Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:56 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

John Tuohy

Named as an officer, director or promoter on SEC Form D filings · CT · May 30, 2025 → May 28, 2026

3deals (issuers)

$5.48Mreported sold

10investors

4Form D filings

2025–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:58 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Tuohy is listed as an executive officer and promoter on 4 SEC Form D filings by 3 issuers between May 2025 and May 2026: Little River Capital Partners Credit Opportunities Fund, LP (Greenwich, CT — pooled investment fund — 2025–2026; $4.98M reported sold to 9 investors), Little River Capital Partners Equity Market Neutral Fund, LP (Greenwich, CT — pooled investment fund — 2026; $500K reported sold to 1 investors) and Little River Capital Partners SLP, LP (Greenwich, CT — pooled investment fund — 2026).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and promoter. Across those companies the filings report $5.48M sold in total.

Listed alongside Little River Capital Partners, LP (3 shared filings, management entity), 7676 Capital Partners, LLC (2 shared filings, management entity), Lance Smith (2 shared filings), Little River Capital Partners Credit Opportunities Fund GP, LLC (2 shared filings, management entity), Little River Capital Partners Equity Market Neutral Fund GP, LLC (1 shared filing, management entity) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 3 issuers belong to the sponsor group Little River (3 issuers, $5.48M reported sold, 2025–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Little River has 3 companies on file and $5.48M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for John Tuohy and found 3 differences: John Tuohy is written 2 different ways on the filings; Same name, different state: "John Tuohy" (TX) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Tuohy has not run yet — it is joining a line of 43,736 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:58 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Tuohy..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

John O Tuohy closed

United States Bankruptcy Court, N.D. Illinois · No. 04-21923 · Filed Jun 8, 2004 · Closed Jan 10, 2005

Role of John O Tuohy: Debtor · Outcome: Case closed 2005-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)

John J. Tuohy and Catherine C. Tuohy closed

United States Bankruptcy Court, D. Massachusetts · No. 00-15549 · Filed Aug 17, 2000 · Closed Dec 12, 2000

Role of John J. Tuohy and Catherine C. Tuohy: Debtor · Outcome: Case closed 2000-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)

John Tuohy and Debra A Tuohy closed

United States Bankruptcy Court, E.D. New York · No. 1-97-23462 · Filed Dec 3, 1997 · Closed Apr 17, 1998

Role of John Tuohy and Debra A Tuohy: Debtor · Outcome: Case closed 1998-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)

John P. Tuohy and Dawn M. Tuohy closed

United States Bankruptcy Court, E.D. Michigan · No. 93-31187 · Filed Sep 24, 1993 · Closed May 7, 1997

Role of John P. Tuohy and Dawn M. Tuohy: Debtor · Outcome: Case closed 1997-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 5 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:58 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for John Tuohy (compared 4 filings on Oct 24, 2026)

Note · May 30, 2025 – Feb 19, 2026

John Tuohy is written 2 different ways on the filings

listed as "John Tuohy" on 3 filings (from May 30, 2025), and "John P. Tuohy" on the Feb 19, 2026 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 30, 2025 ↗Form D · Feb 19, 2026 ↗John Tuohy — PartnerFacts page ↗

Sources

Note · May 3, 2022 – May 10, 2023

Same name, different state: "John Tuohy" (TX) is a separate record

This page covers filings where the address state is CT. A separate record, "John Tuohy" with address state TX, is listed on 3 filings — most recently by SWBC CPG Fund I, LP (May 10, 2023). The two records do not overlap in time: this page runs May 30, 2025 to May 28, 2026; the other runs May 3, 2022 to May 10, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Tuohy (TX) — PartnerFacts page ↗Form D/A · May 10, 2023 ↗SWBC CPG Fund I, LP — PartnerFacts page ↗John Tuohy (CT) — this page ↗

Sources

John Tuohy (TX) — PartnerFacts page ↗ (May 10, 2023)
Form D/A · May 10, 2023 ↗ (May 10, 2023)
SWBC CPG Fund I, LP — PartnerFacts page ↗ (May 10, 2024)
John Tuohy (CT) — this page ↗ (May 28, 2026)

Note · Jun 24, 2009

Same name, different state: "John Tuohy" (NY) is a separate record

This page covers filings where the address state is CT. A separate record, "John Tuohy" with address state NY, is listed on 1 filing — most recently by Fraud Analysis Control Technologies, Corp. (Jun 24, 2009). The two records do not overlap in time: this page runs May 30, 2025 to May 28, 2026; the other has one filing dated Jun 24, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Tuohy (NY) — PartnerFacts page ↗Form D · Jun 24, 2009 ↗Fraud Analysis Control Technologies, Corp. — PartnerFacts page ↗John Tuohy (CT) — this page ↗

Sources

John Tuohy (NY) — PartnerFacts page ↗ (Jun 24, 2009)
Form D · Jun 24, 2009 ↗ (Jun 24, 2009)
Fraud Analysis Control Technologies, Corp. — PartnerFacts page ↗ (Jun 24, 2009)
John Tuohy (CT) — this page ↗ (May 28, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 3 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
May 28, 2026 D/A Little River Capital Partners Credit Opportunities Fund, LP File 021-547706	$0	$0	$0 The Investment Manager receives customary management fees as provided in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Mar 13, 2026 D Little River Capital Partners Equity Market Neutral Fund, LP File 021-576484	$0	$0	$0 The Investment Manager receives customary management fees as provided in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Feb 19, 2026 D Little River Capital Partners SLP, LP File 021-574029	$0 (est.)	$0 (est.)	$0 (est.) Little River Capital Partners SLP GP, LLC and/or its affiliates will receive performance allocations as described in the Issuer's offering documents.	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named John Tuohy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Little River

Little River Capital Partners Credit Opportunities Fund, LP

Greenwich, CT · May 30, 2025 → May 28, 2026 · 2 filings

May 28, 2026 · D/A · $4,978,287 sold of Indefinite · 9 investors · min. $1,000,000 · role: Executive Officer, Promoter (CEO/CCO of the Investment Manager) EDGAR ↗
May 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Promoter (CEO/CCO of the Investment Manager) EDGAR ↗

Raised $4.98M from 9 investors as of the latest filing. John is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Little River

Little River Capital Partners Equity Market Neutral Fund, LP

Greenwich, CT · Mar 13, 2026

Mar 13, 2026 · D · $500,000 sold of Indefinite · 1 investors · min. $250,000 · role: Executive Officer, Promoter (Managing Member of the Issuer's General Partner) EDGAR ↗

Raised $500K from 1 investor as of the latest filing. John is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Little River

Little River Capital Partners SLP, LP

Greenwich, CT · Feb 19, 2026

Feb 19, 2026 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer (Managing Member of the Issuer's General Partner) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

John Tuohy — TX, 2 issuers, May 3, 2022 → May 10, 2023 · no shared issuer
John Tuohy — NY, 1 issuer, Jun 24, 2009 → Jun 24, 2009 · no shared issuer

People around John 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity