Jon Finkel is listed as an executive officer and promoter on 18 SEC Form D filings by 8 issuers between May 2010 and Feb 2016. Largest by amount reported sold: Landscape High Leverage Fund, LP (Englewood, NJ — pooled investment fund — 2012–2015; $617.6M reported sold to 173 investors), LANDSCAPE CAPITAL PARTNERS, L.P. (Englewood, NJ — pooled investment fund — 2010–2015; $100.3M reported sold to 162 investors), Landscape Illiquid Fund II, LP (Englewood, NJ — pooled investment fund — 2014; $10.4M reported sold to 29 investors), Landscape Illiquid Fund II, LP - Series 2 DEV Landscape Accelerator Series (Englewood, NJ — pooled investment fund — 2014; $8.94M reported sold to 18 investors), Landscape Illiquid Fund, LP (Englewood, NJ — pooled investment fund — 2013; $2.78M reported sold to 19 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and promoter, over about 6 years. Across those companies the filings report $742.6M sold in total.
All 8 issuers belong to the sponsor group Landscape Illiquid (11 issuers, $810.1M reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Landscape Illiquid has 11 companies on file and $810.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 18 public filings for Jon Finkel and found 10 differences, 2 worth asking the sponsor about: Jon Finkel is no longer listed on the Feb 9, 2016 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.