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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:57 AM ET

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Jon C Sundt

Named as an officer, director or promoter on SEC Form D filings · CA · May 5, 2009 → Feb 13, 2015

30deals (issuers)
$4.92Breported sold
26,093investors
145Form D filings
2009–2015years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Jon C Sundt is listed as an executive officer and director on 145 SEC Form D filings by 30 issuers between May 2009 and Feb 2015. Largest by amount reported sold: Altegris Winton Futures Fund, L.P. (San Juan Capistrano, CA — pooled investment fund — 2009–2015; $1.34B reported sold to 15,128 investors), iCapital Millennium Fund LP (New York, NY — pooled investment fund — 2011–2015; $1.29B reported sold to 2,060 investors), iCapital Multi-Strategy Fund, L.P. (New York, NY — pooled investment fund — 2010–2015; $545.1M reported sold to 1,397 investors), iCapital Multi-Strategy Fund, Ltd. (New York, NY — pooled investment fund — 2014–2015; $457.9M reported sold to 876 investors), iCapital Millennium Fund, Ltd. (New York, NY — pooled investment fund — 2012–2015; $311.1M reported sold to 638 investors) and 25 more (all listed below).

What this means That is a lot of deals — 30 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $4.92B sold in total.

Listed alongside Matthew C Osborne (145 shared filings), Robert J Amedeo (98 shared filings), Richard G Pfister (97 shared filings), Altegris Portfolio Management ,Inc. (54 shared filings, management entity), Kenneth I. McGuire (50 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jon. Each name links to their own page.

The issuers belong to 2 sponsor groups: Apm (25 issuers, $2.24B reported sold, 2009–2024) and Icapital (262 issuers, $44.94B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 43 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 51 records came back, including 6 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 145 public filings for Jon C Sundt and found 34 differences, 4 worth asking the sponsor about: 7 offerings reported fewer investors on a later filing; Form D filed 377 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Jon C Sundt has not run yet — it is joining a line of 2,432 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

43 cases: 6 open, 8 closed (disposition not in docket feed), 25 dismissed, 4 judgment

