Jonathan Brook is listed as an executive officer on 4 SEC Form D filings by 2 issuers between Nov 2016 and Nov 2017: Emerald TopCo, Inc. (New York, NY — other health care — 2016; $1.34B reported sold to 32 investors) and EQT Avatar Parent L.P. (Princeton, NJ — other health care — 2017; $505.9M reported sold to 46 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $1.85B sold in total.
Listed alongside Eric Liu (4 shared filings), Ethan Waxman (4 shared filings), Jason Howard (4 shared filings), Robert Bradburn (4 shared filings), EQT Avatar Parent GP LLC (2 shared filings, management entity) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jonathan. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Jonathan Brook and found 3 differences: Same name, different state: "Jonathan Brook" (FL) is a separate record; Address moved from London, United Kingdom (as filed: X0) to New York, NY; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.