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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:19 AM ET

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Jonathan Root

Named as an officer, director or promoter on SEC Form D filings · CA, MN, MA, CO, WA, OR, UT · May 12, 2009 → Jan 29, 2026

19deals (issuers)
$685.4Mreported sold
392investors
67Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jonathan Root is listed as a director on 67 SEC Form D filings by 19 issuers between May 2009 and Apr 2026. Largest by amount reported sold: Edgewise Therapeutics, Inc. (Boulder, CO — biotechnology — 2019–2020; $95M reported sold to 21 investors), Silverback Therapeutics, Inc. (Seattle, WA — biotechnology — 2020; $85M reported sold to 31 investors), CARLSMED, INC. (Carlsbad, CA — industry reported as "Other" — 2022–2025; $64.5M reported sold to 50 investors), Sparrow Pharmaceuticals, Inc. (Portland, OR — pharmaceuticals — 2024–2025; $61.8M reported sold to 17 investors), EFFECTOR THERAPEUTICS, INC. (San Diego, CA — biotechnology — 2014–2016; $56M reported sold to 26 investors) and 14 more (all listed below).

What this means That is a lot of deals — 19 separate companies raised money with this person listed as director, over about 17 years. Across those companies the filings report $685.4M sold in total.

Listed alongside Donald Milder (18 shared filings), Jack Lasersohn (18 shared filings), Robert Rosenbluth (18 shared filings), Brian Cox (16 shared filings), Paul Lubock (12 shared filings) and 132 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jonathan. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 67 public filings for Jonathan Root and found 12 differences, 2 worth asking the sponsor about: 5 bankruptcy cases name the subject or team members; 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jonathan Root has not run yet — it is #129 of 30,457 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jonathan Root..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Jonathan Root closed
United States Bankruptcy Court, D. Colorado · No. 09-26815 · Filed Aug 17, 2009 · Closed Mar 1, 2010
Role of Jonathan Root: Debtor · Outcome: Case closed 2010-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (CO)
JONATHAN M ROOT closed
United States Bankruptcy Court, D. Minnesota · No. 05-90368 · Filed Oct 15, 2005 · Closed Mar 20, 2006
Role of JONATHAN M ROOT: Debtor · Outcome: Case closed 2006-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MN)
Jonathan B. Root closed
United States Bankruptcy Court, D. New Hampshire · No. 96-11595 · Filed Jun 11, 1996 · Closed Feb 6, 1998
Role of Jonathan B. Root: Debtor · Outcome: Case closed 1998-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 7 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Jonathan Root — 2 worth asking about (compared the newest 50 of 67 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 14, 1994 – Nov 27, 2013

5 bankruptcy cases name the subject or team members

Bankruptcy case: Jonathan Root — filed Aug 17, 2009 · Bankruptcy case: JONATHAN M ROOT — filed Oct 15, 2005 · Bankruptcy case: ALL FLORIDA DELIVERY SERV. INC v. Cordo — filed May 10, 2013 · Bankruptcy case: Christopher Shen and Yihsuan Ho — filed May 4, 2012 · Bankruptcy case: Bank of America NT and SA v. Milder — filed Mar 14, 1994

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Colorado ↗Docket · United States Bankruptcy Court, D. Minnesota ↗Docket · United States Bankruptcy Court, S.D. Florida. ↗David Cordo — PartnerFacts page ↗
Sources
Note · Dec 22, 2022

Jonathan Root appears on 1 deal that stopped filing before reaching its target

Ribon Therapeutics, Inc. (last filing Dec 22, 2022; $25,415,384 sold of $65,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Ribon Therapeutics, Inc. — PartnerFacts page ↗
Sources
Worth asking · Dec 14, 2015 – Apr 20, 2026

6 Form Ds were filed more than 15 days after the first sale

Form D filed 97 days after the first sale — Route 92 Medical, Inc. · Form D filed 62 days after the first sale — Cleave Biosciences, Inc. · Form D filed 16 days after the first sale — AIS VGP-6, LLC · Form D filed 16 days after the first sale — NUVAIRA, INC. · Form D filed 30 days after the first sale — Edgewise Therapeutics, Inc. · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Apr 20, 2026 ↗Route 92 Medical, Inc. — PartnerFacts page ↗Form D · Aug 17, 2016 ↗Cleave Biosciences, Inc. — PartnerFacts page ↗
Sources
Note · Jun 16, 2016 – Jul 1, 2025