Miller v. Sundt Construction Incorporated open
District Court, D. Arizona · No. 4:26-cv-00070 · Filed Feb 3, 2026
Role of Sundt Construction Incorporated: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in AZ (not a filing state)
Bages v. Sundt Construction, Inc. open
District Court, N.D. California · No. 3:26-cv-00224 · Filed Jan 8, 2026
Role of Sundt Construction, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
Castillo v. Sundt Construction, Inc. open
District Court, W.D. Texas · No. 5:25-cv-01182 · Filed Sep 22, 2025
Role of Sundt Construction, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in TX (not a filing state)
LOPEZ v. Sundt Construction, Inc. open
District Court, E.D. California · No. 2:25-at-01118 · Filed Aug 22, 2025
Role of Sundt Construction, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
Sundt Construction, Inc. v. Chubb National Ins. Co. open
District Court, E.D. California · No. 2:25-cv-01746 · Filed Jun 20, 2025
Role of Sundt Construction, Inc.: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
Sundt Construction, Inc. v. Tokio Marine GRV RE, Inc. closed
District Court, E.D. California · No. 2:23-cv-00387 · Filed Mar 1, 2023 · Closed May 25, 2023
Role of Sundt Construction, Inc.: Plaintiff · Outcome: Terminated 2023-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
Neeley v. Sundt Construction, Inc. closed
District Court, E.D. Texas · No. 6:20-cv-00565 · Filed Oct 23, 2020 · Closed Aug 26, 2021
Role of Sundt Construction, Inc.: Defendant · Outcome: Terminated 2021-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in TX (not a filing state)
Leedsman Construction, Inc.v. Sundt Construction, Inc. dismissed
District Court, W.D. Texas · No. 3:20-cv-00153 · Filed Jun 1, 2020 · Closed Jul 17, 2020 · Nature of suit: 190 Contract: Other · Cause: 28:1446 Petition for Removal-Breach of Contract
Role of Leedsman Construction, Inc.v. Sundt Construction, Inc.: Party · Outcome: Terminated 2020-07-17 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in TX (not a filing state)
AMC East Communities, LLC v. The Sundt Companies, Inc. judgment
District Court, D. Maryland · No. 8:17-cv-03598 · Filed Dec 4, 2017 · Closed Mar 4, 2019 · Nature of suit: 190 Contract: Other · Cause: 28:1446 Notice of Removal - Other Contract
Role of The Sundt Companies, Inc.: Defendant · Outcome: Terminated 2019-03-04 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in MD (not a filing state)
QIP Tucson Office I LLC v. Sundt Construction Incorporated open
District Court, D. Arizona · No. 4:16-cv-00219 · Filed Apr 21, 2016 · Nature of suit: 190 Contract: Other · Cause: 28:1330 Breach of Contract
Role of Sundt Construction Incorporated: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in AZ (not a filing state)
U S A v. Sundt Construction Inc dismissed
District Court, W.D. Louisiana · No. 2:14-cv-02485 · Filed Aug 13, 2014 · Closed Feb 28, 2017 · Nature of suit: 190 Other contract actions
Role of Sundt Construction Inc: Defendant · Outcome: Terminated 2017-02-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in LA (not a filing state)
Performance Contracting, Inc. v. Sundt Construction, Inc. dismissed
District Court, W.D. Texas · No. 5:12-cv-00916 · Filed Sep 27, 2012 · Closed Dec 3, 2012 · Nature of suit: 130 Miller act
Role of Sundt Construction, Inc.: Defendant · Outcome: Terminated 2012-12-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in TX (not a filing state)
Goel Services Incorporated v. Sundt Construction Incorporated dismissed
District Court, D. Arizona · No. 2:10-cv-02153 · Filed Oct 7, 2010 · Closed Feb 23, 2012 · Nature of suit: 190 Other contract actions
Role of Sundt Construction Incorporated: Defendant · Outcome: Terminated 2012-02-23 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in AZ (not a filing state)
First Call Mechanical, Inc. v. Sundt Construction, Inc. dismissed
District Court, D. Arizona · No. 2:07-cv-00673 · Filed Mar 26, 2007 · Closed Dec 13, 2007 · Nature of suit: Contract: Miller Act · Cause: 40:270 Miller Act
Role of Sundt Construction, Inc.: Defendant · Outcome: Terminated 2007-12-13 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in AZ (not a filing state)
KE&G Construction, Inc. v. Sundt Construction, Inc. dismissed
District Court, D. Arizona · No. 4:07-cv-00132 · Filed Mar 20, 2007 · Closed Dec 12, 2007 · Nature of suit: 130 Miller act
Role of Sundt Construction, Inc.: Defendant · Outcome: Terminated 2007-12-12 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in AZ (not a filing state)
L.E. Electric, Inc. v. Sundt Construction, Inc. dismissed
District Court, D. Arizona · No. 4:07-cv-00115 · Filed Mar 5, 2007 · Closed Oct 5, 2007 · Nature of suit: 130 Miller act
Role of Sundt Construction, Inc.: Defendant · Outcome: Terminated 2007-10-05 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in AZ (not a filing state)
Lockett Construction, Inc. v. Sundt Construction, Inc. dismissed
District Court, D. North Dakota · No. 2:07-cv-00027 · Filed Mar 2, 2007 · Closed Aug 6, 2007 · Nature of suit: 130 Miller act
Role of Sundt Construction, Inc.: Defendant · Outcome: Terminated 2007-08-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in ND (not a filing state)
Risse & Sons, Inc. v. Sundt Construction Inc closed
District Court, E.D. California · No. 2:06-cv-02934 · Filed Dec 29, 2006 · Closed Jul 3, 2008 · Nature of suit: Miller Act · Cause: 40:270 Miller Act
Role of Sundt Construction Inc: Defendant · Outcome: Terminated 2008-07-03 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
United States of America v. Sundt Construction, Inc. dismissed
District Court, D. Maryland · No. 8:06-cv-02022 · Filed Aug 4, 2006 · Closed Jul 19, 2007 · Nature of suit: 130 Miller act
Role of Sundt Construction, Inc.: Defendant · Outcome: Terminated 2007-07-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in MD (not a filing state)
US Door and Hardware v. Sundt Construction Inc dismissed
District Court, E.D. California · No. 2:06-cv-00835 · Filed Apr 19, 2006 · Closed Sep 12, 2006 · Nature of suit: Miller Act · Cause: 40:270 Miller Act
Role of Sundt Construction Inc: Defendant · Outcome: Terminated 2006-09-12 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
The United States of America, for the use of Ahern Rentals, Inc. VS Sundt Construction, Inc. judgment
District Court, D. Nevada · No. 2:02-cv-01717 · Filed Dec 24, 2002 · Closed Apr 24, 2003 · Nature of suit: 130 Miller act
Role of Sundt Construction, Inc.: Defendant · Outcome: Terminated 2003-04-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in NV (not a filing state)
Skagit Pacific Corp v. Sundt/Ninteman dismissed
District Court, W.D. Washington · No. 2:02-cv-02485 · Filed Dec 13, 2002 · Closed Jul 23, 2004 · Nature of suit: 130 Miller act
Role of Sundt/Ninteman: Defendant · Outcome: Terminated 2004-07-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in WA (not a filing state)
United States v. SUNDT CONSTRUCTION, INC. dismissed
District Court, D. Nevada · No. 2:02-cv-00504 · Filed Apr 8, 2002 · Closed Aug 15, 2003 · Nature of suit: 791 Employee Retirement Income Security Act
Role of SUNDT CONSTRUCTION, INC.: Defendant · Outcome: Terminated 2003-08-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in NV (not a filing state)
Sundt/Earl v. Gleason Stewart Co dismissed
District Court, E.D. California · No. 1:99-cv-05974 · Filed Jul 12, 1999 · Closed Feb 2, 2000 · Nature of suit: 890 Other statutory actions
Role of Sundt/Earl: Plaintiff · Outcome: Terminated 2000-02-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
POWER PIPE SUPPORTS v. SUNDT CORP closed
District Court, W.D. Pennsylvania · No. 2:97-cv-02186 · Filed Dec 1, 1997 · Closed Jul 29, 1999 · Nature of suit: 190 Other contract actions
Role of SUNDT CORP: Defendant · Outcome: Terminated 1999-07-29 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in PA (not a filing state)
Gardner Zemke Co v. Sundt-Eby closed
District Court, D. Arizona · No. 2:97-mc-00064 · Filed Sep 17, 1997 · Closed Sep 24, 2002
Role of Sundt-Eby: Defendant · Outcome: Terminated 2002-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in AZ (not a filing state)
Sundt Corp v. Raytheon Service Co dismissed
District Court, D. Arizona · No. 2:97-cv-01285 · Filed Jun 17, 1997 · Closed Oct 16, 1997 · Nature of suit: 130 Miller act
Role of Sundt Corp: Plaintiff · Outcome: Terminated 1997-10-16 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in AZ (not a filing state)
Multi-Family Drywall v. Actus Corp/Sundt dismissed
District Court, D. New Mexico · No. 2:96-cv-01554 · Filed Nov 6, 1996 · Closed Aug 6, 1998 · Nature of suit: Miller Act · Cause: 40:270 Miller Act
Role of Actus Corp/Sundt: Defendant · Outcome: Terminated 1998-08-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in NM (not a filing state)
American Renovation v. Sundt Corporation dismissed
District Court, S.D. California · No. 3:96-cv-01596 · Filed Sep 13, 1996 · Closed Mar 24, 1998 · Nature of suit: 130 Miller act
Role of Sundt Corporation: Defendant · Outcome: Terminated 1998-03-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
Sundt Corp v. Enterprise Mech dismissed
District Court, N.D. California · No. 3:96-cv-02651 · Filed Jul 25, 1996 · Closed Sep 29, 1997 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Sundt Corp: Plaintiff · Outcome: Terminated 1997-09-29 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
Gardner Zemke Co v. Sundt-Eby judgment
District Court, D. Colorado · No. 1:96-cv-01377 · Filed Jun 11, 1996 · Closed Aug 27, 1997 · Nature of suit: 190 Other contract actions · Cause: 28:1332 Diversity-Other Contract
Role of Sundt-Eby: Defendant · Outcome: Terminated 1997-08-27 — FJC Integrated Database disposition: Judgment on court trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CO)
Eagle A Const Co v. Sundt Corporation dismissed
District Court, S.D. California · No. 3:96-cv-00202 · Filed Feb 2, 1996 · Closed Mar 24, 1999 · Nature of suit: 190 Other contract actions
Role of Sundt Corporation: Defendant · Outcome: Terminated 1999-03-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
River Rock and Sand v. The Sundt Corp dismissed
District Court, S.D. California · No. 3:95-cv-03844 · Filed Nov 30, 1995 · Closed Nov 26, 1997 · Nature of suit: 190 Other contract actions
Role of The Sundt Corp: Defendant · Outcome: Terminated 1997-11-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
Nortex Corp. v. Sundt Corp./Actus Co dismissed
District Court, D. Hawaii · No. 1:94-cv-00562 · Filed Jul 19, 1994 · Closed Apr 6, 1995 · Nature of suit: 130 Miller act
Role of Sundt Corp./Actus Co: Defendant · Outcome: Terminated 1995-04-06 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in HI (not a filing state)
SUNDT/LEDCOR JT VENTURE,ETAL v. RIVERSIDE RESORT & CASINO,INC. closed
District Court, D. Nevada · No. · Filed Jan 10, 1994 · Closed Sep 19, 1994 · Nature of suit: 290 Other real property actions
Role of SUNDT/LEDCOR JT VENTURE,ETAL: Plaintiff · Outcome: Terminated 1994-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in NV (not a filing state)
SUNDT/LEDCOR JT VENTURE,ETAL v. RIVERSIDE RESORT & CASINO,INC. dismissed
District Court, D. Nevada · No. · Filed Jan 10, 1994 · Closed Sep 19, 1994 · Nature of suit: 290 Other real property actions
Role of SUNDT/LEDCOR JT VENTURE,ETAL: Plaintiff · Outcome: Terminated 1994-09-19 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in NV (not a filing state)
Sundt Corp v. Benham Group Inc dismissed
District Court, D. Arizona · No. 4:93-cv-00045 · Filed Jan 29, 1993 · Closed Nov 8, 1994 · Nature of suit: 190 Other contract actions
Role of Sundt Corp: Plaintiff · Outcome: Terminated 1994-11-08 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in AZ (not a filing state)
BTCLPTSC v. MM Sundt Constr Co dismissed
District Court, C.D. California · No. 2:92-cv-06346 · Filed Oct 22, 1992 · Closed Feb 8, 1993 · Nature of suit: 791 Employee Retirement Income Security Act
Role of MM Sundt Constr Co: Defendant · Outcome: Terminated 1993-02-08 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); different first name (mm); court in the person's filing state (CA)
J J Barnes Inc v. Sundt Corporation dismissed
District Court, S.D. California · No. 3:92-cv-00638 · Filed Apr 27, 1992 · Closed Jan 22, 1993 · Nature of suit: 130 Miller act
Role of Sundt Corporation: Defendant · Outcome: Terminated 1993-01-22 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
J.J. Barnes, Inc. v. Sundt Corp. closed
District Court, E.D. North Carolina · No. 4:92-cv-00008 · Filed Jan 8, 1992 · Closed Jan 17, 1992
Role of Sundt Corp.: Defendant · Outcome: Terminated 1992-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in NC (not a filing state)
J.J. Barnes, Inc. v. Sundt Corp. closed
District Court, E.D. North Carolina · No. 3:92-cv-00011 · Filed Jan 8, 1992 · Closed Apr 22, 1992
Role of Sundt Corp.: Defendant · Outcome: Terminated 1992-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in NC (not a filing state)
CONSTRUCTION LABORERS v. M M SUNDT judgment
District Court, C.D. California · No. · Filed Jun 22, 1989 · Closed Aug 4, 1989 · Nature of suit: 791 Employee Retirement Income Security Act
Role of M M SUNDT: Defendant · Outcome: Terminated 1989-08-04 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); different first name (m); court in the person's filing state (CA)
H.H. ROBERTSON COMPANY v. SUNDT/EARL CALIF JNT VENT dismissed
District Court, N.D. California · No. · Filed Oct 12, 1988 · Closed Sep 1, 1989 · Nature of suit: 190 Other contract actions
Role of SUNDT/EARL CALIF JNT VENT: Defendant · Outcome: Terminated 1989-09-01 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Jon C Sundt..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 2 open, 6 closed (disposition not in docket feed)

Spartan Reinforcing, LLC v. Sundt Construction, Inc. open
United States Bankruptcy Court, E.D. Texas · No. 25-04012 · Filed Feb 10, 2025
Role of Sundt Construction, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in TX (not a filing state)
Miller v. Sundt Construction, Inc. open
United States Bankruptcy Court, D. Utah · No. 24-02036 · Filed Mar 25, 2024
Role of Sundt Construction, Inc.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in UT (not a filing state)
Rotondo Weirich Enterprises, Inc. v. Sundt/Layton, a Joint Venture closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 17-00185 · Filed Jun 28, 2017 · Closed Sep 4, 2019
Role of Sundt/Layton, a Joint Venture: Defendant · Outcome: Case closed 2019-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in PA (not a filing state)
Seror, Chapter 7 Trustee v. Sundt Construction, Inc., an Arizona corporation closed
United States Bankruptcy Court, C.D. California · No. 1:15-ap-01032 · Filed Mar 19, 2015 · Closed Sep 10, 2015
Role of Sundt Construction, Inc., an Arizona corporation: Defendant · Outcome: Case closed 2015-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
Sundt Corp v. Dynamic Finance Corp. closed
United States Bankruptcy Court, C.D. California · No. 1:97-ap-01540 · Filed Jun 26, 1997 · Closed Jun 3, 1998
Role of Sundt Corp: Plaintiff · Outcome: Case closed 1998-06-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
Sundt Corporation v. Dynamic Finance Corporation closed
United States Bankruptcy Court, C.D. California · No. 1:97-ap-01324 · Filed Apr 30, 1997 · Closed Jun 21, 2002
Role of Sundt Corporation: Plaintiff · Outcome: Case closed 2002-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
Sundt Corp. v. Enterprise Mechanical, Inc. closed
United States Bankruptcy Court, N.D. California · No. 95-04496 · Filed May 25, 1995 · Closed Mar 23, 1999
Role of Sundt Corp.: Plaintiff · Outcome: Case closed 1999-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in the person's filing state (CA)
Ere Erc Ltd v. Actus Corporation/Sundt Corporation closed
United States Bankruptcy Court, S.D. Illinois · No. 92-03006 · Filed Jan 21, 1992 · Closed Sep 24, 1992
Role of Actus Corporation/Sundt Corporation: Defendant · Outcome: Case closed 1992-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 77 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

34 differences found between the filings for Jon C Sundt — 4 worth asking about (compared the newest 50 of 145 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 1, 2013 – Jul 10, 2015

7 offerings reported fewer investors on a later filing

Investor count went down between filings — iCapital Income Opportunities Fund, L.P. · Investor count went down between filings — Altegris Eckhardt Futures Fund, L.P. · Investor count went down between filings — Altegris Paulson Advantage Plus Fund, L.P. · Investor count went down between filings — Altegris Winton Futures Fund, L.P. · Investor count went down between filings — Altegris QIM Futures Fund, L.P. · and 2 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Sources
Worth asking · Feb 1, 2014 – Feb 13, 2015

Form D filed 377 days after the first sale — iCapital Income Opportunities Fund, L.P.

