Jon Trauben is listed as a director on 2 SEC Form D filings by 1 issuer between Jan 2018 and May 2019: Eyechronic LLC (Bowling Green, KY — industry reported as "Other" — 2018–2019; $1M reported sold to 1 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Colby McKenzie (2 shared filings), Jeremy Jacobs (2 shared filings), Al Foreman (1 shared filing), Alain Bankier (1 shared filing), Carol Terakawa (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jon. Each name links to their own page.
The issuer belongs to the sponsor group Eyechronic (2 issuers, $1.4M reported sold, 2016–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Eyechronic has 2 companies on file and $1.4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 court cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Jon Trauben and found 5 differences: 4 court cases name Jon Trauben; Jon Trauben appears on 1 deal that stopped filing before reaching its target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.