18 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sparrow Pharmaceuticals, Inc. (latest filing Jul 1, 2025) · No amendment in the last 12 months on an offering that may still be open — Okami Medical, Inc. (latest filing Sep 6, 2024) · No amendment in the last 12 months on an offering that may still be open — NUVAIRA, INC. (latest filing May 9, 2024) · No amendment in the last 12 months on an offering that may still be open — Sparrow Pharmaceuticals, Inc. (latest filing Apr 12, 2024) · No amendment in the last 12 months on an offering that may still be open — Okami Medical, Inc. (latest filing Jan 9, 2024) · and 13 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jul 1, 2025 ↗Sparrow Pharmaceuticals, Inc. — PartnerFacts page ↗Form D · Sep 6, 2024 ↗Okami Medical, Inc. — PartnerFacts page ↗
Sources
Note · Dec 17, 2015 – Feb 7, 2025

5 offerings changed their target amount between filings

Offering amount changed between filings — CARLSMED, INC. · Offering amount changed between filings — NUVAIRA, INC. · Offering amount changed between filings — NUVAIRA, INC. · Offering amount changed between filings — Ribon Therapeutics, Inc. · Offering amount changed between filings — EFFECTOR THERAPEUTICS, INC.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Mar 21, 2024 ↗Form D/A (later) · Feb 7, 2025 ↗CARLSMED, INC. — PartnerFacts page ↗Form D/A (earlier) · Jan 15, 2021 ↗
Sources
Note · Apr 27, 2022 – Mar 21, 2024

Industry group changed between filings — CARLSMED, INC.

"Biotechnology" (Apr 27, 2022); then "Other" (Mar 21, 2024 to Feb 7, 2025).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 27, 2022 ↗Form D · Mar 21, 2024 ↗CARLSMED, INC. — PartnerFacts page ↗
Sources
Note · Sep 26, 2019 – Dec 10, 2020

Industry group changed between filings — Edgewise Therapeutics, Inc.

"Other Technology" (Sep 26, 2019); then "Biotechnology" (Dec 10, 2020).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Sep 26, 2019 ↗Form D · Dec 10, 2020 ↗Edgewise Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · May 26, 2016 – Aug 17, 2018

Industry group changed between filings — Route 92 Medical, Inc.

"Biotechnology" (May 26, 2016); then "Other Health Care" (Aug 17, 2018 to Apr 20, 2026).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 26, 2016 ↗Form D · Aug 17, 2018 ↗Route 92 Medical, Inc. — PartnerFacts page ↗
Sources
Note · Sep 19, 2014 – Jul 31, 2026

Same name, different state: "Jonathan D Root" (CA or NY) is a separate record

This page covers filings where the address state is CA or MN or MA or CO or WA or OR or UT. A separate record, "Jonathan D Root" with address state CA or NY, is listed on 16 filings — most recently by U.S. Venture Partners XIV, L.P. (Jul 31, 2026). Both records have filings in the same period (Sep 19, 2014 to Jan 29, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Jonathan D Root (CA,NY) — PartnerFacts page ↗Form D · Jul 31, 2026 ↗U.S. Venture Partners XIV, L.P. — PartnerFacts page ↗Jonathan Root (CA,MN,MA,CO,WA,OR,UT) — this page ↗
Sources
Note · Mar 11, 2019 – Apr 14, 2020

Same name, different state: "Jonathan Root" (IL) is a separate record

This page covers filings where the address state is CA or MN or MA or CO or WA or OR or UT. A separate record, "Jonathan Root" with address state IL, is listed on 3 filings — most recently by HealthJoy, Inc. (Apr 14, 2020). Both records have filings in the same period (Mar 11, 2019 to Apr 14, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Jonathan Root (IL) — PartnerFacts page ↗Form D/A · Apr 14, 2020 ↗HealthJoy, Inc. — PartnerFacts page ↗Jonathan Root (CA,MN,MA,CO,WA,OR,UT) — this page ↗
Sources
Note · Dec 17, 2015 – Apr 20, 2026

5 address changes between filings

Address moved from San Mateo, CA to West Jordan, UT — Route 92 Medical, Inc. · Address moved from Minneapolis, MN to Maple Grove, MN — NUVAIRA, INC. · Address moved from Lexington, MA to Cambridge, MA — Ribon Therapeutics, Inc. · Address moved from Plymouth, MN to Minneapolis, MN — NUVAIRA, INC. · Address moved from Wellesley, MA to Lexington, MA — Ribon Therapeutics, Inc.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Jul 12, 2024 ↗Form D · Apr 20, 2026 ↗Route 92 Medical, Inc. — PartnerFacts page ↗Form D/A · Jan 19, 2022 ↗
Sources
Note · Dec 17, 2015 – Apr 20, 2026