The filing says the first sale was Feb 1, 2014. The Form D was filed Feb 13, 2015 — 377 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 362 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Worth asking · Mar 1, 2014 – Feb 13, 2015

Form D filed 349 days after the first sale — iCapital Multi-Strategy Fund, Ltd.

The filing says the first sale was Mar 1, 2014. The Form D was filed Feb 13, 2015 — 349 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 334 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Worth asking · Feb 19, 2014 – May 22, 2023

23 people are no longer listed on a later amendment

Jon C Sundt is no longer listed on the May 22, 2023 amendment — iCapital Multi-Strategy Fund, Ltd. · Jon C Sundt is no longer listed on the May 22, 2023 amendment — iCapital Income Opportunities Fund, L.P. · Jon C Sundt is no longer listed on the Oct 26, 2015 amendment — APM - Global Macro II Fund, Ltd. · Jon C Sundt is no longer listed on the Oct 26, 2015 amendment — Altegris Global Macro II Fund, L.P. · Jon C Sundt is no longer listed on the Jul 10, 2015 amendment — iCapital Income Opportunities Fund, L.P. · and 18 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Feb 1, 2014 – Feb 19, 2014

Form D filed 18 days after the first sale — iCapital Income Opportunities Fund, L.P.

The filing says the first sale was Feb 1, 2014. The Form D was filed Feb 19, 2014 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Sep 29, 2009 – Feb 13, 2015

41 role changes for the same people across filings

Jon C Sundt's role changed at APM - Global Macro Fund, Ltd.: director → executive officer · Jon C Sundt's role changed at APM - Paulson Advantage Fund, Ltd.: director → executive officer · Jon C Sundt's role changed at APM - Global Macro II Fund, Ltd.: director → executive officer · Jon C Sundt's role changed at iCapital Income Opportunities Fund, L.P.: executive officer, director → executive officer · Jon C Sundt's role changed at iCapital Multi-Strategy Fund, Ltd.: director → executive officer · and 36 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Jun 10, 2010 – Oct 28, 2013

4 offerings changed their target amount between filings

Offering amount changed between filings — Altegris Long Short Alpha Fund, Ltd. · Offering amount changed between filings — APM - Equity Long Short Fund, Ltd. · Offering amount changed between filings — Altegris Equity Long Short Fund L P · Offering amount lowered between filings — APM Valhalla Resources Fund LLC

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Mar 1, 2010 – Oct 28, 2013

No amendment in the last 12 months on an offering that may still be open — APM - Paulson Advantage Plus Fund, Ltd. (latest filing Oct 28, 2013)

The latest filing for this offering is dated Oct 28, 2013 (first sale Mar 1, 2010). It reports $7,216,635 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 1, 2010 – Oct 28, 2013

No amendment in the last 12 months on an offering that may still be open — Altegris Emerging Markets Fund LP (latest filing Oct 28, 2013)

The latest filing for this offering is dated Oct 28, 2013 (first sale Dec 1, 2010). It reports $18,216,332 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Oct 17, 2019 – Nov 21, 2024

7 address changes between filings

Address moved from La Jolla, CA to San Juan Capistrano, CA — Altegris Winton Futures Fund, L.P. · Address moved from Kyle, NY to New York, NY — iCapital Millennium Fund LP · Address moved from La Jolla, CA to New York, NY — iCapital Income Opportunities Fund, L.P. · Address moved from La Jolla, CA to New York, NY — iCapital Multi-Strategy Fund, Ltd. · Address moved from La Jolla, CA to New York, NY — iCapital Multi-Strategy Fund, L.P. · and 2 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Note · May 6, 2009 – Oct 28, 2013

19 issuers changed their reported size band between filings

Reported net asset value range changed between filings — Altegris Winton Futures Fund, L.P. · Reported net asset value range changed between filings — APM - Equity Long Short Fund, Ltd. · Reported net asset value range changed between filings — Altegris Equity Long Short Fund L P · Reported net asset value range changed between filings — APM Valhalla Resources Fund LLC · Reported net asset value range changed between filings — APM - Global Macro II Fund, Ltd. · and 14 more

What this means The size band is self-reported. Ask for current numbers.

Sources
Note · Mar 13, 2014 – May 22, 2023

Minimum investment changed between filings — iCapital Multi-Strategy Fund, Ltd.

The Mar 13, 2014 filing lists a minimum of $100,000; the May 22, 2023 Form D/A lists $41,817.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 19, 2014 – May 22, 2023

Minimum investment changed between filings — iCapital Income Opportunities Fund, L.P.

The Feb 19, 2014 filing lists a minimum of $250,000; the May 22, 2023 Form D/A lists $50,766.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 13, 2015 – Oct 26, 2015

Minimum investment changed between filings — APM - Global Macro II Fund, Ltd.

The Feb 13, 2015 filing lists a minimum of $100,000; the Oct 26, 2015 Form D/A lists $62,500.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 13, 2015 – Jul 10, 2015

Minimum investment changed between filings — iCapital Income Opportunities Fund, L.P.

The Feb 13, 2015 filing lists a minimum of $250,000; the Jul 10, 2015 Form D/A lists $50,766.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 13, 2015 – Jul 10, 2015

Minimum investment changed between filings — iCapital Multi-Strategy Fund, Ltd.

The Feb 13, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $41,817.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 13, 2015 – Jul 10, 2015

Minimum investment changed between filings — iCapital Multi-Strategy Fund, L.P.

The Feb 13, 2015 filing lists a minimum of $250,000; the Jul 10, 2015 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 13, 2015 – Jul 10, 2015

Minimum investment changed between filings — APM - Paulson Advantage Fund, Ltd.

The Feb 13, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 13, 2015 – Jul 10, 2015

Minimum investment changed between filings — APM - Global Macro Fund, Ltd.

The Feb 13, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $50,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 6, 2015 – Jul 10, 2015

Minimum investment changed between filings — Altegris Paulson Advantage Plus Fund, L.P.

The Feb 6, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $94,130.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 3, 2015 – Jul 10, 2015

Minimum investment changed between filings — Altegris Winton Futures Fund, L.P.

The Feb 3, 2015 filing lists a minimum of $10,000; the Jul 10, 2015 Form D/A lists $3,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 3, 2015 – Jul 10, 2015

Minimum investment changed between filings — Altegris Willowbridge Macro Fund LP

The Feb 3, 2015 filing lists a minimum of $50,000; the Jul 10, 2015 Form D/A lists $14,904.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 3, 2015 – Jul 10, 2015

Minimum investment changed between filings — Altegris Visium Fund, Ltd.

The Feb 3, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $17,485.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 3, 2015 – Jul 10, 2015

Minimum investment changed between filings — ALTEGRIS RENAISSANCE IE FUND, LP

The Feb 3, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $19,418.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 3, 2015 – Jul 10, 2015

Minimum investment changed between filings — Altegris QIM Futures Fund, L.P.

The Feb 3, 2015 filing lists a minimum of $10,000; the Jul 10, 2015 Form D/A lists $5,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 3, 2015 – Jul 10, 2015

Minimum investment changed between filings — Altegris Paulson Advantage Fund LP

The Feb 3, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $54,472.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 2, 2015 – Jul 10, 2015

Minimum investment changed between filings — iCapital Millennium Fund, Ltd.

The Feb 2, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $1,600.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 2, 2015 – Jul 10, 2015

Minimum investment changed between filings — iCapital Millennium Fund LP

The Feb 2, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $20,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 2, 2015 – Jul 10, 2015

Minimum investment changed between filings — Altegris Hayman Capital Fund Ltd

The Feb 2, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $39,400.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 2, 2015 – Jul 10, 2015

Minimum investment changed between filings — Altegris Hayman Capital Fund LP

The Feb 2, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $16,331.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 2, 2015 – Jul 10, 2015

Minimum investment changed between filings — Altegris Global Macro Fund, L.P.

