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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:14 AM ET

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John Swift

Named as an officer, director or promoter on SEC Form D filings · VT · Mar 11, 2011 → Apr 16, 2019

16deals (issuers)
$492.9Mreported sold
566investors
84Form D filings
2011–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Swift is listed as a director on 84 SEC Form D filings by 16 issuers between Mar 2011 and Apr 2019. Largest by amount reported sold: EQUINOX CONSERVATIVE FUND LP (Manchester, VT — pooled investment fund — 2011–2019; $140.3M reported sold to 95 investors), EQUINOX MULTI-STRATEGY FUND LP (Manchester, VT — pooled investment fund — 2011–2019; $92.2M reported sold to 126 investors), EQUINOX ALTERNATIVE FUND LP (Manchester, VT — pooled investment fund — 2011–2019; $60.8M reported sold to 74 investors), Equinox Asia Overlook Fund, L.P. (Manchester, VT — pooled investment fund — 2012–2019; $40.6M reported sold to 34 investors), EQUINOX ALTERNATIVE OFFSHORE FUND LP (Manchester, VT — pooled investment fund — 2011–2019; $37.2M reported sold to 28 investors) and 11 more (all listed below).

What this means That is a lot of deals — 16 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $492.9M sold in total.

Listed alongside Peter Swift (83 shared filings), Morgan Roberts (82 shared filings), Edward W. Cronin, Jr. (81 shared filings), Bayard R. Kraft, III (76 shared filings), Manchester Capital Management, LLC (67 shared filings, management entity) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 16 issuers belong to the sponsor group Equinox Venture (20 issuers, $467.6M reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Equinox Venture has 20 companies on file and $467.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 34 bankruptcy cases matching the name listed in Key records below.

What this means 34 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 84 public filings for John Swift and found 9 differences, 5 worth asking the sponsor about: 10 offerings reported less sold on a later filing than an earlier one; 16 offerings reported fewer investors on a later filing; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Swift has not run yet — it is joining a line of 49,782 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Swift..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

34 cases: 2 open, 32 closed (disposition not in docket feed)

