PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:00 AM ET

Sponsor Check › Person

Jonathan Leff

Related person on Form D filings · address states as listed: CA, NY, CT, CO, WA, MD, L3 · listed Jun 10, 2010 → Jun 26, 2024

13issuers
25Form D filings
2010–2024years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:58 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:58 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:58 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

5 of 25 offerings report sales commissions totalling $5,360,759; 1 reports finder's fees totalling $845,624; 1 reports proceeds to related persons totalling $45,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jan 20, 2026 D
File 021-570448
$210,000$0$0H.C. Wainwright & Co., LLC BrokerCheck CRD 000000375 ↗
EDGAR ↗Jun 26, 2024 D
File 021-516941
$0$0$0 (est.)None listed on this filing
EDGAR ↗Apr 1, 2024 D
File 021-509186
$1,381,852$0$0Laidlaw & Company (UK) Ltd. BrokerCheck CRD 119037 ↗
RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗
EDGAR ↗Oct 10, 2023 D
File 021-494182
$0$0$0None listed on this filing
EDGAR ↗Aug 10, 2023 D
File 021-489348
$0$0$45,000 (est.)None listed on this filing
EDGAR ↗Jun 9, 2023 D
File 021-483867
$0$0$0None listed on this filing
EDGAR ↗Aug 22, 2022 D
File 021-456567
$0$0$0None listed on this filing
EDGAR ↗Nov 10, 2021 D
File 021-420647
$0$0$0None listed on this filing
EDGAR ↗Sep 7, 2021 D
File 021-412547
$0$0$0None listed on this filing
EDGAR ↗May 20, 2021 D
File 021-400058
$0$0$0None listed on this filing
EDGAR ↗May 8, 2020 D
File 021-366535
$0$0$0None listed on this filing
EDGAR ↗Nov 20, 2018 D
File 021-326260
$0$0$0None listed on this filing
EDGAR ↗Oct 3, 2018 D
File 021-322748
$0$0$0None listed on this filing
EDGAR ↗Jan 24, 2018 D
File 021-303962
$0$0$0None listed on this filing
EDGAR ↗Jan 28, 2016 D
File 021-256143
$3,168,907$0$0MTS Securities, LLC BrokerCheck CRD 104059 ↗
EDGAR ↗Oct 22, 2015 D
File 021-249874
$0$0$0None listed on this filing
EDGAR ↗Sep 2, 2015 D
File 021-246838
$0$0$0None listed on this filing
EDGAR ↗Dec 24, 2014 D
File 021-230835
$0$0$0None listed on this filing
EDGAR ↗Nov 25, 2014 D
File 021-228991
$0$845,624$0None listed on this filing
EDGAR ↗Nov 30, 2012 D
File 021-187690
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jan 13, 2012 D
File 021-171877
$0$0$0None listed on this filing
EDGAR ↗Jan 13, 2012 D
File 021-171878
$200,000 (est.)$0$0Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗
via Roth Capital Partners, LLC (CRD 15407 ↗)
EDGAR ↗Jan 28, 2011 D
File 021-154520
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jun 18, 2010 D
File 021-143754
$400,000 (est.)$0$0Roth Capital Partners, LLC BrokerCheck CRD 15407 ↗
via Roth Capital Partners, LLC (CRD 15407 ↗)
EDGAR ↗Jun 10, 2010 D
File 021-143283
$0$0$0 (est.)None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗BiomX Inc.DirectorJan 20, 2026D$3,300,000
similar: $1,694,259–$16,000,000
$3,300,0001
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Elion Therapeutics, Inc.DirectorJun 26, 2024D$83,835,000
similar: $2,000,000–$19,999,994
$25,436,7906
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗BiomX Inc.DirectorApr 1, 2024D$61,547,439
similar: $1,694,259–$16,000,000
$61,547,43934
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Avalyn Pharma Inc.DirectorOct 10, 2023D$189,182,622
similar: $2,000,000–$19,999,994
$189,182,62226
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Dracen Pharmaceuticals, Inc.DirectorAug 10, 2023D$2,785,000
similar: $2,000,000–$19,999,994
$2,285,0006
similar: 2–16
$2,741
similar: $10,000–$50,000
EDGAR ↗Adaptive Phage Therapeutics, Inc.DirectorJun 9, 2023D$30,000,000
similar: $2,000,000–$19,999,994
$11,999,9994
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Innervace, Inc.DirectorAug 22, 2022D$40,000,000
similar: $2,000,000–$19,999,994
$9,999,9737
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Dracen Pharmaceuticals, Inc.DirectorNov 10, 2021D$17,046,698
similar: $2,000,000–$19,999,994
$8,584,3988
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗ARS Pharmaceuticals, Inc.DirectorSep 7, 2021D$54,999,987
similar: $1,694,259–$16,000,000
$54,999,9878
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Adaptive Phage Therapeutics, Inc.DirectorMay 20, 2021D$53,262,037
similar: $2,000,000–$19,999,994
$23,262,00059
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Avalyn Pharma Inc.DirectorMay 8, 2020D$35,695,957
similar: $2,000,000–$19,999,994
$35,499,9988
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Mirum Pharmaceuticals, Inc.DirectorNov 20, 2018D$120,063,750
similar: $1,694,259–$16,000,000
$60,063,75014
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗ARS Pharmaceuticals, Inc.DirectorOct 3, 2018D$20,000,003
similar: $1,694,259–$16,000,000
$8,000,0022
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Dracen Pharmaceuticals, Inc.DirectorJan 24, 2018D$40,489,688
similar: $2,000,000–$19,999,994
$8,488,8969
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Aprecia Pharmaceuticals CoDirectorJan 28, 2016D$83,996,852
similar: $1,694,259–$16,000,000
$78,996,85220
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Audentes Therapeutics, Inc.DirectorOct 22, 2015D$64,999,949
similar: $2,000,000–$19,999,994
$64,999,94927
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Audentes Therapeutics, Inc.DirectorSep 2, 2015DIndefinite
similar: $2,000,000–$19,999,994
$021
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Audentes Therapeutics, Inc.DirectorDec 24, 2014D$42,500,002
similar: $2,000,000–$19,999,994
$42,500,00211
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗ALPINE IMMUNE SCIENCES, INC.DirectorNov 25, 2014D$40,000,000
similar: $1,694,259–$16,000,000
$30,000,00012
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Rib-X Pharmaceuticals, Inc.DirectorNov 30, 2012D$67,500,000
similar: $1,694,259–$16,000,000
$18,686,5004
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Talon Therapeutics, Inc.DirectorJan 13, 2012D$70,390,800
similar: $2,000,000–$19,999,994
$10,315,8004
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Talon Therapeutics, Inc.DirectorJan 13, 2012D$2,291,000
similar: $2,000,000–$19,999,994
$258,0002
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Rib-X Pharmaceuticals, Inc.DirectorJan 28, 2011D$22,000,000
similar: $1,694,259–$16,000,000
$5,500,00011
similar: 1–13
No minimum reported
similar: $10,000–$55,000
EDGAR ↗Talon Therapeutics, Inc.DirectorJun 18, 2010D$97,562,000
similar: $2,000,000–$19,999,994
$37,512,0004
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Rib-X Pharmaceuticals, Inc.DirectorJun 10, 2010D$15,000,000
similar: $1,694,259–$16,000,000
$5,500,00016
similar: 1–13
No minimum reported
similar: $10,000–$55,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Jonathan Leff — address state MA, 3 issuers, Aug 16, 2017 → Nov 1, 2024
  • Jonathan Leff — address state PA, 2 issuers, May 15, 2019 → Jun 10, 2020
  • Jonathan S. Leff — address state IA, 1 issuer, Mar 4, 2015 → Mar 4, 2015
  • Jonathan Leff — address state IL, 1 issuer, Sep 17, 2015 → Sep 17, 2015
  • Jonathan S. Leff — address state WA, 1 issuer, Nov 17, 2008 → Nov 17, 2008