Jonathan Root is listed with 7 different address states: MA, CA, MN, CO, WA, OR, UT

MA on 7 filings (Dec 17, 2015 to Dec 22, 2022); CA on 32 filings (Dec 23, 2015 to Jan 29, 2026); MN on 6 filings (Feb 14, 2019 to May 9, 2024); CO on 2 filings (Sep 26, 2019 to Dec 10, 2020); WA on 2 filings (Mar 19, 2020 to Oct 6, 2020); OR on 2 filings (Apr 12, 2024 to Jul 1, 2025); UT on 1 filing (Apr 20, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 17, 2015 ↗Form D · Dec 23, 2015 ↗Form D · Feb 14, 2019 ↗Form D · Sep 26, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 67 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 58 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 20, 2026 D
Route 92 Medical, Inc.
File 021-581106
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2026 D
AIS VGP-6, LLC
File 021-571607
$0$0$0None listed on this filingEDGAR ↗
Dec 1, 2025 D
Okami Medical, Inc.
File 021-565407
$0$0$0None listed on this filingEDGAR ↗
Jul 1, 2025 D
Sparrow Pharmaceuticals, Inc.
File 021-550457
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2025 D/A
CARLSMED, INC.
File 021-508253
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2024 D
Okami Medical, Inc.
File 021-523384
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2024 D
Route 92 Medical, Inc.
File 021-518643
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2024 D
AIS VGP-6, LLC
File 021-518633
$0$0$0None listed on this filingEDGAR ↗
May 9, 2024 D
NUVAIRA, INC.
File 021-512771
$0$0$0
Excludes standard compensation for officers and directors.
None listed on this filingEDGAR ↗
Apr 12, 2024 D
Sparrow Pharmaceuticals, Inc.
File 021-510516
$0$0$0None listed on this filingEDGAR ↗
Jan 9, 2024 D/A
Okami Medical, Inc.
File 021-496904
$0$0$0None listed on this filingEDGAR ↗
Dec 1, 2023 D
NUVAIRA, INC.
File 021-498542
$0$0$0
Excludes standard compensation for officers and directors.
None listed on this filingEDGAR ↗
Nov 30, 2023 D
AIS VGP-6, LLC
File 021-498408
$0$0$0None listed on this filingEDGAR ↗
Nov 29, 2023 D
Route 92 Medical, Inc.
File 021-498398
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2022 D
Ribon Therapeutics, Inc.
File 021-468515
$0$0$0None listed on this filingEDGAR ↗
Apr 27, 2022 D
CARLSMED, INC.
File 021-443568
$0$0$0None listed on this filingEDGAR ↗
Jan 19, 2022 D/A
NUVAIRA, INC.
File 021-371987
$0$0$0
Excludes standard compensation for officers and directors.
None listed on this filingEDGAR ↗
Dec 22, 2021 D
El Camino Real Medical, Inc.
File 021-426383
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2021 D
Highway 1 Medical, Inc.
File 021-426384
$0$0$0None listed on this filingEDGAR ↗
Sep 14, 2021 D
Okami Medical, Inc.
File 021-413262
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2021 D
Route 92 Medical, Inc.
File 021-406015
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2021 D
AIS VGP-6, LLC
File 021-406019
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2021 D
Ribon Therapeutics, Inc.
File 021-402745
$0$0$0None listed on this filingEDGAR ↗
Dec 10, 2020 D
Edgewise Therapeutics, Inc.
File 021-382855
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 6, 2020 D
Silverback Therapeutics, Inc.
File 021-377225
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 11, 2020 D
Okami Medical, Inc.
File 021-368739
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2020 D
Silverback Therapeutics, Inc.
File 021-363266
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 5, 2020 D
Swoop.com, Inc
File 021-359821
$0$0$0None listed on this filingEDGAR ↗
Sep 26, 2019 D
Edgewise Therapeutics, Inc.
File 021-349663
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 18, 2019 D
Cleave Biosciences, Inc.
File 021-342143
$0$0$0None listed on this filingEDGAR ↗
May 10, 2019 D
Route 92 Medical, Inc.
File 021-339316
$0$0$0None listed on this filingEDGAR ↗
May 10, 2019 D
AIS VGP-6, LLC
File 021-339322
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2019 D
Okami Medical, Inc.
File 021-337410
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2019 D
NUVAIRA, INC.
File 021-332905
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2019 D
Ribon Therapeutics, Inc.
File 021-329723
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2018 D
Route 92 Medical, Inc.
File 021-319535
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2018 D
AIS VGP-6, LLC
File 021-319529
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2018 D
Inari Medical, Inc.
File 021-309064
$0$0$0None listed on this filingEDGAR ↗
Oct 10, 2017 D
Ribon Therapeutics, Inc.
File 021-296259
$0$0$0None listed on this filingEDGAR ↗
May 2, 2017 D
AIS VGP-6, LLC
File 021-285865
$0$0$0None listed on this filingEDGAR ↗
Nov 23, 2016 D/A
Ribon Therapeutics, Inc.
File 021-253249
$0$0$0None listed on this filingEDGAR ↗
Aug 17, 2016 D
Cleave Biosciences, Inc.
File 021-269114
$0$0$0
The Issuer will use proceeds for general working capital purposes which includes payments to its executive officers and other employees in the ordinary course of business.
None listed on this filingEDGAR ↗
May 27, 2016 D
AIS VGP-6, LLC
File 021-263974
$0$0$0None listed on this filingEDGAR ↗
May 26, 2016 D
Route 92 Medical, Inc.
File 021-263888
$0$0$0None listed on this filingEDGAR ↗
Feb 22, 2016 D/A
EFFECTOR THERAPEUTICS, INC.
File 021-253725
$0$0$0None listed on this filingEDGAR ↗
Dec 30, 2015 D
Inari Medical, Inc.
File 021-254112
$0$0$0None listed on this filingEDGAR ↗
Oct 1, 2015 D
Omada Health, Inc.
File 021-248599
$0$0$0None listed on this filingEDGAR ↗
Jul 24, 2015 D/A
EFFECTOR THERAPEUTICS, INC.
File 021-197112
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2015 D
Inari Medical, Inc.
File 021-243013
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2014 D/A
Sequent Medical, Inc.
File 021-214865
$0$0$0None listed on this filingEDGAR ↗
Jun 20, 2014 D
Omada Health, Inc.
File 021-219551
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2013 D
OncoMed Pharmaceuticals Inc
File 021-207569
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2013 D
Inari Medical, Inc.
File 021-204066
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2012 D
Sequent Medical, Inc.
File 021-175189
$0$0$0None listed on this filingEDGAR ↗
Sep 27, 2011 D
Inari Medical, Inc.
File 021-166409
$0$0$0None listed on this filingEDGAR ↗
Dec 13, 2010 D
LUTONIX INC
File 021-151789
$0$0$0None listed on this filingEDGAR ↗
May 12, 2010 D
Sequent Medical, Inc.
File 021-141954
$0$0$0None listed on this filingEDGAR ↗
Mar 18, 2010 D
Sequent Medical, Inc.
File 021-130867
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 19

