Jon Orvik is listed as an executive officer on 2 SEC Form D filings by 2 issuers in Jun 2013: Financial Credit Investment II, L.P. (Purchase, NY — pooled investment fund — 2013; $813.4M reported sold to 40 investors) and FCI Co-Investors II (A), L.P. (Purchase, NY — pooled investment fund — 2013; $84.6M reported sold to 30 investors).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $898M sold in total.
Listed alongside Anthony Civale (2 shared filings), Barry Giarraputo (2 shared filings), Cindy Z. Michel (2 shared filings), James Zelter (2 shared filings), Jessica L. Lomm (2 shared filings) and 11 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jon. Each name links to their own page.
All 2 issuers belong to the sponsor group Apollo (520 issuers, $556.2B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Apollo has 520 companies on file and $556.2B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for Jon Orvik and found 3 differences, 2 worth asking the sponsor about: Jon Orvik is no longer listed on the Jul 25, 2014 amendment; Jon Orvik is no longer listed on the Jul 10, 2014 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
