Joseph Anton is listed as a director on 15 SEC Form D filings by 1 issuer between Jan 2015 and Dec 2020: Genomind, Inc. (King of Prussia, PA — other health care — 2015–2020; $20.9M reported sold to 8 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside John H. Chadwick (15 shared filings), Stephen Haller (15 shared filings), Theresa Sexton (15 shared filings), Gloria Nuss (14 shared filings), Thomas Hess (14 shared filings) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Joseph. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for Joseph Anton and found 9 differences, 1 worth asking the sponsor about: Joseph Anton is no longer listed on the Apr 23, 2021 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.