PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:51 AM ET

Sponsor Check › Person

JY
No photo found yet (own website and image search run after this page is viewed)

John Yee

Named as an officer, director or promoter on SEC Form D filings · MA · Sep 15, 2016 → Nov 6, 2025

3deals (issuers)
$597.7Mreported sold
153investors
10Form D filings
2016–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Yee is listed as an executive officer on 10 SEC Form D filings by 3 issuers between Sep 2016 and Nov 2025: INTARCIA THERAPEUTICS, INC (Boston, MA — biotechnology — 2016–2017; $524.6M reported sold to 90 investors), ARAS Corp (Andover, MA — other technology — 2017–2018; $70M reported sold to 26 investors) and SemiNex Corp (Danvers, MA — other technology — 2025; $3.09M reported sold to 37 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 9 years. Across those companies the filings report $597.7M sold in total.

Listed alongside Anthony Hurley (5 shared filings), Bryan Roberts (5 shared filings), Emad Rizk (5 shared filings), Gino Santini (5 shared filings), Glen Sato (5 shared filings) and 25 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 9 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for John Yee and found 10 differences, 3 worth asking the sponsor about: Bankruptcy case: John C. Yee; Paid seller listed without a CRD number: Raptor International, LLC; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Yee has not run yet — it is joining a line of 62,198 names; searches run around the clock at the hosts' allowed rate. Searched so far: 731 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Yee..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

John P Yee closed
United States Bankruptcy Court, E.D. Virginia · No. 13-10814 · Filed Feb 22, 2013 · Closed Jun 17, 2013
Role of John P Yee: Debtor · Outcome: Case closed 2013-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 4 people with this name in Form D filings; court in VA (not a filing state)
John Yee closed
United States Bankruptcy Court, E.D. Michigan · No. 10-72054 · Filed Oct 19, 2010 · Closed Jul 26, 2011
Role of John Yee: Debtor · Outcome: Case closed 2011-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
John Yee closed
United States Bankruptcy Court, E.D. Michigan · No. 08-54177 · Filed Jun 11, 2008 · Closed Sep 3, 2009
Role of John Yee: Debtor · Outcome: Case closed 2009-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
John Yee closed
United States Bankruptcy Court, E.D. Michigan · No. 08-45997 · Filed Mar 12, 2008 · Closed Oct 7, 2008
Role of John Yee: Debtor · Outcome: Case closed 2008-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 4 people with this name in Form D filings; court in MI (not a filing state)
John Yee closed
United States Bankruptcy Court, N.D. Ohio · No. 03-24387 · Filed Oct 30, 2003 · Closed Jan 29, 2004
Role of John Yee: Debtor · Outcome: Case closed 2004-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 4 people with this name in Form D filings; court in OH (not a filing state)
John K. Yee closed
United States Bankruptcy Court, D. Oregon · No. 01-38884 · Filed Sep 6, 2001 · Closed Dec 13, 2001
Role of John K. Yee: Debtor · Outcome: Case closed 2001-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 4 people with this name in Form D filings; court in OR (not a filing state)
John W Yee closed
United States Bankruptcy Court, E.D. New York · No. 1-97-22879 · Filed Nov 14, 1997 · Closed Mar 25, 1998
Role of John W Yee: Debtor · Outcome: Case closed 1998-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 4 people with this name in Form D filings; court in NY (not a filing state)
John C. Yee closed
United States Bankruptcy Court, D. Massachusetts · No. 97-17189 · Filed Jul 28, 1997 · Closed Dec 16, 1997
Role of John C. Yee: Debtor · Outcome: Case closed 1997-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (MA)
John W Yee closed
United States Bankruptcy Court, N.D. California · No. 92-32322 · Filed May 14, 1992 · Closed Aug 18, 1998
Role of John W Yee: Debtor · Outcome: Case closed 1998-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 14 federal dockets); 4 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for John Yee — 3 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Jul 28, 1997 – Dec 16, 1997

Bankruptcy case: John C. Yee — filed Jul 28, 1997

United States Bankruptcy Court, D. Massachusetts docket "John C. Yee" filed Jul 28, 1997, closed Dec 16, 1997. John Yee is listed as Debtor ("John C. Yee"). Our match estimate: 44%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Massachusetts ↗
Sources
Worth asking · Aug 4, 2017

Paid seller listed without a CRD number: Raptor International, LLC — INTARCIA THERAPEUTICS, INC

Raptor International, LLC is listed as receiving sales compensation on 1 filing (Aug 4, 2017) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Aug 4, 2017 ↗BrokerCheck search: Raptor International, LLC ↗INTARCIA THERAPEUTICS, INC — PartnerFacts page ↗
Sources
Worth asking · Dec 31, 2016 – May 10, 2017

