PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:40 AM ET

Sponsor Check › Person

Ken Haas

Related person on Form D filings · address state as listed: CA · listed Jul 2, 2009 → Jan 3, 2019

6issuers
23Form D filings
2009–2019years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 17 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jan 3, 2019 D
File 021-329480
$0$0$0
Working capital and general corporate purposes.
None listed on this filing
EDGAR ↗Feb 22, 2016 D/A
File 021-253725
$0$0$0None listed on this filing
EDGAR ↗Jul 29, 2015 D
File 021-244706
$0$0$0
The proceeds will be used for general corporate purposes.
None listed on this filing
EDGAR ↗Jul 24, 2015 D/A
File 021-197112
$0$0$0None listed on this filing
EDGAR ↗Apr 22, 2015 D
File 021-238490
$0$0$0None listed on this filing
EDGAR ↗Jul 9, 2014 D/A
File 021-192217
$0$0$0None listed on this filing
EDGAR ↗Apr 28, 2014 D
File 021-216376
$0$0$0None listed on this filing
EDGAR ↗Jan 24, 2013 D
File 021-190734
$0$0$0None listed on this filing
EDGAR ↗Dec 7, 2012 D
File 021-188041
$0$0$0None listed on this filing
EDGAR ↗Feb 22, 2012 D
File 021-173786
$0$0$0None listed on this filing
EDGAR ↗Nov 30, 2010 D/A
File 021-148663
$0$0$0None listed on this filing
EDGAR ↗Oct 29, 2010 D
File 021-149813
$0$0$0None listed on this filing
EDGAR ↗Jul 30, 2010 D/A
File 021-141751
$0$0$0None listed on this filing
EDGAR ↗Jul 14, 2010 D
File 021-144943
$0$0$0None listed on this filing
EDGAR ↗Dec 15, 2009 D/A
File 021-94611
$0$0$0None listed on this filing
EDGAR ↗Nov 17, 2009 D
File 021-82215
$0$0$0None listed on this filing
EDGAR ↗Jul 2, 2009 D
File 021-132390
$0$0$0 (est.)
Customary working capital purposes
None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗GYNESONICS, INCDirectorJan 3, 2019D$76,970,025
similar: $829,831–$9,999,998
$75,470,02621
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗EFFECTOR THERAPEUTICS, INC.DirectorFeb 22, 2016D/A$56,000,005
similar: $2,000,000–$19,999,994
$56,000,00520
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗EFFECTOR THERAPEUTICS, INC.DirectorDec 23, 2015D$45,000,005
similar: $2,000,000–$19,999,994
$40,000,00417
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗GYNESONICS, INCDirectorJul 29, 2015D$46,716,841
similar: $829,831–$9,999,998
$43,144,04216
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗EFFECTOR THERAPEUTICS, INC.DirectorJul 24, 2015D/A$56,983,867
similar: $2,000,000–$19,999,994
$36,206,08915
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗GYNESONICS, INCDirectorApr 22, 2015D$3,000,000
similar: $829,831–$9,999,998
$3,000,00012
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗EFFECTOR THERAPEUTICS, INC.DirectorAug 14, 2014D/A$56,983,867
similar: $2,000,000–$19,999,994
$21,539,42315
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗GYNESONICS, INCDirectorJul 9, 2014D/A$35,494,719
similar: $829,831–$9,999,998
$28,448,88616
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗SONITUS MEDICAL INCDirectorApr 28, 2014D$11,103,346
similar: $1,100,015–$10,001,163
$10,215,2117
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗EFFECTOR THERAPEUTICS, INC.DirectorMay 28, 2013D$46,358,867
similar: $2,000,000–$19,999,994
$17,358,86714
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗GYNESONICS, INCDirectorFeb 21, 2013D$35,494,717
similar: $829,831–$9,999,998
$22,162,63816
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗GYNESONICS, INCDirectorJan 24, 2013D$900,180
similar: $829,831–$9,999,998
$900,1809
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗GYNESONICS, INCDirectorDec 7, 2012D$900,181
similar: $829,831–$9,999,998
$900,1819
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗GYNESONICS, INCDirectorFeb 22, 2012D$7,001,400
similar: $829,831–$9,999,998
$5,001,0008
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗PATHWORK DIAGNOSTICS INCDirectorNov 30, 2010D/A$26,337,485
similar: $2,000,000–$19,999,994
$26,337,48518
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗GYNESONICS, INCDirectorOct 29, 2010D$455,000
similar: $829,831–$9,999,998
$455,0001
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗PATHWORK DIAGNOSTICS INCDirectorOct 6, 2010D$26,162,835
similar: $2,000,000–$19,999,994
$26,162,83518
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗GYNESONICS, INCDirectorJul 30, 2010D/A$20,640,000
similar: $829,831–$9,999,998
$15,591,0007