John P. Swift open
United States Bankruptcy Court, D. New Jersey · No. 25-10811 · Filed Jan 27, 2025
Role of John P. Swift: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
John M. Swift closed
United States Bankruptcy Court, N.D. Oklahoma · No. 24-10423 · Filed Apr 14, 2024 · Closed Aug 15, 2024
Role of John M. Swift: Debtor · Outcome: Case closed 2024-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
John R. Swift closed
United States Bankruptcy Court, S.D. New York · No. 23-22298 · Filed Apr 24, 2023 · Closed Apr 29, 2024
Role of John R. Swift: Debtor · Outcome: Case closed 2024-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
John E Swift and Kelli M Swift open
United States Bankruptcy Court, S.D. Ohio · No. 1:20-bk-10359 · Filed Feb 7, 2020
Role of John E Swift and Kelli M Swift: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
John R. Swift closed
United States Bankruptcy Court, S.D. New York · No. 19-23380 · Filed Jul 29, 2019 · Closed Jul 7, 2021
Role of John R. Swift: Debtor · Outcome: Case closed 2021-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
John E. Swift, IV and Becky L. Swift closed
United States Bankruptcy Court, N.D. West Virginia · No. 3:12-bk-00039 · Filed Jan 13, 2012 · Closed Jul 11, 2012
Role of John E. Swift, IV: Debtor · Outcome: Case closed 2012-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in WV (not a filing state)
John B Swift and Laura J Swift closed
United States Bankruptcy Court, W.D. Arkansas · No. 3:11-bk-72109 · Filed May 2, 2011 · Closed Aug 24, 2011
Role of John B Swift and Laura J Swift: Debtor · Outcome: Case closed 2011-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
John M. Swift and Sharon A. Swift closed
United States Bankruptcy Court, N.D. Texas · No. 09-34785 · Filed Jul 27, 2009 · Closed Nov 13, 2009
Role of John M. Swift and Sharon A. Swift: Debtor · Outcome: Case closed 2009-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
John C Swift closed
United States Bankruptcy Court, N.D. Georgia · No. 09-78097 · Filed Jul 12, 2009 · Closed Oct 20, 2009
Role of John C Swift: Debtor · Outcome: Case closed 2009-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
John Q. Swift closed
United States Bankruptcy Court, W.D. Tennessee · No. 07-27134 · Filed Jul 31, 2007 · Closed Mar 11, 2008
Role of John Q. Swift: Debtor · Outcome: Case closed 2008-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
John A Swift and Diana Lynn Swift closed
United States Bankruptcy Court, M.D. Florida · No. 8:06-bk-06563 · Filed Nov 20, 2006 · Closed Mar 13, 2007
Role of John A Swift and Diana Lynn Swift: Debtor · Outcome: Case closed 2007-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John T. Swift and Marion Grange closed
United States Bankruptcy Court, D. Colorado · No. 05-40085 · Filed Oct 6, 2005 · Closed Feb 3, 2006
Role of John T. Swift and Marion Grange: Debtor · Outcome: Case closed 2006-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)
John F. Swift and Elaine M. Swift closed
United States Bankruptcy Court, W.D. Michigan · No. 05-05227 · Filed Apr 14, 2005 · Closed Sep 21, 2005
Role of John F. Swift and Elaine M. Swift: Debtor · Outcome: Case closed 2005-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
John J. Swift and Christine Swift closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 04-36206 · Filed Dec 7, 2004 · Closed Sep 2, 2010
Role of John J. Swift and Christine Swift: Debtor · Outcome: Case closed 2010-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
John R. Swift closed
United States Bankruptcy Court, D. New Jersey · No. 04-42439 · Filed Oct 8, 2004 · Closed Mar 18, 2008
Role of John R. Swift: Debtor · Outcome: Case closed 2008-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
John C. Swift and Lenore M. Swift closed
United States Bankruptcy Court, D. Rhode Island · No. 1:03-bk-12609 · Filed Jul 21, 2003 · Closed Oct 27, 2003
Role of John C. Swift and Lenore M. Swift: Debtor · Outcome: Case closed 2003-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in RI (not a filing state)
John C Swift closed
United States Bankruptcy Court, S.D. Texas · No. 03-34451 · Filed Mar 27, 2003 · Closed May 21, 2008
Role of John C Swift: Debtor · Outcome: Case closed 2008-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
John R Swift and Julie R Swift closed
United States Bankruptcy Court, D. Oregon · No. 02-64286 · Filed Jun 10, 2002 · Closed Oct 3, 2002
Role of John R Swift and Julie R Swift: Debtor · Outcome: Case closed 2002-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)
John H. Swift closed
United States Bankruptcy Court, E.D. Michigan · No. 02-31798 · Filed May 20, 2002 · Closed Oct 7, 2002
Role of John H. Swift: Debtor · Outcome: Case closed 2002-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
John M. Swift and Jennifer S. Day closed
United States Bankruptcy Court, E.D. California · No. 02-11668 · Filed Feb 25, 2002 · Closed Jul 15, 2002
Role of John M. Swift and Jennifer S. Day: Debtor · Outcome: Case closed 2002-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John E Swift and Kelli M Swift closed
United States Bankruptcy Court, S.D. Ohio · No. 1:01-bk-11291 · Filed Mar 5, 2001 · Closed Jun 24, 2005
Role of John E Swift and Kelli M Swift: Debtor · Outcome: Case closed 2005-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
John N. Swift closed
United States Bankruptcy Court, D. Colorado · No. 00-11896 · Filed Feb 25, 2000 · Closed Aug 14, 2000
Role of John N. Swift: Debtor · Outcome: Case closed 2000-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)
John F.L. Swift closed
United States Bankruptcy Court, N.D. Iowa · No. 99-01849 · Filed Jul 13, 1999 · Closed Oct 26, 1999
Role of John F.L. Swift: Debtor · Outcome: Case closed 1999-10-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in IA (not a filing state)
John Swift closed
United States Bankruptcy Court, E.D. Missouri · No. 99-10774 · Filed Jun 30, 1999 · Closed Oct 29, 1999
Role of John Swift: Debtor · Outcome: Case closed 1999-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
John R. Swift closed
United States Bankruptcy Court, D. New Jersey · No. 99-35943 · Filed May 24, 1999 · Closed Jul 2, 2003
Role of John R. Swift: Debtor · Outcome: Case closed 2003-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
John R. Swift closed
United States Bankruptcy Court, D. New Jersey · No. 98-29668 · Filed Jul 27, 1998 · Closed Apr 19, 1999
Role of John R. Swift: Debtor · Outcome: Case closed 1999-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
John R. Swift closed
United States Bankruptcy Court, D. New Jersey · No. 97-43690 · Filed Nov 24, 1997 · Closed Jun 22, 1998
Role of John R. Swift: Debtor · Outcome: Case closed 1998-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
John H. Swift closed
United States Bankruptcy Court, D. Massachusetts · No. 97-46116 · Filed Sep 4, 1997 · Closed May 25, 1999
Role of John H. Swift: Debtor · Outcome: Case closed 1999-05-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
John T Swift closed
United States Bankruptcy Court, N.D. Illinois · No. 97-19288 · Filed Jun 24, 1997 · Closed Oct 15, 1997
Role of John T Swift: Debtor · Outcome: Case closed 1997-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
John C Swift and Melinda Lee Swift closed
United States Bankruptcy Court, S.D. Texas · No. 97-43449 · Filed Apr 2, 1997 · Closed Sep 18, 1998
Role of John C Swift and Melinda Lee Swift: Debtor · Outcome: Case closed 1998-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
JOHN R. SWIFT closed
United States Bankruptcy Court, N.D. Alabama · No. 97-41055 · Filed Mar 31, 1997 · Closed Aug 4, 1998
Role of JOHN R. SWIFT: Debtor · Outcome: Case closed 1998-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
John Swift, Jr and Linda Swift closed
United States Bankruptcy Court, E.D. New York · No. 1-94-10285 · Filed Jan 12, 1994 · Closed Feb 5, 2021
Role of John Swift, Jr: Debtor · Outcome: Case closed 2021-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
JOHN R. SWIFT and BARBARA A. SWIFT closed
United States Bankruptcy Court, N.D. Alabama · No. 93-41488 · Filed Jun 28, 1993 · Closed Dec 4, 1996
Role of JOHN R. SWIFT and BARBARA A. SWIFT: Debtor · Outcome: Case closed 1996-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
John E. Swift and Deborah S. Swift closed
United States Bankruptcy Court, S.D. Florida. · No. 92-24604 · Filed Oct 21, 1992 · Closed Mar 9, 1993
Role of John E. Swift and Deborah S. Swift: Debtor · Outcome: Case closed 1993-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 66 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for John Swift — 5 worth asking about (compared the newest 50 of 84 filings on Oct 24, 2026; older filings not covered)

