Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA · Dec 30, 2010 → Jun 2, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Jon Freeman is listed as an executive officer on 32 SEC Form D filings by 6 issuers between Apr 2009 and Jun 2026. Largest by amount reported sold: Secured Income Fund-II, LLC. (Santa Clara, CA — other banking and financial services — 2010–2026; $300.4M reported sold to 1,250 investors), PRIVATE CAPITAL FUND, LLC (San Jose, CA — pooled investment fund — 2014–2018; $47M reported sold to 300 investors), Strategic Realty Fund, LLC. (San Jose, CA — other real estate — 2014–2016; $20M reported sold), Stonecrest Income & Opportunity Fund-I, LLC (San Jose, CA — residential — 2009–2013; $20M reported sold to 137 investors), Real Estate Growth Fund, LLC (San Jose, CA — other real estate — 2017–2019; $16.1M reported sold to 116 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, over about 17 years. Across those companies the filings report $411.4M sold in total.
Listed alongside Shafiq Taymuree (23 shared filings), Jeffrey Morway (18 shared filings), Matt Reilly (4 shared filings), Leigh Faber (2 shared filings) and Joan P. Verduzco (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jon. Each name links to their own page.
5 of the issuers belong to the sponsor group Group linked by Jon Freeman (5 issuers, $103.5M reported sold, 2009–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Group linked by Jon Freeman has 5 companies on file and $103.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 11 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 32 public filings for Jon Freeman and found 25 differences, 9 worth asking the sponsor about: Bankruptcy case: Jon Freeman; Bankruptcy case: Jon C Freeman; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Jon Freeman has not run yet — it is joining a line of 27,682 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
1 case: 1 judgment
863 D.I.W.C. / D.I.W.W.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jon Freeman..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
11 cases: 11 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
25 differences found between the filings for Jon Freeman — 9 worth asking about (compared 32 filings on Oct 24, 2026)
United States Bankruptcy Court, C.D. California docket "Jon Freeman" filed Aug 26, 2004, closed Dec 27, 2004. Jon Freeman is listed as Debtor. Our match estimate: 44%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, C.D. California docket "Jon C Freeman" filed Sep 4, 2003, closed Dec 30, 2003. Jon Freeman is listed as Debtor ("Jon C Freeman"). Our match estimate: 44%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Jan 16, 2015 filing says $41,928,328 sold; the Jan 18, 2017 Form D/A says $32,281,617 sold — $9,646,711 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The Jan 17, 2014 filing says $47,000,000 sold; the Jan 16, 2015 Form D/A says $41,928,328 sold — $5,071,672 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The May 11, 2020 filing reports 1,013 investors; the May 6, 2021 Form D/A reports 994 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
The Jan 18, 2017 filing reports 238 investors; the Jan 22, 2018 Form D/A reports 229 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
The Jan 16, 2015 filing reports 300 investors; the Jan 18, 2017 Form D/A reports 238 investors.
What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.