The Feb 2, 2015 filing lists a minimum of $100,000; the Jul 10, 2015 Form D/A lists $33,092.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 2, 2015 – Jul 10, 2015

Minimum investment changed between filings — Altegris Eckhardt Futures Fund, L.P.

The Feb 2, 2015 filing lists a minimum of $10,000; the Jul 10, 2015 Form D/A lists $8,100.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 2, 2015 – Jul 10, 2015

Minimum investment changed between filings — Altegris Aventis Commodities Fund, L.P.

The Feb 2, 2015 filing lists a minimum of $50,000; the Jul 10, 2015 Form D/A lists $13,697.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Oct 1, 2013 – Feb 2, 2015

Minimum investment changed between filings — Altegris Global Macro Fund, L.P.

The Oct 1, 2013 filing lists a minimum of $250,000; the Feb 2, 2015 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 145 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

6 of 32 offerings report sales commissions totalling $2,578,066; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 13, 2015 D/A
iCapital Multi-Strategy Fund, L.P.
File 021-126432
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Comprehensive Asset Management and Servicing, Inc. (CRD 43814 ↗)

more than 5 no CRD number reported
via Hightower Securities, LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via Avondale Partners, LLC. (CRD 46838 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Money Concepts Capital Corp. (CRD 12963 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)
EDGAR ↗
Feb 13, 2015 D/A
APM - Global Macro Fund, Ltd.
File 021-138553
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via Arete Wealth Management, LLC (CRD 44856 ↗)
EDGAR ↗
Feb 13, 2015 D/A
APM - Paulson Advantage Fund, Ltd.
File 021-139261
$8,873$0$0more than 5 no CRD number reported
via Altegris Investments Inc (CRD 8258 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research Inc (CRD 39543 ↗)

more than 5 no CRD number reported
via Capital Guardian, LLC (CRD 137919 ↗)

more than 5 no CRD number reported
via Commonwealth Financial Network (CRD 8032 ↗)

more than 5 no CRD number reported
via Hightower Securities LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via Lara, May & Associates, LLC (CRD 145589 ↗)

more than 5 no CRD number reported
via LPL Financial LLC (CRD 6413 ↗)

more than 5 no CRD number reported
via Madison Avenue Securities (CRD 23224 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)
EDGAR ↗
Feb 13, 2015 D/A
APM - Global Macro II Fund, Ltd.
File 021-144493
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc (CRD 8258 ↗)

more than 5 no CRD number reported
via Capital Guardian, LLC (CRD 137919 ↗)

more than 5 no CRD number reported
via Hightower Securities, LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research (CRD 39543 ↗)

more than 5 no CRD number reported
via LPL Financial LLC (CRD 6413 ↗)

more than 5 no CRD number reported
via Madison Avenue Securities, Inc. (CRD 23224 ↗)

morethan 5 no CRD number reported
via Commonwealth Financial Network (CRD 8032 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)
EDGAR ↗
Feb 13, 2015 D
iCapital Multi-Strategy Fund, Ltd.
File 021-234108
$0$0$0more than 5 no CRD number reported
via Altegris Investments Inc (CRD 8258 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Taylor Capital Management, Inc. (CRD 43559 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via Money Concepts Capital Corp. (CRD 12963 ↗)
EDGAR ↗
Feb 13, 2015 D
iCapital Income Opportunities Fund, L.P.
File 021-234109
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc (CRD 8258 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via Taylor Capital Management, Inc. (CRD 43559 ↗)
EDGAR ↗
Feb 6, 2015 D/A
Altegris Paulson Advantage Plus Fund, L.P.
File 021-134793
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Glen Eagle Advisors LLC (CRD 124504 ↗)

more than 5 no CRD number reported
via Lara, May & Associates, LLC (CRD 145589 ↗)

morethan 5 no CRD number reported
via Arete Wealth Management, LLC (CRD 44856 ↗)

more than 5 no CRD number reported
via Capital Guardian, LLC (CRD 137919 ↗)

more than 5 no CRD number reported
via Hightower Securities, LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via LPL Financial (CRD 6413 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 4448 ↗)
EDGAR ↗
Feb 3, 2015 D/A
Altegris Winton Futures Fund, L.P.
File 021-49060
$2,207,544$0$0more than 5 no CRD number reported
via Altegris Investments Inc (CRD 8258 ↗)

more than 5 no CRD number reported
via Commonwealth Financial Network (CRD 8032 ↗)

more than 5 no CRD number reported
via Uhlmann Price Securities LLC (CRD 42854 ↗)

more than 5 no CRD number reported
via Arete Wealth Management LLC (CRD 44856 ↗)

morethan 5 no CRD number reported
via Polar Investment Counsel Inc (CRD 42847 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research Inc (CRD 39543 ↗)

more than 5 no CRD number reported
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)

more than 5 no CRD number reported
via VSR Financial Services Inc (CRD 14503 ↗)

more than 5 no CRD number reported
via Financial West Investment Group Inc (CRD 16668 ↗)

more than 5 no CRD number reported
via Berthel Fisher & Company Financial Services (CRD 13609 ↗)

more than 5 no CRD number reported
via Girard Securities (CRD 18697 ↗)

more than 5 no CRD number reported
via Cascade Financial Management Inc (CRD 119030 ↗)

more than 5 no CRD number reported
via LPL Financial (CRD 6413 ↗)

more than 5 no CRD number reported
via Cetera Advisors LLC (Multi-Fincl) (CRD 10299 ↗)

more than 5 no CRD number reported
via SII Investments Inc (CRD 2225 ↗)

more than 5 no CRD number reported
via Sunbelt Securities (CRD 42180 ↗)

more than 5 no CRD number reported
via Wunderlich Securities (CRD 2543 ↗)

more than 5 no CRD number reported
via Investment Centers of America Inc (CRD 16443 ↗)

more than 5 no CRD number reported
via National Planning Corporation (CRD 29604 ↗)

more than 5 no CRD number reported
via Cetera Advisor Networks LLC (FNIC) (CRD 13572 ↗)

more than 5 no CRD number reported
via First Independent Financial Services, Inc,. (CRD 128904 ↗)

more than 5 no CRD number reported
via FSC Securities Corporation (CRD 7461 ↗)

more than 5 no CRD number reported
via Geneos Wealth Management, Inc (CRD 120894 ↗)

more than 5 no CRD number reported
via Glen Eagle Advisors LLC (CRD 124504 ↗)

more than 5 no CRD number reported
via Independent Financial Group, LLC (CRD 7717 ↗)

more than 5 no CRD number reported
via Invest Financial Corporation (CRD 12984 ↗)

more than 5 no CRD number reported
via Lara, May & Associates (CRD 145589 ↗)

more than 5 no CRD number reported
via Madison Avenue Securities, Inc. (CRD 23224 ↗)

more than 5 no CRD number reported
via Money Concepts Capital Group (CRD 12963 ↗)

more than 5 no CRD number reported
via Spire Securities, LLC (CRD 144131 ↗)

more than 5 no CRD number reported
via Sterne, Agee & Leach, Inc. (CRD 791 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via Triad Advisors, Inc. (CRD 25803 ↗)

more than 5 no CRD number reported
via WFG Investments, Inc. (CRD 22704 ↗)

more than 5 no CRD number reported
via Comprehensive Asset Management and Servicing, Inc. (CRD 43814 ↗)

more than 5 no CRD number reported
via Investment Architects, Inc. (CRD 17774 ↗)

more than 5 no CRD number reported
via Capital Guardian LLC (CRD 137919 ↗)

more than 5 no CRD number reported
via Hightower Securities LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via J. P. Turner & Company, LLC (CRD 43177 ↗)

more than 5 no CRD number reported
via Kovack Securities Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via Mid Atlantic Capital Corporation (CRD 10674 ↗)

more than 5 no CRD number reported
via Oppenheimer & Co. Inc. (CRD 249 ↗)

more than 5 no CRD number reported
via Titan Securities (CRD 131392 ↗)

more than 5 no CRD number reported
via FMN Capital Corporation (CRD 38105 ↗)

more than 5 no CRD number reported
via Foothill Securities Inc (CRD 1027 ↗)

more than 5 no CRD number reported
via NFP Securities, INc. (CRD 42046 ↗)

more than 5 no CRD number reported
via Royal Alliance Associates, Inc (CRD 23131 ↗)

more than 5 no CRD number reported
via Sagepoint Financial, Inc. (CRD 133763 ↗)

more than 5 no CRD number reported
via Whitehall-Parker Securities, Inc. (CRD 10608 ↗)

more than 5 no CRD number reported
via Avondale Partners, LLC (CRD 46838 ↗)

more than 5 no CRD number reported
via First Allied Securities, Inc. (CRD 32444 ↗)

more than 5 no CRD number reported
via Accelerated Capital Group (CRD 41270 ↗)

more than 5 no CRD number reported
via Crown Capital Securities, L.P. (CRD 6312 ↗)

more than 5 no CRD number reported
via Lincoln Investment (CRD 519 ↗)

more than 5 no CRD number reported
via M Holdings Securities, Inc. (CRD 43285 ↗)

more than 5 no CRD number reported
via Woodbury Financial Services, Inc. (CRD 421 ↗)