similar: 2–15
$5,000
similar: $10,000–$54,310
EDGAR ↗ZOGENIX INCDirectorJul 14, 2010D$15,000,000
similar: $2,000,000–$19,999,994
$15,000,00013
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗GYNESONICS, INCDirectorMay 10, 2010D$20,640,000
similar: $829,831–$9,999,998
$15,123,3977
similar: 2–15
$5,000
similar: $10,000–$54,310
EDGAR ↗ZOGENIX INCDirectorDec 15, 2009D/A$70,962,156
similar: $1,694,259–$16,000,000
$70,962,15614
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗GYNESONICS, INCDirectorNov 17, 2009D$3,000,750
similar: $829,831–$9,999,998
$1,500,3757
similar: 2–15
No minimum reported
similar: $10,000–$54,310
EDGAR ↗INTELLIKINE, INC.DirectorJul 2, 2009D$38,533,326
similar: $2,000,000–$19,999,994
$16,033,3316
similar: 2–16
No minimum reported
similar: $10,000–$50,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); Biotechnology / 506(b) (3,253 filings); Other Technology / 506(b) (17,390 filings); Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as Ken Haas. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Karen Talmadge — 12 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Darrin Uecker — 8 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Doug Fisher — 8 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Mike Carusi — 7 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Jonathan MacQuitty — 7 shared filings (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • Simeon George — 5 shared filings (1 issuer) · role as listed: Director · also listed on 32 other issuers
  • Alana McNulty — 5 shared filings (1 issuer) · role as listed: Executive Officer
  • Markus Goebel — 5 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Tom Rodgers — 5 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Laurence Lasky — 5 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Chandra P. Leo — 5 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Jonathan Root — 4 shared filings (1 issuer) · role as listed: Director · also listed on 18 other issuers
  • Christopher M. Owens — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Linda Grais — 4 shared filings (1 issuer) · role as listed: Director
  • Jonathan McQuitty — 3 shared filings (1 issuer) · role as listed: Director
  • Stephen T. Worland, Ph.D. — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Louis C. Bock — 2 shared filings (1 issuer) · role as listed: Director · also listed on 8 other issuers
  • Roger L. Hawley — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Kurt C. Wheeler — 2 shared filings (1 issuer) · role as listed: Director · also listed on 10 other issuers
  • Alex Zisson — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Cynthia Y. Robinson — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Erle T. Mast — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • J.D. Haldeman — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Cam L. Garner — 2 shared filings (1 issuer) · role as listed: Director · also listed on 11 other issuers
  • Stephen J. Farr — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 3 other issuers
  • Richard Bastiani — 2 shared filings (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Rick Klausner — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • James B. Tananbaum — 2 shared filings (1 issuer) · role as listed: Director · also listed on 28 other issuers
  • Greg Lahann — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • David Mack — 2 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • James Blair — 2 shared filings (1 issuer) · role as listed: Director · also listed on 18 other issuers
  • Shahzad Malik — 2 shared filings (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Fletcher Payne — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Carol G. Gallagher, Pharm.D. — 2 shared filings (1 issuer) · role as listed: Director
  • David Maki — 2 shared filings (1 issuer) · role as listed: Director
  • Deborah J. Neff — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Stephen F. Worland, Ph.D. — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Maha Katabi — 1 shared filing (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Michael F. Powell — 1 shared filing (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • David W. Nassif — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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