Jon Rowley is listed as an executive officer and director on 6 SEC Form D filings by 1 issuer between Jan 2014 and Jul 2024: RoosterBio, Inc. (Frederick, MD — industry reported as "Other" — 2014–2024; $12M reported sold to 10 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Margot Connor (3 shared filings), Robert Carlson (3 shared filings), Daniella Kranjac (2 shared filings), Rob Carlson (2 shared filings), Robert Preti (2 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jon. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for Jon Rowley and found 7 differences: Jon Rowley's role changed at RoosterBio, Inc.: executive officer, director → director; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.