more than 5 no CRD number reported
via Broker Dealer Financial Services Corp (CRD 8073 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via B C Ziegler (CRD 61 ↗)

more than 5 no CRD number reported
via Keystone Capital Corporation (CRD 10722 ↗)
EDGAR ↗
Feb 3, 2015 D/A
Altegris QIM Futures Fund, L.P.
File 021-134557
$265,665$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Madison Avenue Securities, Inc. (CRD 23224 ↗)

more than 5 no CRD number reported
via Commonwealth Financial Network (CRD 8032 ↗)

more than 5 no CRD number reported
via Comprehensive Asset Management and Servicing, Inc. (CRD 43814 ↗)

more than 5 no CRD number reported
via Girard Securities, Inc. (CRD 18697 ↗)

more than 5 no CRD number reported
via Investment Architects, Inc. (CRD 17774 ↗)

more than 5 no CRD number reported
via Money Concepts Capital Corp (CRD 12963 ↗)

more than 5 no CRD number reported
via WFG Investments, Inc. (CRD 22704 ↗)

more than 5 no CRD number reported
via Arete Wealth Management, LLC (CRD 44856 ↗)

more than 5 no CRD number reported
via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research, Inc. (CRD 39543 ↗)

more than 5 no CRD number reported
via Capital Guardian, LLC (CRD 137919 ↗)

more than 5 no CRD number reported
via Cascade Financial Management, Inc. (CRD 119030 ↗)

more than 5 no CRD number reported
via Financial West Group (CRD 16668 ↗)

more than 5 no CRD number reported
via Glen Eagle Advisors, LLC (CRD 124504 ↗)

more than 5 no CRD number reported
via Hightower Securities, LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via Lara, May & Associates, LLC (CRD 145589 ↗)

more than 5 no CRD number reported
via LPL Financial Corporation (CRD 6413 ↗)

more than 5 no CRD number reported
via Mid Atlantic Capital Corporation (CRD 10674 ↗)

more than 5 no CRD number reported
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)

more than 5 no CRD number reported
via Sunbelt Securities, Inc. (CRD 42180 ↗)

more than 5 no CRD number reported
via Triad Advisors, Inc. (CRD 25803 ↗)

more than 5 no CRD number reported
via VSR Financial Services, Inc. (CRD 14503 ↗)

more than 5 no CRD number reported
via Wunderlich Securities, Inc. (CRD 2543 ↗)

more than 5 no CRD number reported
via Invest Financial Corporation (CRD 12984 ↗)

more than 5 no CRD number reported
via SII Investents, Inc. (CRD 2225 ↗)

more than 5 no CRD number reported
via Accelerated Capital Group (CRD 41270 ↗)

more than 5 no CRD number reported
via Crown Capital Securities, L.P. (CRD 6312 ↗)

more than 5 no CRD number reported
via National Planning Corporation (CRD 29604 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via Lincoln Investment (CRD 519 ↗)

more than 5 no CRD number reported
via Broker Dealer Financial Services Corp (CRD 8073 ↗)

more than 5 no CRD number reported
via Investment Centers of America Inc. (CRD 16443 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)
EDGAR ↗
Feb 3, 2015 D/A
Altegris Paulson Advantage Fund LP
File 021-134791
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Commonwealth Financial Network (CRD 8032 ↗)

more than 5 no CRD number reported
via Glen Eagle Advisors LLC (CRD 124504 ↗)

more than 5 no CRD number reported
via Lara, May & Associates (CRD 145589 ↗)

morethan 5 no CRD number reported
via WFG Investments, Inc. (CRD 22704 ↗)

more than 5 no CRD number reported
via Arete Wealth Management, LLC (CRD 44856 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research, Inc. (CRD 39543 ↗)

more than 5 no CRD number reported
via Capital Guardian, LLC (CRD 137919 ↗)

more than 5 no CRD number reported
via Hightower Securities, LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via LPL Financial (CRD 6413 ↗)

morethan 5 no CRD number reported
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via Madison Avenue Securities, Inc. (CRD 23224 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)
EDGAR ↗
Feb 3, 2015 D/A
ALTEGRIS RENAISSANCE IE FUND, LP
File 021-189621
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Hightower Securities LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Money Concepts Capital Corp. (CRD 12963 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)
EDGAR ↗
Feb 3, 2015 D/A
Altegris Visium Fund, Ltd.
File 021-194362
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Hightower Securities LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via Money Concepts Capital Corp. (CRD 12963 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)
EDGAR ↗
Feb 3, 2015 D/A
Altegris Willowbridge Macro Fund LP
File 021-195845
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Hightower Securities LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research Inc. (CRD 39543 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Lincoln Investment (CRD 519 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)
EDGAR ↗
Feb 2, 2015 D/A
Altegris Global Macro Fund, L.P.
File 021-131863
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Arete Wealth Management LLC (CRD 44856 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)
EDGAR ↗
Feb 2, 2015 D/A
Altegris Eckhardt Futures Fund, L.P.
File 021-131900
$15,225$0$0more than 5 no CRD number reported
via Altegris Investments, Inc (CRD 8258 ↗)

more than 5 no CRD number reported
via Cascade Financial Management, Inc (CRD 119030 ↗)

more than 5 no CRD number reported
via Money Concepts Capital Corp (CRD 12963 ↗)

more than 5 no CRD number reported
via Commonwealth Financial Network (CRD 8032 ↗)

more than 5 no CRD number reported
via Madison Avenue Securities, Inc. (CRD 23224 ↗)

more than 5 no CRD number reported
via Arete Wealth Management, LLC (CRD 44856 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research, Inc., (CRD 39543 ↗)

more than 5 no CRD number reported
via Capital Guardian, LLC (CRD 137919 ↗)

more than 5 no CRD number reported
via Hightower Securities, LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)

more than 5 no CRD number reported
via Avondale Partners, LLC (CRD 46838 ↗)

more than 5 no CRD number reported
via Accelerated Capital Group (CRD 41270 ↗)

more than 5 no CRD number reported
via Comprehensive Asset Management and Servicing, Inc. (CRD 43814 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)
EDGAR ↗
Feb 2, 2015 D/A
Altegris Global Macro II Fund, L.P.
File 021-140119
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research, Inc. (CRD 39543 ↗)

more than 5 no CRD number reported
via Capital Guardian, LLC (CRD 137919 ↗)

more than 5 no CRD number reported
via Hightower Securities, LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)

more than 5 no CRD number reported
via Commonwealth Financial Network (CRD 8032 ↗)

more than 5 no CRD number reported
via LPL Financial LLC (CRD 6413 ↗)

more than 5 no CRD number reported
via Madison Avenue Securities, Inc. (CRD 23224 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)
EDGAR ↗
Feb 2, 2015 D/A
iCapital Millennium Fund LP
File 021-169471
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Commonwealth Financial Network (CRD 8032 ↗)

more than 5 no CRD number reported
via Hightower Securities, LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research Inc (CRD 39543 ↗)

more than 5 no CRD number reported
via LPL Financial Corporation (CRD 6413 ↗)

more than 5 no CRD number reported
via Money Concepts Capital Corp. (CRD 12963 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via Dominick & Dominick LLC (CRD 7344 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)
EDGAR ↗
Feb 2, 2015 D/A
iCapital Millennium Fund, Ltd.
File 021-172760
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc (CRD 8258 ↗)

more than 5 no CRD number reported
via Commonwewalth Financial Network (CRD 8032 ↗)

more than 5 no CRD number reported
via Hightower Securities LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research Inc (CRD 39543 ↗)

more than 5 no CRD number reported
via Money Concepts Capital Corp. (CRD 12963 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)
EDGAR ↗
Feb 2, 2015 D/A
Altegris Aventis Commodities Fund, L.P.
File 021-185158
$50,302$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Comprehensive Asset Management and Servicing, Inc. (CRD 43814 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)
EDGAR ↗
Feb 2, 2015 D/A
Altegris Hayman Capital Fund LP
File 021-195842
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research Inc. (CRD 39543 ↗)

more than 5 no CRD number reported
via Hightower Securities LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via LPL Financial Corporation (CRD 6413 ↗)

more than 5 no CRD number reported
via Glen Eagle Advisors, LLC (CRD 124504 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Money Concepts Capital Corp. (CRD 12963 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 4448 ↗)
EDGAR ↗
Feb 2, 2015 D/A
Altegris Hayman Capital Fund Ltd
File 021-197478
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc. (CRD 8258 ↗)

more than 5 no CRD number reported
via Cambridge Investment Research Inc. (CRD 39543 ↗)

more than 5 no CRD number reported
via Hightower Securities LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via Kovack Securities, Inc. (CRD 44848 ↗)

more than 5 no CRD number reported
via LPL Financial Corporation (CRD 6413 ↗)

more than 5 no CRD number reported
via March Capital Corp. (CRD 24142 ↗)

more than 5 no CRD number reported
via Money Concepts Capital Corp. (CRD 12963 ↗)