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (1 management entity, 39 people)

People and management entities the issuers listed as related persons on the same Form D filings as Jonathan Leff. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Bruce Montgomery entity — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Cecilia Gonzalo — 5 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Gregory Louis Merril — 4 shared filings (2 issuers) · roles as listed: Executive Officer, Director, Promoter
  • Matthew Patterson — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Tiba Aynechi — 3 shared filings (2 issuers) · role as listed: Director · also listed on 9 other issuers
  • Jonathan T. Silverstein — 3 shared filings (1 issuer) · role as listed: Director · also listed on 32 other issuers
  • Harry H. Penner, Jr. — 3 shared filings (1 issuer) · role as listed: Director · also listed on 4 other issuers
  • Paul Maier — 3 shared filings (1 issuer) · role as listed: Director · also listed on 9 other issuers
  • Steven R. Deitcher, M.D. — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Leon E. Rosenberg, M.D. — 3 shared filings (1 issuer) · role as listed: Director
  • Howard P. Furst, M.D. — 3 shared filings (1 issuer) · role as listed: Director
  • Andrew Ferrer — 3 shared filings (1 issuer) · role as listed: Director
  • Mark Leuchtenberger — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Robert Conerly — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Thomas Schuetz — 3 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • C. Boyd Clarke — 3 shared filings (1 issuer) · role as listed: Director
  • Kush Parmar — 3 shared filings (1 issuer) · role as listed: Director · also listed on 16 other issuers
  • Thomas Woiwode — 3 shared filings (1 issuer) · role as listed: Director · also listed on 24 other issuers
  • Asher Rubin — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • Drew Pardoll, M.D., Ph.D. — 3 shared filings (1 issuer) · role as listed: Director
  • Evan Loh — 3 shared filings (2 issuers) · role as listed: Director
  • Jesse Goodman — 3 shared filings (2 issuers) · role as listed: Director
  • Craig W. Carlson — 3 shared filings (1 issuer) · role as listed: Executive Officer
  • Pratik Shah — 2 shared filings (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Louis Lange — 2 shared filings (1 issuer) · role as listed: Director · also listed on 8 other issuers
  • Richard Lowenthal — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Thomas M. Estok — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Raymond L. Martz — 2 shared filings (1 issuer) · role as listed: Director
  • Robert J. Spiegel — 2 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Ketan Patel — 2 shared filings (1 issuer) · role as listed: Director · also listed on 11 other issuers
  • Dennis Bilski — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Steve Squinto — 2 shared filings (1 issuer) · role as listed: Director
  • Niall O'Donnell — 2 shared filings (1 issuer) · role as listed: Director · also listed on 11 other issuers
  • Carl Merril — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Jana Jensen — 2 shared filings (1 issuer) · role as listed: Director
  • Jonathan Solomon — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Russell Greig — 2 shared filings (1 issuer) · role as listed: Director
  • Marina Wolfson — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Merav Bassan — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Alan Moses — 2 shared filings (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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