Form D filed 130 days after the first sale — ARAS Corp

The filing says the first sale was Dec 31, 2016. The Form D was filed May 10, 2017 — 130 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 115 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 10, 2017 ↗ARAS Corp — PartnerFacts page ↗
Sources
Note · Nov 21, 2018 – Nov 29, 2018

No amendment in the last 12 months on an offering that may still be open — ARAS Corp (latest filing Nov 29, 2018)

The latest filing for this offering is dated Nov 29, 2018 (first sale Nov 21, 2018). It reports $69,999,694 sold of $70,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 29, 2018 ↗ARAS Corp — PartnerFacts page ↗
Sources
Note · Sep 2, 2016 – Aug 4, 2017

No amendment in the last 12 months on an offering that may still be open — INTARCIA THERAPEUTICS, INC (latest filing Aug 4, 2017)

The latest filing for this offering is dated Aug 4, 2017 (first sale Sep 2, 2016). It reports $524,601,480 sold of $850,000,020 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Aug 4, 2017 ↗INTARCIA THERAPEUTICS, INC — PartnerFacts page ↗
Sources
Note · Apr 3, 2017 – Aug 4, 2017

Offering amount changed between filings — INTARCIA THERAPEUTICS, INC

The Apr 3, 2017 filing says $650,000,040 offered; the Aug 4, 2017 Form D/A says $850,000,020.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Apr 3, 2017 ↗Form D/A (later) · Aug 4, 2017 ↗INTARCIA THERAPEUTICS, INC — PartnerFacts page ↗
Sources
Note · Sep 15, 2016 – Jan 6, 2017

Offering amount changed between filings — INTARCIA THERAPEUTICS, INC

The Sep 15, 2016 filing says $600,000,000 offered; the Jan 6, 2017 Form D/A says $650,000,040.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 15, 2016 ↗Form D/A (later) · Jan 6, 2017 ↗INTARCIA THERAPEUTICS, INC — PartnerFacts page ↗
Sources
Note · Jun 23, 2026 – Oct 14, 2026

Same name, different state: "John David Yee" (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "John David Yee" with address state CA, is listed on 2 filings — most recently by Tempest Therapeutics, Inc. (Oct 14, 2026). The two records do not overlap in time: this page runs Sep 15, 2016 to Nov 6, 2025; the other runs Jun 23, 2026 to Oct 14, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John David Yee (CA) — PartnerFacts page ↗Form D · Oct 14, 2026 ↗Tempest Therapeutics, Inc. — PartnerFacts page ↗John Yee (MA) — this page ↗
Sources
Note · Jul 31, 2026

Same name, different state: "John Yee" (FL) is a separate record

This page covers filings where the address state is MA. A separate record, "John Yee" with address state FL, is listed on 1 filing — most recently by LiLi MD Group Inc (Jul 31, 2026). The two records do not overlap in time: this page runs Sep 15, 2016 to Nov 6, 2025; the other has one filing dated Jul 31, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Yee (FL) — PartnerFacts page ↗Form D · Jul 31, 2026 ↗LiLi MD Group Inc — PartnerFacts page ↗John Yee (MA) — this page ↗
Sources
Note · Jan 29, 2014 – Jun 9, 2026

Same name, different state: "John Colin Yee" (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "John Colin Yee" with address state CA, is listed on 13 filings — most recently by Hidden Hills Partners, L.P. (Jun 9, 2026). Both records have filings in the same period (Sep 15, 2016 to Nov 6, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Colin Yee (CA) — PartnerFacts page ↗Form D/A · Jun 9, 2026 ↗Hidden Hills Partners, L.P. — PartnerFacts page ↗John Yee (MA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 7 offerings reports sales commissions totalling $15,908,222; 1 reports finder's fees totalling $218,015; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 6, 2025 D
SemiNex Corp
File 021-563356
$0$0$0None listed on this filingEDGAR ↗
Nov 29, 2018 D
ARAS Corp
File 021-326883
$0$0$0None listed on this filingEDGAR ↗
Oct 5, 2018 D
ARAS Corp
File 021-322927
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2017 D
ARAS Corp
File 021-294966
$0$0$0None listed on this filingEDGAR ↗
Aug 4, 2017 D/A
INTARCIA THERAPEUTICS, INC
File 021-270759
$15,908,222$218,015$0Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗
N/A no CRD number reported
via OUISA CAPITAL, LLC (CRD 102840 ↗)

N/A no CRD number reported
via Brooklands Capital Strategies BD, LP (CRD 281951 ↗)

UBS Securities LLC BrokerCheck CRD 7654 ↗
Raptor International, LLC no CRD number reported		EDGAR ↗
May 10, 2017 D
ARAS Corp
File 021-286407
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2017 D
INTARCIA THERAPEUTICS, INC
File 021-278350
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named John Yee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Logo
Other Technology

SemiNex Corp

Danvers, MA · Nov 6, 2025
  • Nov 6, 2025 · D · $3,085,471 sold of $3,500,000 · 37 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3.09M from 37 investors (88% of the $3.5M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Other Technology

ARAS Corp

Andover, MA · May 10, 2017 → Nov 29, 2018 · 4 filings
  • Nov 29, 2018 · D · $69,999,694 sold of $70,000,000 · 6 investors · min. No minimum reported · role: Executive Officer (Mr. Yee is the Chief Financial Officer of the Issuer.) EDGAR ↗
  • Oct 5, 2018 · D · $1,500,000 sold of $1,500,000 · 1 investors · min. No minimum reported · role: Executive Officer (Mr. Yee is the Chief Financial Officer of the Issuer.) EDGAR ↗
  • Sep 19, 2017 · D · $39,500,000 sold of $39,500,000 · 5 investors · min. No minimum reported · role: Executive Officer (Mr. Yee is the Chief Financial Officer of the Issuer.) EDGAR ↗
  • May 10, 2017 · D · $4,145,589 sold of $4,145,589 · 26 investors · min. No minimum reported · role: Executive Officer (Mr. Yee is the Chief Financial Officer of the Issuer.) EDGAR ↗

Raised $70M from 26 investors (100% of the $70M target) as of the latest filing. John is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IT
Biotechnology

INTARCIA THERAPEUTICS, INC

Boston, MA · Sep 15, 2016 → Aug 4, 2017 · 5 filings
  • Aug 4, 2017 · D/A · $524,601,480 sold of $850,000,020 · 90 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 3, 2017 · D/A · $475,676,760 sold of $650,000,040 · 75 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 13, 2017 · D · $3,594 sold of $3,594 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 6, 2017 · D/A · $390,689,280 sold of $650,000,040 · 38 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 15, 2016 · D · $184,360,140 sold of $600,000,000 · 28 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $524.6M from 90 investors (62% of the $850M target) as of the latest filing. John is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Colin Yee — CA, 2 issuers, Jan 29, 2014 → Jun 9, 2026 · no shared issuer
  • John Yee — FL, 1 issuer, Jul 31, 2026 → Jul 31, 2026 · no shared issuer
  • John David Yee — CA, 1 issuer, Jun 23, 2026 → Oct 14, 2026 · no shared issuer

People around John 30

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KG
No photo found yet (own website and image search run after this page is viewed)
Person

Kurt Graves

Executive Officer, Director · 5 shared filings (1 issuer) · also on 6 other issuers

Kurt Graves is on 7 issuers in total — a repeat sponsor. Their page lists every one.

BR
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Roberts

Director · 5 shared filings (1 issuer) · also on 31 other issuers

Bryan Roberts is on 32 issuers in total — a repeat sponsor. Their page lists every one.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

James Ahlers

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Glen Sato

Director · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Yee. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Smith

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Gino Santini

Director · 5 shared filings (1 issuer) · also on 4 other issuers

Gino Santini is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michelle Baron

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Keane

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

NT
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy Thornberry

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

OH
No photo found yet (own website and image search run after this page is viewed)
Person

Owen Hughes

Executive Officer · 5 shared filings (1 issuer) · also on 4 other issuers

Owen Hughes is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Hurley

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Emad Rizk

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

SZ
No photo found yet (own website and image search run after this page is viewed)
Person

Sunita Zalani

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Feldman

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Alessi

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Irwin Scher

Director · 5 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Schroer

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Yee. Their page shows their other deals.

WN
No photo found yet (own website and image search run after this page is viewed)
Person

William Nyhan

Director · 4 shared filings (1 issuer) · also on 5 other issuers

William Nyhan is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Michael K. Barron

Executive Officer · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Yee. Their page shows their other deals.

AA
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony J. Affuso

Director · 4 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rodman E. Van Sciver

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Fichtner

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Marsh

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Michael Marsh is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jim Serpliss

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

Ward Williams

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Moore

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Rod Van Sciver

Director, Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Yee. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Don Dodge

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Yee. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Williams

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Hillel Moerman

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Yee. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to John Yee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — 1 issuer has property records: ARAS Corp (1).

Public profiles and social

Websites and social links of the issuers John Yee is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

seminex.com ↗ found on SemiNex Corp (seminex.com — web search (bing) for "SemiNex Danvers MA"; homepage names "SemiNex") x — x — found on seminex.com ↗ found on SemiNex Corp linkedin — linkedin — found on seminex.com ↗ found on SemiNex Corp

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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