Every issuer that named Jonathan Root on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

R9
Other Health Care

Route 92 Medical, Inc.

West Jordan, UT · May 26, 2016 → Apr 20, 2026 · 7 filings
  • Apr 20, 2026 · D · $50,000,002 sold of $50,000,002 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2024 · D · $50,398,458 sold of $50,398,458 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 29, 2023 · D · $31,268,156 sold of $31,268,156 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2021 · D · $46,900,004 sold of $61,000,001 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 10, 2019 · D · $12,999,994 sold of $12,999,994 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 17, 2018 · D · $4,728,135 sold of $6,728,135 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 26, 2016 · D · $5,900,000 sold of $5,900,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $50.4M from 11 investors (100% of the $50M target) as of the latest filing. Jonathan is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AV
Other

AIS VGP-6, LLC

San Mateo, CA · May 27, 2016 → Jan 29, 2026 · 8 filings
  • Jan 29, 2026 · D · $5,555,075 sold of $15,623,844 · 30 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Jul 12, 2024 · D · $3,093,968 sold of $3,093,968 · 13 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Nov 30, 2023 · D · $5,731,477 sold of $5,731,477 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2021 · D · $11,900,004 sold of $14,500,001 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 10, 2019 · D · $2,999,997 sold of $2,999,997 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 17, 2018 · D · $4,728,136 sold of $6,728,136 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 2, 2017 · D · $5,855,447 sold of $5,855,447 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 27, 2016 · D · $5,900,000 sold of $5,900,000 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $11.9M from 30 investors (76% of the $15.6M target) as of the latest filing. Jonathan is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OM
Other Technology

Okami Medical, Inc.

