · Jun 29, 2021
  • Jun 29, 2021 · D · $10,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Secretary and Treasurer of White Rock Capital, Inc.) EDGAR ↗

Raised $10M from 1 investor as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WR
Investing · group: White Rock

White Rock Capital Partners III, L.P.

Dallas, TX · May 1, 2012
  • May 1, 2012 · D · $4,255,000 sold of Indefinite · 23 investors · min. $20,000 · role: Executive Officer (of General Partner of the General Partner) EDGAR ↗

Raised $4.25M from 23 investors as of the latest filing. Joseph is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • JOSEPH BARTON — UT, 1 issuer, Sep 21, 2009 → Sep 21, 2009 · no shared issuer

People around Joseph 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WR
Management entity

White Rock Capital, Inc.

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Joseph Barton. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas U. Barton

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Joseph Barton. Their page shows their other deals.

The team behind the deals

WR
Sponsor group

White Rock

2 issuers · 2 filings · $14.3M reported sold · 2012–2021

One team, 2 deal companies. Joseph Barton is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Joseph Barton.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 2 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): White Rock Capital Partners II, L.P., White Rock Capital Partners III, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Joseph Barton by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Joseph Barton is listed on: none on file. No website or social profile named in White Rock Capital Partners II, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #187,596 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

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Courts

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Securities regulators

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Business registries

Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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