more than 5 no CRD number reported
via Stifel, Nicolaus & Company, Incorporated (CRD 793 ↗)
EDGAR ↗
Mar 13, 2014 D
iCapital Multi-Strategy Fund, Ltd.
File 021-213524
$0$0$0more than 5 no CRD number reported
via Altegris Investments Inc (CRD 8258 ↗)
EDGAR ↗
Feb 19, 2014 D
iCapital Income Opportunities Fund, L.P.
File 021-212155
$0$0$0more than 5 no CRD number reported
via Altegris Investments, Inc (CRD 8258 ↗)
EDGAR ↗
Oct 28, 2013 D/A
APM - Paulson Advantage Plus Fund, Ltd.
File 021-139263
$0$0$0more than 5 no CRD number reported
via Altegris Investments Inc (CRD 8258 ↗)

more than 5 no CRD number reported
via Capital Guardian, LLC (CRD 137919 ↗)

more than 5 no CRD number reported
via Corinthian Partners LLC (CRD 38912 ↗)

more than 5 no CRD number reported
via Glen Eagle Advisors LLC (CRD 124504 ↗)

more than 5 no CRD number reported
via Hightower Securities LLC (CRD 116681 ↗)

more than 5 no CRD number reported
via LPL Financial LLC (CRD 6413 ↗)

more than 5 no CRD number reported
via Arete Wealth Management, LLC (CRD 44856 ↗)
EDGAR ↗
Oct 28, 2013 D/A
Altegris Emerging Markets Fund LP
File 021-151335
$0$0$0more than 5 no CRD number reported
via Altegris Investments Inc (CRD 8258 ↗)

more than 5 no CRD number reported
via Avondale Partners, LLC (CRD 46838 ↗)

more than 5 no CRD number reported
via Hightower Securities LLC (CRD 116681 ↗)
EDGAR ↗
Oct 28, 2013 D/A
Altegris Long Short Alpha Fund, Ltd.
File 021-154678
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2013 D/A
APM Valhalla Resources Fund LLC
File 021-65574
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2013 D/A
Altegris Equity Long Short Fund L P
File 021-65672
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2013 D/A
APM-Pinehurst Partners Fund, L.P.
File 021-132139
$0$0$0None listed on this filingEDGAR ↗
Oct 3, 2013 D/A
APM - Equity Long Short Fund, Ltd.
File 021-140117
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2013 D/A
Altegris Long Short Alpha Fund,L.P.
File 021-147539
$0$0$0None listed on this filingEDGAR ↗
May 5, 2009 D
CLARKE WORLDWIDE FUND LP
File 021-48958
$30,457$0$0more than 5 no CRD number reported
via Altegris Investments (CRD 8258 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 30

Every issuer that named Jon C Sundt on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Icapital

iCapital Income Opportunities Fund, L.P.

New York, NY · Feb 19, 2014 → Feb 13, 2015 · 2 filings
  • Feb 13, 2015 · D · $26,996,356 sold of Indefinite · 103 investors · min. $250,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Feb 19, 2014 · D · $3,903,098 sold of Indefinite · 12 investors · min. $250,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗

Raised $53.4M from 128 investors as of the latest filing. Jon is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Icapital

iCapital Multi-Strategy Fund, Ltd.

New York, NY · Mar 13, 2014 → Feb 13, 2015 · 2 filings
  • Feb 13, 2015 · D · $26,205,421 sold of Indefinite · 97 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Mar 13, 2014 · D · $5,451,486 sold of Indefinite · 18 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗

Raised $457.9M from 876 investors as of the latest filing. Jon is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Icapital

iCapital Multi-Strategy Fund, L.P.

New York, NY · Jan 20, 2010 → Feb 13, 2015 · 7 filings
  • Feb 13, 2015 · D/A · $120,433,688 sold of Indefinite · 315 investors · min. $250,000 · role: Executive Officer (President & Director of Issuer's General Partner) EDGAR ↗
  • Feb 3, 2015 · D/A · $120,433,688 sold of Indefinite · 315 investors · min. $250,000 · role: Executive Officer (President & Director of Issuer's General Partner) EDGAR ↗
  • Oct 1, 2013 · D/A · $73,717,580 sold of Indefinite · 208 investors · min. $250,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • Sep 25, 2012 · D/A · $39,822,410 sold of Indefinite · 111 investors · min. $250,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Oct 6, 2011 · D/A · $20,689,405 sold of Indefinite · 37 investors · min. $250,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Oct 18, 2010 · D/A · $16,425,551 sold of Indefinite · 24 investors · min. $250,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Jan 20, 2010 · D/A · $15,150,551 sold of Indefinite · 18 investors · min. $250,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗

Raised $545.1M from 1,397 investors as of the latest filing. Jon is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

APM - Paulson Advantage Fund, Ltd.

La Jolla, CA · Mar 4, 2010 → Feb 13, 2015 · 6 filings
  • Feb 13, 2015 · D/A · $16,460,896 sold of Indefinite · 63 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of the Issuer's General Partner) EDGAR ↗
  • Oct 28, 2013 · D/A · $15,929,277 sold of Indefinite · 58 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 1, 2013 · D/A · $15,929,277 sold of Indefinite · 65 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 13, 2012 · D/A · $14,903,818 sold of Indefinite · 52 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 25, 2011 · D/A · $10,327,644 sold of Indefinite · 25 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Mar 4, 2010 · D · $9,022,452 sold of Indefinite · 31 investors · min. $100,000 · role: Executive Officer (President of Issuer's Sponsor) EDGAR ↗

Raised $16.6M from 65 investors as of the latest filing. Jon is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

APM - Global Macro Fund, Ltd.

La Jolla, CA · Feb 8, 2010 → Feb 13, 2015 · 6 filings
  • Feb 13, 2015 · D/A · $19,657,645 sold of Indefinite · 61 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of the Issuer's General Partner) EDGAR ↗
  • Oct 28, 2013 · D/A · $19,157,645 sold of Indefinite · 57 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 1, 2013 · D/A · $17,982,646 sold of Indefinite · 47 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 2, 2012 · D/A · $13,597,452 sold of Indefinite · 41 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 1, 2011 · D/A · $12,647,452 sold of Indefinite · 36 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 8, 2010 · D · $3,625,000 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer (President of Issuer's Sponsor) EDGAR ↗

Raised $19.7M from 61 investors as of the latest filing. Jon is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

APM - Global Macro II Fund, Ltd.

La Jolla, CA · Jul 6, 2010 → Feb 13, 2015 · 6 filings
  • Feb 13, 2015 · D/A · $20,138,000 sold of Indefinite · 47 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of the Issuer's General Partner) EDGAR ↗
  • Oct 28, 2013 · D/A · $19,415,000 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 3, 2013 · D/A · $19,415,000 sold of Indefinite · 40 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 5, 2012 · D/A · $5,422,000 sold of Indefinite · 33 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2011 · D/A · $3,447,000 sold of Indefinite · 20 investors · min. $100,000 · role: Director EDGAR ↗
  • Jul 6, 2010 · D · $1,225,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗

Raised $20.1M from 47 investors as of the latest filing. Jon is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Paulson Advantage Plus Fund, L.P.

La Jolla, CA · Sep 28, 2009 → Feb 6, 2015 · 8 filings
  • Feb 6, 2015 · D/A · $32,329,737 sold of Indefinite · 110 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 1, 2013 · D/A · $31,717,621 sold of Indefinite · 116 investors · min. $100,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • Sep 25, 2012 · D/A · $31,706,707 sold of Indefinite · 115 investors · min. $100,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Oct 6, 2011 · D/A · $31,656,707 sold of Indefinite · 115 investors · min. $100,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Oct 18, 2010 · D/A · $22,734,973 sold of Indefinite · 83 investors · min. $100,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Jan 14, 2010 · D/A · $10,900,000 sold of Indefinite · 39 investors · min. $100,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Oct 2, 2009 · D/A · $1,150,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer (President of Issuer) EDGAR ↗
  • Sep 28, 2009 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (President of Issuer) EDGAR ↗

Raised $32.3M from 116 investors as of the latest filing. Jon is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Visium Fund, Ltd.

La Jolla, CA · Apr 2, 2013 → Feb 3, 2015 · 3 filings
  • Feb 3, 2015 · D/A · $14,373,523 sold of Indefinite · 75 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 28, 2013 · D/A · $8,419,933 sold of Indefinite · 53 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Apr 2, 2013 · D · $2,700,000 sold of Indefinite · 10 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗

Raised $14.5M from 77 investors as of the latest filing. Jon is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Winton Futures Fund, L.P.

