Jonathan E. Ellenthal is listed as an executive officer and director on 2 SEC Form D filings by 2 issuers between Aug 2011 and Oct 2013: GlobalOptions Group, Inc. (Stamford, CT — industry reported as "Other" — 2013; $11.9M reported sold to 53 investors) and Affinion Group Holdings, Inc. (Stamford, CT — industry reported as "Other" — 2011).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 2 years. Across those companies the filings report $11.9M sold in total.
Listed alongside Nathaniel J. Lipman (2 shared filings), Alfred F. Kelly (1 shared filing), Anton J. Levy (1 shared filing), Brian J. Dick (1 shared filing), Eric L. Press (1 shared filing) and 15 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jonathan. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Jonathan E. Ellenthal and found 3 differences: Jonathan E. Ellenthal appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.