Aliso Viejo, CA · Apr 16, 2019 → Dec 1, 2025 · 7 filings
  • Dec 1, 2025 · D · $28,936,718 sold of $46,735,000 · 27 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 6, 2024 · D · $18,633,332 sold of $30,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 9, 2024 · D/A · $5,735,308 sold of $6,131,309 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 9, 2023 · D · $5,000,000 sold of $6,131,309 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 14, 2021 · D · $7,500,000 sold of $7,500,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 11, 2020 · D · $7,200,001 sold of $7,200,001 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 16, 2019 · D · $3,000,000 sold of $3,000,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $28.9M from 27 investors (62% of the $46.7M target) as of the latest filing. Jonathan is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pharmaceuticals

Sparrow Pharmaceuticals, Inc.

Portland, OR · Apr 12, 2024 → Jul 1, 2025 · 2 filings
  • Jul 1, 2025 · D · $61,841,225 sold of $121,400,027 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 12, 2024 · D · $10,000,000 sold of $15,251,730 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $61.8M from 17 investors (51% of the $121.4M target) as of the latest filing. Jonathan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Other

CARLSMED, INC.

Carlsbad, CA · Apr 27, 2022 → Feb 7, 2025 · 3 filings
  • Feb 7, 2025 · D/A · $64,499,995 sold of $64,499,995 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 21, 2024 · D · $38,499,996 sold of $52,499,996 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 27, 2022 · D · $29,999,990 sold of $29,999,990 · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $64.5M from 50 investors (100% of the $64.5M target) as of the latest filing. Jonathan is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

N
Other Health Care

NUVAIRA, INC.

Minneapolis, MN · Feb 14, 2019 → May 9, 2024 · 6 filings
  • May 9, 2024 · D · $52,875 sold of $56,382 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 1, 2023 · D · $15,124,893 sold of $17,251,125 · 39 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 19, 2022 · D/A · $31,337,640 sold of $68,228,304 · 49 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 15, 2021 · D/A · $21,337,640 sold of $58,228,304 · 45 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 29, 2020 · D · $17,417,640 sold of $49,999,997 · 44 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 14, 2019 · D · $25,000,004 sold of $75,000,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $42M from 49 investors (100% of the $56K target) as of the latest filing. Jonathan is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

RT
Biotechnology

Ribon Therapeutics, Inc.

Cambridge, MA · Dec 17, 2015 → Dec 22, 2022 · 6 filings
  • Dec 22, 2022 · D · $25,000,000 sold of $25,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 14, 2021 · D · $25,150,140 sold of $60,150,139 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 4, 2019 · D · $25,415,384 sold of $65,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 10, 2017 · D · $20,000,001 sold of $20,000,001 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 23, 2016 · D/A · $23,500,000 sold of $23,500,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 17, 2015 · D · $10,000,000 sold of $21,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $25.4M from 16 investors (100% of the $25M target) as of the latest filing. Jonathan is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

H1
Other Health Care

Highway 1 Medical, Inc.

San Mateo, CA · Dec 22, 2021
  • Dec 22, 2021 · D · $639,613 sold of $639,613 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $640K from 3 investors (100% of the $640K target) as of the latest filing. Jonathan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Other Health Care

El Camino Real Medical, Inc.

San Mateo, CA · Dec 22, 2021
  • Dec 22, 2021 · D · $319,806 sold of $319,806 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $320K from 3 investors (100% of the $320K target) as of the latest filing. Jonathan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ET
Biotechnology

Edgewise Therapeutics, Inc.

Boulder, CO · Sep 26, 2019 → Dec 10, 2020 · 2 filings
  • Dec 10, 2020 · D · $95,000,000 sold of $95,000,000 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 26, 2019 · D · $25,074,998 sold of $50,149,999 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $95M from 21 investors (100% of the $95M target) as of the latest filing. Jonathan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ST
Biotechnology

Silverback Therapeutics, Inc.

