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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:33 AM ET

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AM
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Alan Moses

Named as an officer, director or promoter on SEC Form D filings · Israel (as filed: L3) · Oct 25, 2021 → Jan 20, 2026

1deal (issuers)
$61.5Mreported sold
34investors
5Form D filings
2021–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Moses is listed as a director on 5 SEC Form D filings by 1 issuer between Oct 2021 and Jan 2026: BiomX Inc. (Ness Ziona, Israel (as filed: L3) — pharmaceuticals — 2021–2026; $61.5M reported sold to 34 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Jonathan Solomon (5 shared filings), Marina Wolfson (5 shared filings), Merav Bassan (5 shared filings), Russell Greig (5 shared filings), Lynne Sullivan (3 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Alan Moses and found 4 differences: Form D filed 17 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Moses has not run yet — it is joining a line of 23,758 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Moses..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Alan B Moses and Regina C Moses closed
United States Bankruptcy Court, N.D. Ohio · No. 16-11610 · Filed Mar 24, 2016 · Closed Dec 10, 2020
Role of Alan B Moses and Regina C Moses: Debtor · Outcome: Case closed 2020-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Alan J Moses and Patricia A Moses closed
United States Bankruptcy Court, E.D. New York · No. 1-98-23732 · Filed Oct 1, 1998 · Closed Jan 25, 1999
Role of Alan J Moses and Patricia A Moses: Debtor · Outcome: Case closed 1999-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state)
Alan G. Moses and Marcia Moses closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 94-11219 · Filed Mar 8, 1994 · Closed Mar 21, 1995
Role of Alan G. Moses and Marcia Moses: Debtor · Outcome: Case closed 1995-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 4 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Alan Moses (compared 5 filings on Oct 24, 2026)

Note · Mar 15, 2024 – Apr 1, 2024

Form D filed 17 days after the first sale — BiomX Inc.

The filing says the first sale was Mar 15, 2024. The Form D was filed Apr 1, 2024 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Feb 27, 2023 – Mar 3, 2023

No amendment in the last 12 months on an offering that may still be open — BiomX Inc. (latest filing Mar 3, 2023)

The latest filing for this offering is dated Mar 3, 2023 (first sale Feb 27, 2023). It reports $1,461,324 sold of $7,484,390 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 21, 2021 – Jan 4, 2022

No amendment in the last 12 months on an offering that may still be open — BiomX Inc. (latest filing Jan 4, 2022)

The latest filing for this offering is dated Jan 4, 2022 (first sale Dec 21, 2021). It reports $3,000,000 sold of $4,998,293 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Oct 25, 2021 – Jan 20, 2026

Reported revenue range changed between filings — BiomX Inc.

"No Revenues" (Oct 25, 2021); then "Decline to Disclose" (Jan 20, 2026).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 5 offerings report sales commissions totalling $1,591,852; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 20, 2026 D
BiomX Inc.
File 021-570448
$210,000$0$0H.C. Wainwright & Co., LLC BrokerCheck CRD 000000375 ↗EDGAR ↗
Apr 1, 2024 D
BiomX Inc.
File 021-509186
$1,381,852$0$0Laidlaw & Company (UK) Ltd. BrokerCheck CRD 119037 ↗
RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗
EDGAR ↗
Mar 3, 2023 D
BiomX Inc.
File 021-474875
$0$0$0None no CRD number reportedEDGAR ↗
Jan 4, 2022 D
BiomX Inc.
File 021-427825
$0$0$0None no CRD number reportedEDGAR ↗
Oct 25, 2021 D
BiomX Inc.
File 021-418311
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Alan Moses on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pharmaceuticals

BiomX Inc.

Ness Ziona, Israel (as filed: L3) · Oct 25, 2021 → Jan 20, 2026 · 5 filings
  • Jan 20, 2026 · D · $3,300,000 sold of $3,300,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 1, 2024 · D · $61,547,439 sold of $61,547,439 · 34 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 3, 2023 · D · $1,461,324 sold of $7,484,390 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 4, 2022 · D · $3,000,000 sold of $4,998,293 · 1 investors · min. $3,000,000 · role: Director EDGAR ↗
  • Oct 25, 2021 · D · $3,000,000 sold of $3,000,000 · 1 investors · min. $3,000,000 · role: Director EDGAR ↗

Raised $61.5M from 34 investors (100% of the $3.3M target) as of the latest filing. Alan is listed as director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Alan Charles Moses — Israel (as filed: L3), 1 issuer, Aug 9, 2024 → Aug 9, 2024 · no shared issuer

People around Alan 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Solomon

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Russell Greig

Director · 5 shared filings (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Marina Wolfson

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Merav Bassan

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lynne Sullivan

Director · 3 shared filings (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jonas Grossman

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Moses. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Leff

Director · 2 shared filings (1 issuer) · also on 12 other issuers

Jonathan Leff is on 13 issuers in total — a repeat sponsor. Their page lists every one.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Louis Merril

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Moses. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Sekhri

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Moses. Their page shows their other deals.

GA
No photo found yet (own website and image search run after this page is viewed)
Person

Gbola Amusa

Director · 2 shared filings (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

AO
No photo found yet (own website and image search run after this page is viewed)
Person

Assaf Oron

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jesse Goodman

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Alan Moses. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Sailaja Puttagunta

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Williams

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Avi Gabay

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

EW
No photo found yet (own website and image search run after this page is viewed)
Person

Eddie Williams

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Blum

Director · 1 shared filing (1 issuer)

Listed on the same filings as Alan Moses. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Alan Moses by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Alan Moses is listed on: none on file. No website or social profile named in BiomX Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #45,046 of 374,652 in line (1,194 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Ness Ziona, L3). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Business registries

Change history

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