Jonathan M. Pfohl is listed as an executive officer on 5 SEC Form D filings by 1 issuer between Oct 2014 and Sep 2016: Scio Diamond Technology Corp (Greenville, SC — other technology — 2014–2016; $4.66M reported sold to 76 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Ucan (32 issuers, $18.5M reported sold, 2010–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Ucan has 32 companies on file and $18.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 4 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Jonathan M. Pfohl and found 14 differences, 2 worth asking the sponsor about: Regulator action naming a team member: Scio Diamond Technology Corp. (Aug 8, 2019); Form D filed 380 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.