San Juan Capistrano, CA · May 8, 2009 → Feb 3, 2015 · 8 filings
  • Feb 3, 2015 · D/A · $1,290,075,154 sold of Indefinite · 12,535 investors · min. $10,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 28, 2013 · D/A · $1,258,294,442 sold of Indefinite · 15,128 investors · min. $10,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • May 8, 2013 · D/A · $1,216,499,177 sold of Indefinite · 13,801 investors · min. $10,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗
  • May 2, 2012 · D/A · $1,138,530,482 sold of Indefinite · 12,893 investors · min. $10,000 · role: Director (Director of Issuer's GP) EDGAR ↗
  • May 3, 2011 · D/A · $874,519,363 sold of Indefinite · 10,489 investors · min. $10,000 · role: Director (Director of Issuer's GP) EDGAR ↗
  • Sep 14, 2010 · D/A · $770,133,813 sold of Indefinite · 8,743 investors · min. $10,000 · role: Director (Director of Issuer's GP) EDGAR ↗
  • Nov 27, 2009 · D/A · $608,245,021 sold of Indefinite · 5,674 investors · min. $10,000 · role: Director (Director of Issuer's GP) EDGAR ↗
  • May 8, 2009 · D · $441,766,471 sold of Indefinite · 3,974 investors · min. $10,000 · role: Director (Director of Issuer's GP) EDGAR ↗

Raised $1.34B from 15,128 investors as of the latest filing. Jon is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

ALTEGRIS RENAISSANCE IE FUND, LP

La Jolla, CA · Jan 7, 2013 → Feb 3, 2015 · 3 filings
  • Feb 3, 2015 · D/A · $38,549,716 sold of Indefinite · 130 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 28, 2013 · D/A · $22,945,463 sold of Indefinite · 107 investors · min. $100,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • Jan 7, 2013 · D · $3,352,480 sold of Indefinite · 18 investors · min. $100,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗

Raised $50.6M from 165 investors as of the latest filing. Jon is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris QIM Futures Fund, L.P.

La Jolla, CA · Sep 18, 2009 → Feb 3, 2015 · 8 filings
  • Feb 3, 2015 · D/A · $224,976,478 sold of Indefinite · 2,887 investors · min. $10,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Sep 24, 2013 · D/A · $220,218,004 sold of Indefinite · 2,897 investors · min. $10,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • Sep 25, 2012 · D/A · $194,966,999 sold of Indefinite · 2,554 investors · min. $10,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Oct 6, 2011 · D/A · $168,397,741 sold of Indefinite · 2,303 investors · min. $10,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Oct 8, 2010 · D/A · $118,230,056 sold of Indefinite · 1,589 investors · min. $10,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Jan 12, 2010 · D/A · $34,795,623 sold of Indefinite · 334 investors · min. $10,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Oct 7, 2009 · D/A · $8,351,646 sold of Indefinite · 51 investors · min. $10,000 · role: Executive Officer (President of Issuer's General Partner) EDGAR ↗
  • Sep 18, 2009 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (President of General Partner) EDGAR ↗

Raised $234.9M from 2,963 investors as of the latest filing. Jon is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Paulson Advantage Fund LP

La Jolla, CA · Sep 28, 2009 → Feb 3, 2015 · 9 filings
  • Feb 3, 2015 · D/A · $39,485,680 sold of Indefinite · 176 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 1, 2013 · D/A · $38,551,426 sold of Indefinite · 165 investors · min. $100,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • Sep 25, 2012 · D/A · $38,051,426 sold of Indefinite · 164 investors · min. $100,000 · role: Executive Officer (President of General Partner) EDGAR ↗
  • Sep 25, 2012 · D/A · $38,051,426 sold of Indefinite · 164 investors · min. $100,000 · role: Executive Officer (President of General Partner) EDGAR ↗
  • Oct 6, 2011 · D/A · $34,974,426 sold of Indefinite · 153 investors · min. $100,000 · role: Executive Officer (President of General Partner) EDGAR ↗
  • Oct 18, 2010 · D/A · $17,466,596 sold of Indefinite · 84 investors · min. $100,000 · role: Executive Officer (President of General Partner) EDGAR ↗
  • Jan 14, 2010 · D/A · $7,806,200 sold of Indefinite · 33 investors · min. $100,000 · role: Executive Officer (President of General Partner) EDGAR ↗
  • Oct 2, 2009 · D/A · $1,350,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (President of General Partner) EDGAR ↗
  • Sep 28, 2009 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (President of General Partner) EDGAR ↗

Raised $39.5M from 176 investors as of the latest filing. Jon is listed as executive officer, director on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Willowbridge Macro Fund LP

La Jolla, CA · May 1, 2013 → Feb 3, 2015 · 3 filings
  • Feb 3, 2015 · D/A · $13,050,014 sold of Indefinite · 109 investors · min. $50,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 28, 2013 · D/A · $8,049,110 sold of Indefinite · 76 investors · min. $50,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • May 1, 2013 · D · $1,867,330 sold of Indefinite · 18 investors · min. $50,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗

Raised $16.9M from 135 investors as of the latest filing. Jon is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Icapital

iCapital Millennium Fund, Ltd.

New York, NY · Feb 1, 2012 → Feb 2, 2015 · 4 filings
  • Feb 2, 2015 · D/A · $71,078,662 sold of Indefinite · 279 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 28, 2013 · D/A · $38,523,160 sold of Indefinite · 148 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 1, 2013 · D/A · $23,410,232 sold of Indefinite · 75 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 1, 2012 · D · $2,756,865 sold of Indefinite · 11 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗

Raised $311.1M from 638 investors as of the latest filing. Jon is listed as executive officer, director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Icapital

iCapital Millennium Fund LP

New York, NY · Dec 1, 2011 → Feb 2, 2015 · 4 filings
  • Feb 2, 2015 · D/A · $108,593,667 sold of Indefinite · 331 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 28, 2013 · D/A · $66,288,703 sold of Indefinite · 208 investors · min. $100,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • Dec 4, 2012 · D/A · $38,031,120 sold of Indefinite · 127 investors · min. $100,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗
  • Dec 1, 2011 · D · $4,946,000 sold of Indefinite · 15 investors · min. $100,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗

Raised $1.29B from 2,060 investors as of the latest filing. Jon is listed as executive officer, director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Hayman Capital Fund Ltd

La Jolla, CA · Jun 5, 2013 → Feb 2, 2015 · 3 filings
  • Feb 2, 2015 · D/A · $35,020,439 sold of Indefinite · 109 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 28, 2013 · D/A · $30,040,616 sold of Indefinite · 89 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 5, 2013 · D · $6,226,706 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗

Raised $35.4M from 111 investors as of the latest filing. Jon is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Hayman Capital Fund LP

La Jolla, CA · May 1, 2013 → Feb 2, 2015 · 3 filings
  • Feb 2, 2015 · D/A · $69,078,556 sold of Indefinite · 258 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 28, 2013 · D/A · $52,306,652 sold of Indefinite · 202 investors · min. $100,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • May 1, 2013 · D · $1,550,000 sold of Indefinite · 9 investors · min. $100,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗

Raised $70M from 260 investors as of the latest filing. Jon is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Global Macro II Fund, L.P.

La Jolla, CA · Apr 1, 2010 → Feb 2, 2015 · 7 filings
  • Feb 2, 2015 · D/A · $21,173,933 sold of Indefinite · 82 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 1, 2013 · D/A · $19,993,933 sold of Indefinite · 71 investors · min. $100,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • Sep 25, 2012 · D/A · $19,593,933 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Sep 25, 2012 · D/A · $19,593,933 sold of Indefinite · 69 investors · min. $100,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Oct 5, 2011 · D/A · $11,941,855 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Oct 15, 2010 · D/A · $4,593,855 sold of Indefinite · 20 investors · min. $100,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Apr 1, 2010 · D · $1,600,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗

Raised $21.2M from 82 investors as of the latest filing. Jon is listed as executive officer, director on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Global Macro Fund, L.P.

La Jolla, CA · Jun 10, 2009 → Feb 2, 2015 · 8 filings
  • Feb 2, 2015 · D/A · $96,301,615 sold of Indefinite · 315 investors · min. $100,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 1, 2013 · D/A · $95,133,264 sold of Indefinite · 307 investors · min. $250,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • Sep 25, 2012 · D/A · $89,967,909 sold of Indefinite · 287 investors · min. $250,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Oct 5, 2011 · D/A · $82,217,909 sold of Indefinite · 266 investors · min. $250,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Oct 15, 2010 · D/A · $77,361,731 sold of Indefinite · 251 investors · min. $250,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Jan 12, 2010 · D/A · $45,962,220 sold of Indefinite · 146 investors · min. $250,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Oct 7, 2009 · D/A · $23,450,000 sold of Indefinite · 74 investors · min. $250,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Jun 10, 2009 · D · $7,550,000 sold of Indefinite · 14 investors · min. $250,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗

Raised $97.2M from 322 investors as of the latest filing. Jon is listed as executive officer, director on 8 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Eckhardt Futures Fund, L.P.

La Jolla, CA · Jun 11, 2009 → Feb 2, 2015 · 9 filings
  • Feb 2, 2015 · D/A · $47,670,360 sold of Indefinite · 401 investors · min. $10,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 1, 2013 · D/A · $46,557,862 sold of Indefinite · 371 investors · min. $10,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • Sep 25, 2012 · D/A · $44,174,412 sold of Indefinite · 361 investors · min. $10,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Sep 25, 2012 · D/A · $44,174,412 sold of Indefinite · 361 investors · min. $10,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Oct 5, 2011 · D/A · $40,039,030 sold of Indefinite · 300 investors · min. $10,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Oct 12, 2010 · D/A · $11,697,425 sold of Indefinite · 90 investors · min. $10,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Jan 11, 2010 · D/A · $7,212,558 sold of Indefinite · 39 investors · min. $10,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Oct 7, 2009 · D/A · $6,016,683 sold of Indefinite · 14 investors · min. $10,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Jun 11, 2009 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗

Raised $48.8M from 401 investors as of the latest filing. Jon is listed as executive officer, director on 9 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Aventis Commodities Fund, L.P.