PRIVATE CAPITAL FUND, LLC (last filing Jan 22, 2018; $47,000,000 sold of $200,000,000); CAPITAL INCOME & GROWTH FUND, LLC (last filing Aug 15, 2013; $7,925,000 sold of $20,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Christina Gray is listed as receiving sales compensation on 1 filing (Apr 17, 2009) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
Form D filed 2,240 days after the first sale — Secured Income Fund-II, LLC. · Form D filed 25 days after the first sale — Real Estate Growth Fund, LLC · Form D filed 29 days after the first sale — Secured Income Fund-II, LLC. · Form D filed 28 days after the first sale — Stonecrest Income & Opportunity Fund-I, LLC
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
The latest filing for this offering is dated Feb 22, 2019 (first sale May 11, 2017). It reports $16,079,529 sold of $20,000,000 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Jan 22, 2018 (first sale Jan 16, 2014). It reports $39,462,052 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated May 17, 2016 (first sale Dec 1, 2010). It reports $53,950,843 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The Jan 16, 2015 filing says $200,000,000 offered; the Jan 18, 2017 Form D/A says an indefinite amount.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Aug 15, 2013 filing says $50,000,000 offered; the Jun 2, 2015 Form D/A says an indefinite amount.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
The Jun 5, 2017 filing lists a minimum of $100,000; the Feb 22, 2019 Form D/A lists $25,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "Jon O. Freeman" on 8 filings (from Apr 17, 2009), and "Jon Freeman" on 24 filings (from Dec 30, 2010).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Other Banking and Financial Services" (Dec 30, 2010 to May 16, 2018); then "REITS and Finance" (May 30, 2018); then "Other Banking and Financial Services" (May 9, 2019 to Jun 2, 2026).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
"No Revenues" (Dec 30, 2010); then "Decline to Disclose" (Aug 15, 2013); then "$1,000,001 - $5,000,000" (Jun 2, 2015); then "$5,000,001 - $25,000,000" (Jan 18, 2017); then "Decline to Disclose" (May 10, 2022).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
"$1,000,001 - $5,000,000" (Apr 17, 2009); then "Decline to Disclose" (Aug 16, 2013).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is CA. A separate record, "Jon Freeman" with address state FL, is listed on 3 filings — most recently by TAS Medical, Inc. (Apr 10, 2026). Both records have filings in the same period (Sep 3, 2024 to Apr 10, 2026).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Jon Freeman" with address state MN or MA, is listed on 13 filings — most recently by Gila Therapeutics, Inc. (Dec 6, 2023). Both records have filings in the same period (Sep 27, 2012 to Dec 6, 2023).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Jon Freeman" with address state NY, is listed on 4 filings — most recently by Videri Inc. (Jul 1, 2019). Both records have filings in the same period (Jan 9, 2015 to Jul 1, 2019).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA. A separate record, "Jon Freeman" with address state MI, is listed on 1 filing — most recently by HistoSonics, Inc. (Mar 1, 2019). Both records have filings in the same period (Mar 1, 2019).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Jul 12, 2023 filing give San Jose, CA; on the Oct 21, 2024 filing they give Santa Clara, CA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 7 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $50,000.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jun 2, 2026 D/A Secured Income Fund-II, LLC. File 021-278624 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 22, 2019 D/A Real Estate Growth Fund, LLC File 021-288078 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 22, 2018 D/A PRIVATE CAPITAL FUND, LLC File 021-210307 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 23, 2016 D/A Strategic Realty Fund, LLC. File 021-219044 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 17, 2016 D/A Secured Income Fund-II, LLC. File 021-152780 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 16, 2013 D/A Stonecrest Income & Opportunity Fund-I, LLC File 021-130340 | $0 | $0 | $50,000 | None listed on this filing | EDGAR ↗ |
| Aug 15, 2013 D/A CAPITAL INCOME & GROWTH FUND, LLC File 021-177316 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Jon Freeman on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $300.4M from 1,250 investors as of the latest filing. Jon is listed as executive officer on 18 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(c) (675 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $16.1M from 116 investors (80% of the $20M target) as of the latest filing. Jon is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(c) (1,959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $47M from 300 investors as of the latest filing. Jon is listed as executive officer on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $20M (100% of the $20M target) as of the latest filing. Jon is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $20M from 137 investors (100% of the $20M target) as of the latest filing. Jon is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $7.92M from 72 investors (40% of the $20M target) as of the latest filing. Jon is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
Listed on the same filings as Jon Freeman. Their page shows their other deals.
One team, 5 deal companies. Jon Freeman is listed on 5 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jon Freeman.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Jon Freeman by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Jon Freeman is listed on: none on file. No website or social profile named in PRIVATE CAPITAL FUND, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #259,712 of 374,652 in line (1,341 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (San Jose, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Jon Freeman appears on a new Form D, or when a court case or SEC action is matched to them. See plans →