Jonathan A. Marcus is listed as an executive officer and promoter on 2 SEC Form D filings by 1 issuer between Mar 2009 and Mar 2010: CYPRESS MANAGEMENT L P (San Francisco, CA — pooled investment fund — 2009–2010; $166.4M reported sold to 138 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Storie (4 issuers, $345.9M reported sold, 2009–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Storie has 4 companies on file and $345.9M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 8 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Jonathan A. Marcus and found 5 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Jonathan Marcus" (NY or FL or VA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.