Seattle, WA · Mar 19, 2020 → Oct 6, 2020 · 2 filings
  • Oct 6, 2020 · D · $84,999,995 sold of $84,999,995 · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 19, 2020 · D · $31,754,277 sold of $78,697,259 · 16 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $85M from 31 investors (100% of the $85M target) as of the latest filing. Jonathan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Other

Swoop.com, Inc

Cambridge, MA · Feb 5, 2020
  • Feb 5, 2020 · D · $3,000,000 sold of $3,000,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.5M from 7 investors (100% of the $3M target) as of the latest filing. Jonathan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CB
Biotechnology

Cleave Biosciences, Inc.

Burlingame, CA · Aug 17, 2016 → Jun 18, 2019 · 2 filings
  • Jun 18, 2019 · D · $11,970,369 sold of $20,800,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 17, 2016 · D · $25,950,003 sold of $36,750,001 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $26M from 13 investors (100% of the $20.8M target) as of the latest filing. Jonathan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IM
Other Health Care

Inari Medical, Inc.

Irvine, CA · Sep 27, 2011 → Apr 2, 2018 · 5 filings
  • Apr 2, 2018 · D · $27,000,000 sold of $27,000,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 30, 2015 · D · $6,125,000 sold of $6,125,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 2, 2015 · D · $12,405,000 sold of $12,405,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 7, 2013 · D · $4,710,000 sold of $4,710,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 27, 2011 · D · $1,650,000 sold of $6,650,000 · 8 investors · min. $1 · role: Director EDGAR ↗

Raised $27M from 24 investors (100% of the $27M target) as of the latest filing. Jonathan is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ET
Biotechnology

EFFECTOR THERAPEUTICS, INC.

San Diego, CA · Aug 14, 2014 → Feb 22, 2016 · 4 filings
  • Feb 22, 2016 · D/A · $56,000,005 sold of $56,000,005 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 23, 2015 · D · $40,000,004 sold of $45,000,005 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 24, 2015 · D/A · $36,206,089 sold of $56,983,867 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 14, 2014 · D/A · $21,539,423 sold of $56,983,867 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $56M from 26 investors (100% of the $56M target) as of the latest filing. Jonathan is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OH
Other Health Care

Omada Health, Inc.

San Francisco, CA · Jun 20, 2014 → Oct 1, 2015 · 2 filings
  • Oct 1, 2015 · D · $48,666,531 sold of $48,666,531 · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 20, 2014 · D · $22,869,994 sold of $23,000,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $48.7M from 16 investors (100% of the $48.7M target) as of the latest filing. Jonathan is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Other Technology

Sequent Medical, Inc.

Aliso Viejo, CA · May 12, 2009 → Nov 14, 2014 · 6 filings
  • Nov 14, 2014 · D/A · $20,100,000 sold of $20,100,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 3, 2014 · D · $20,000,000 sold of $20,000,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 19, 2012 · D · $26,037,051 sold of $26,037,698 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 12, 2010 · D · $15,624,996 sold of $15,624,996 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 18, 2010 · D · $1,000,000 sold of $1,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 12, 2009 · D · $2,500,000 sold of $2,500,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $26M from 24 investors (100% of the $20.1M target) as of the latest filing. Jonathan is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OP
Biotechnology

OncoMed Pharmaceuticals Inc

Redwood City, CA · Dec 6, 2013
  • Dec 6, 2013 · D · $22,249,996 sold of $22,249,996 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $22.2M from 1 investor (100% of the $22.2M target) as of the latest filing. Jonathan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(c) (163 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

L
Biotechnology

LUTONIX INC

Maple Grove, MN · Dec 13, 2010
  • Dec 13, 2010 · D · $10,000,001 sold of $45,000,005 · 23 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 23 investors (22% of the $45M target) as of the latest filing. Jonathan is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Jonathan D Root — CA, NY, 9 issuers, Sep 19, 2014 → Jul 31, 2026 · no shared issuer
  • Jonathan Root — IL, 1 issuer, Mar 11, 2019 → Apr 14, 2020 · no shared issuer

People around Jonathan 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Rosenbluth

Director, Executive Officer · 18 shared filings (3 issuers)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Milder

Director · 18 shared filings (3 issuers) · also on 4 other issuers

Donald Milder is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jack Lasersohn

Director, Executive Officer · 18 shared filings (5 issuers) · also on 3 other issuers

Jack Lasersohn is on 8 issuers in total — a repeat sponsor. Their page lists every one.

