Jonathan Rosenthal

The filing says the first sale was Dec 12, 2022. The Form D was filed Jan 4, 2023 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Jan 3, 2017. The Form D was filed Jan 26, 2017 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The filing says the first sale was Jan 1, 2017. The Form D was filed Jan 17, 2017 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The Jan 25, 2022 filing lists Jonathan Rosenthal as executive officer, director, promoter; the Jul 5, 2022 Form D lists director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

The Mar 1, 2018 filing lists Jonathan Rosenthal as executive officer, director; the Jan 13, 2021 Form D lists executive officer, director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Offering amount changed between filings — OptzzChain, Inc. · Offering amount changed between filings — OptzzChain, Inc. · Offering amount changed between filings — Global Infrastructure Solutions Inc. · Offering amount lowered between filings — SAYBROOK CORPORATE OPPORTUNITY FUND II FEEDER, L.P.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

No amendment in the last 12 months on an offering that may still be open — OptzzChain, Inc. (latest filing Oct 11, 2024) · No amendment in the last 12 months on an offering that may still be open — ESP Technology & Logistics, Inc. (latest filing Jan 4, 2023) · No amendment in the last 12 months on an offering that may still be open — OptzzChain, Inc. (latest filing Oct 12, 2022) · No amendment in the last 12 months on an offering that may still be open — Global Infrastructure Solutions Inc. (latest filing May 20, 2022) · No amendment in the last 12 months on an offering that may still be open — OptzzChain, Inc. (latest filing Jan 25, 2022) · and 5 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

"Other" (Mar 1, 2018); then "Other Technology" (Jan 13, 2021 to Oct 11, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

This page covers filings where the address state is CA. A separate record, "Jonathan M. Rosenthal" with address state FL, is listed on 4 filings — most recently by Newfoundland Select Funds, LLC - Series I (Nov 8, 2021). Both records have filings in the same period (Nov 8, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Jonathan Rosenthal" with address state NY, is listed on 1 filing — most recently by Thrive Agritech, Inc. (Apr 4, 2018). Both records have filings in the same period (Apr 4, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Jonathan Rosenthal" with address state MI, is listed on 7 filings — most recently by RSG6, LLC (Jan 4, 2017). Both records have filings in the same period (Aug 8, 2016 to Jan 4, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is CA. A separate record, "Jonathan L. Rosenthal" with address state MA, is listed on 5 filings — most recently by NEW ENGLAND LIFE INSURANCE CO (Jan 21, 2014). Both records have filings in the same period (Jan 22, 2010 to Jan 21, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Feb 21, 2017 filing give Los Angeles, CA; on the May 12, 2022 filing they give Newport Beach, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

The Jan 17, 2017 filing lists a minimum of $250,008; the Feb 21, 2017 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.