La Jolla, CA · Oct 9, 2012 → Feb 2, 2015 · 3 filings
  • Feb 2, 2015 · D/A · $21,574,087 sold of Indefinite · 164 investors · min. $50,000 · role: Executive Officer (President, CEO & Manager of Issuer's General Partner) EDGAR ↗
  • Oct 1, 2013 · D/A · $19,329,598 sold of Indefinite · 144 investors · min. $50,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • Oct 9, 2012 · D · $11,469,937 sold of Indefinite · 78 investors · min. $50,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗

Raised $22.2M from 171 investors as of the latest filing. Jon is listed as executive officer, director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

APM - Paulson Advantage Plus Fund, Ltd.

La Jolla, CA · Mar 4, 2010 → Oct 28, 2013 · 5 filings
  • Oct 28, 2013 · D/A · $7,216,635 sold of Indefinite · 33 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 1, 2013 · D/A · $7,216,635 sold of Indefinite · 33 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 15, 2012 · D/A · $6,716,635 sold of Indefinite · 29 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 25, 2011 · D/A · $5,916,635 sold of Indefinite · 26 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Mar 4, 2010 · D · $3,174,235 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (President of Issuer's Sponsor) EDGAR ↗

Raised $7.22M from 33 investors as of the latest filing. Jon is listed as director, executive officer on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Long Short Alpha Fund, Ltd.

La Jolla, CA · Feb 1, 2011 → Oct 28, 2013 · 4 filings
  • Oct 28, 2013 · D/A · $10,960,328 sold of $10,960,328 · 68 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 1, 2013 · D/A · $10,960,328 sold of Indefinite · 68 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 1, 2012 · D/A · $9,743,262 sold of Indefinite · 53 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Feb 1, 2011 · D · $1,707,622 sold of Indefinite · 8 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗

Raised $11M from 68 investors (100% of the $11M target) as of the latest filing. Jon is listed as director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Emerging Markets Fund LP

La Jolla, CA · Dec 3, 2010 → Oct 28, 2013 · 4 filings
  • Oct 28, 2013 · D/A · $18,216,332 sold of Indefinite · 98 investors · min. $100,000 · role: Executive Officer, Director (President & Director of Issuer's General Partner) EDGAR ↗
  • Dec 4, 2012 · D/A · $17,771,203 sold of Indefinite · 65 investors · min. $100,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗
  • Nov 30, 2011 · D/A · $17,171,203 sold of Indefinite · 63 investors · min. $100,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗
  • Dec 3, 2010 · D · $1,050,000 sold of Indefinite · 5 investors · min. $100,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗

Raised $18.2M from 98 investors as of the latest filing. Jon is listed as executive officer, director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

APM - Equity Long Short Fund, Ltd.

La Jolla, CA · Apr 1, 2010 → Oct 3, 2013 · 3 filings
  • Oct 3, 2013 · D/A · $2,231,000 sold of $2,231,000 · 8 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Mar 28, 2011 · D/A · $2,231,000 sold of Indefinite · 8 investors · min. $100,000 · role: Director (Director of Issuer) EDGAR ↗
  • Apr 1, 2010 · D · $1,298,000 sold of Indefinite · 3 investors · min. $100,000 · role: Executive Officer (President of Issuer's Sponsor) EDGAR ↗

Raised $2.23M from 8 investors (100% of the $2.23M target) as of the latest filing. Jon is listed as director, executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Equity Long Short Fund L P

Evergreen, CO · May 6, 2009 → Oct 3, 2013 · 6 filings
  • Oct 3, 2013 · D/A · $39,911,470 sold of $39,911,470 · 136 investors · min. $250,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗
  • Oct 6, 2011 · D/A · $39,911,470 sold of Indefinite · 136 investors · min. $250,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗
  • Oct 15, 2010 · D/A · $37,463,470 sold of Indefinite · 126 investors · min. $250,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗
  • Jan 14, 2010 · D/A · $33,615,470 sold of $100,000,000 · 114 investors · min. $250,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗
  • Sep 29, 2009 · D/A · $33,615,470 sold of $100,000,000 · 114 investors · min. $250,000 · role: Director EDGAR ↗
  • May 6, 2009 · D · $32,540,470 sold of $100,000,000 · 112 investors · min. $250,000 · role: Director EDGAR ↗

Raised $39.9M from 136 investors (100% of the $39.9M target) as of the latest filing. Jon is listed as executive officer, director on 6 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

APM Valhalla Resources Fund LLC

Evergreen, CO · May 6, 2009 → Oct 3, 2013 · 3 filings
  • Oct 3, 2013 · D/A · $34,872,416 sold of $34,872,416 · 135 investors · min. $250,000 · role: Director (Director of Issuer's Manager) EDGAR ↗
  • Jun 10, 2010 · D/A · $34,872,416 sold of $100,000,000 · 135 investors · min. $250,000 · role: Director (Director of Issuer's Manager) EDGAR ↗
  • May 6, 2009 · D · $32,206,366 sold of $100,000,000 · 121 investors · min. $250,000 · role: Director (Director of Issuer's Manager) EDGAR ↗

Raised $34.9M from 135 investors (100% of the $34.9M target) as of the latest filing. Jon is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

APM-Pinehurst Partners Fund, L.P.

Evergreen, CO · Jun 22, 2009 → Oct 3, 2013 · 3 filings
  • Oct 3, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Jun 9, 2010 · D/A · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗
  • Jun 22, 2009 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer (Pres of Issuer's GP) EDGAR ↗

No sales reported yet as of the latest filing. Jon is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Apm

Altegris Long Short Alpha Fund,L.P.

La Jolla, CA · Sep 9, 2010 → Aug 30, 2013 · 4 filings
  • Aug 30, 2013 · D/A · $62,171,806 sold of Indefinite · 167 investors · min. $100,000 · role: Executive Officer, Director (Director and President of Issuer's GP) EDGAR ↗
  • Aug 31, 2012 · D/A · $57,444,449 sold of Indefinite · 156 investors · min. $100,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗
  • Sep 2, 2011 · D/A · $51,889,489 sold of Indefinite · 146 investors · min. $100,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗
  • Sep 9, 2010 · D · $4,925,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (President of Issuer's GP) EDGAR ↗

Raised $62.2M from 167 investors as of the latest filing. Jon is listed as executive officer, director on 4 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Apm

CLARKE WORLDWIDE FUND LP

Evergreen, CO · May 5, 2009
  • May 5, 2009 · D · $3,829,927 sold of $100,000,000 · 69 investors · min. $50,000 · role: Director EDGAR ↗

Raised $3.83M from 69 investors (4% of the $100M target) as of the latest filing. Jon is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Jon Sundt — CA, 2 issuers, May 15, 2017 → Mar 27, 2019 · no shared issuer

People around Jon 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Altegris Portfolio Management ,Inc.

Promoter, Director · 54 shared filings (17 issuers)

Altegris Portfolio Management ,Inc. is on 17 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Altegris Advisors, LLC

Promoter · 22 shared filings (21 issuers) · also on 10 other issuers

Altegris Advisors, LLC is on 31 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Altegris Funds

Promoter · 21 shared filings (11 issuers)

Altegris Funds is on 11 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Altegris Portfolio Management, Inc.

Promoter · 19 shared filings (15 issuers)

Altegris Portfolio Management, Inc. is on 15 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

Altegris Funds

Promoter · 16 shared filings (5 issuers)

Altegris Funds is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

APM Funds

Promoter · 11 shared filings (5 issuers)

APM Funds is on 5 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

APM Funds

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Jon C Sundt. Their page shows their other deals.

MO
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew C Osborne

Executive Officer, Director · 145 shared filings (30 issuers) · also on 14 other issuers

Matthew C Osborne is on 44 issuers in total — a repeat sponsor. Their page lists every one.

RA
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J Amedeo

Executive Officer, Director · 98 shared filings (28 issuers)

Robert J Amedeo is on 28 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard G Pfister

Executive Officer, Director · 97 shared filings (28 issuers)

Richard G Pfister is on 28 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth I. McGuire

Director, Executive Officer · 50 shared filings (25 issuers) · also on 7 other issuers

Kenneth I. McGuire is on 32 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jack L. Rivkin

Executive Officer, Director · 22 shared filings (20 issuers) · also on 7 other issuers

Jack L. Rivkin is on 27 issuers in total — a repeat sponsor. Their page lists every one.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Richard G Pfiser

Director · 2 shared filings (1 issuer)

Listed on the same filings as Jon C Sundt. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jack L. Rivikin

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Jon C Sundt. Their page shows their other deals.

The team behind the deals

Sponsor group

Apm

25 issuers · 177 filings · $2.24B reported sold · 2009–2024

One team, 25 deal companies. Jon C Sundt is listed on 25 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jon C Sundt.

Sponsor group

Icapital

262 issuers · 953 filings · $44.94B reported sold · 2009–2026

One team, 262 deal companies. Jon C Sundt is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Jon C Sundt.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 30 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): iCapital Multi-Strategy Fund, Ltd., iCapital Millennium Fund, Ltd..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Jon C Sundt by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 30 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Jon C Sundt is listed on: none on file. No website or social profile named in Altegris Winton Futures Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #85,692 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Juan Capistrano, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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