BC
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Cox

Director · 16 shared filings (3 issuers)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Lubock

Director · 12 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Jonathan Root. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Chou

Director, Executive Officer · 11 shared filings (5 issuers) · also on 3 other issuers

Tony Chou is on 8 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kirk Nielsen

Director · 9 shared filings (3 issuers) · also on 22 other issuers

Kirk Nielsen is on 25 issuers in total — a repeat sponsor. Their page lists every one.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Peter A. Thompson

Director, Executive Officer · 8 shared filings (4 issuers) · also on 25 other issuers

Peter A. Thompson is on 29 issuers in total — a repeat sponsor. Their page lists every one.

LL
No photo found yet (own website and image search run after this page is viewed)
Person

Laurence Lasky

Director · 7 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Jonathan Root. Their page shows their other deals.

HP
No photo found yet (own website and image search run after this page is viewed)
Person

Henry A. Plain, Jr.

Director · 6 shared filings (1 issuer) · also on 13 other issuers

Henry A. Plain, Jr. is on 14 issuers in total — a repeat sponsor. Their page lists every one.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Casper de Clercq

Director · 6 shared filings (2 issuers) · also on 6 other issuers

Casper de Clercq is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis W. Wahr

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Carusi

Director · 6 shared filings (1 issuer) · also on 16 other issuers

Michael Carusi is on 17 issuers in total — a repeat sponsor. Their page lists every one.

VR
No photo found yet (own website and image search run after this page is viewed)
Person

Victoria M. Richon

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

TW
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas C. Wilder, III

Executive Officer, Director · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Jonathan Root. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Cameron Wheeler

Director · 5 shared filings (1 issuer) · also on 8 other issuers

Cameron Wheeler is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Simeon George

Director · 4 shared filings (1 issuer) · also on 32 other issuers

Simeon George is on 33 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alana McNulty

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

MG
No photo found (searched own website, image search on Oct 24, 2026)
Person

Markus Goebel

Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Jonathan Root. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Haas

Director · 4 shared filings (1 issuer) · also on 5 other issuers

Ken Haas is on 6 issuers in total — a repeat sponsor. Their page lists every one.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

William Hoffman

Director, Executive Officer · 4 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Jonathan Root. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

ARIELLA GOLOMB

Director · 4 shared filings (1 issuer) · also on 14 other issuers

ARIELLA GOLOMB is on 15 issuers in total — a repeat sponsor. Their page lists every one.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Cindy Lynch

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Mittendorff

Director · 3 shared filings (1 issuer) · also on 7 other issuers

Robert Mittendorff is on 8 issuers in total — a repeat sponsor. Their page lists every one.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kevin Sidow

Director · 3 shared filings (1 issuer) · also on 6 other issuers

Kevin Sidow is on 7 issuers in total — a repeat sponsor. Their page lists every one.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Nimesh Shah

Director · 3 shared filings (1 issuer) · also on 9 other issuers

Nimesh Shah is on 10 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Shawver

Executive Officer, Director · 3 shared filings (2 issuers) · also on 5 other issuers

Laura Shawver is on 7 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

James E. Audia

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Jonathan Root. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John E. Runnells

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Carolyn Ng

Director · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

NC
No photo found yet (own website and image search run after this page is viewed)
Person

Niall Casey

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Cordonnier

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Sharon Schulzki

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Herbert

Director · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Shariq Hussain

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

PY
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Young

Director · 3 shared filings (1 issuer)

Listed on the same filings as Jonathan Root. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Bochnowski

Director · 2 shared filings (1 issuer) · also on 6 other issuers

James Bochnowski is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Schmitz

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Alexander Schmitz is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KV
No photo found yet (own website and image search run after this page is viewed)
Person

Klaus Veitinger

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Jonathan Root. Their page shows their other deals.

The team behind the deals

Same business address

37 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 19 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jonathan Root by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 19 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jonathan Root is listed on: none on file. No website or social profile named in Silverback Therapeutics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #207,827 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Seattle, WA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗Minnesota court records online ↗Massachusetts MassCourts ↗Colorado state courts — find the court ↗Washington Courts case search (dw.courts.wa.gov) ↗Oregon state courts — find the court ↗Utah state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗Minnesota Secretary of State business search ↗Massachusetts Secretary of State business search ↗Colorado Secretary of State business search ↗Washington Secretary of State business search ↗Oregon Secretary of State business search ↗Utah Secretary of State business search ↗OpenCorporates ↗

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