Worth asking · Mar 15, 2013 – Apr 16, 2019

10 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Equinox Water Fund LP · Amount sold went down between filings — Equinox Asia Overlook Fund, L.P. · Amount sold went down between filings — EQUINOX MULTI-STRATEGY FUND LP · Amount sold went down between filings — EQUINOX ALTERNATIVE OFFSHORE FUND LP · Amount sold went down between filings — EQUINOX MULTI-STRATEGY FUND LP · and 5 more

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Form D/A (earlier) · Aug 16, 2018 ↗Form D/A (later) · Apr 16, 2019 ↗Equinox Water Fund LP — PartnerFacts page ↗Form D/A (earlier) · Aug 16, 2018 ↗
Sources
Worth asking · Mar 14, 2013 – Apr 15, 2019

16 offerings reported fewer investors on a later filing

Investor count went down between filings — EQUINOX MULTI-STRATEGY FUND LP · Investor count went down between filings — EQUINOX MULTI-STRATEGY FUND LP · Investor count went down between filings — EQUINOX ALTERNATIVE FUND LP · Investor count went down between filings — EQUINOX ALTERNATIVE OFFSHORE FUND LP · Investor count went down between filings — Equinox Water Fund LP · and 11 more

What this means Investor counts normally only grow. Ask the sponsor what happened on each.

Form D/A (earlier) · Aug 16, 2018 ↗Form D/A (later) · Apr 15, 2019 ↗EQUINOX MULTI-STRATEGY FUND LP — PartnerFacts page ↗Form D/A (earlier) · Mar 3, 2017 ↗
Sources
Worth asking · Mar 22, 2018 – Sep 26, 2018

Form D filed 188 days after the first sale — EQUINOX VENTURE CAPITAL FUND V, L.P.

The filing says the first sale was Mar 22, 2018. The Form D was filed Sep 26, 2018 — 188 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 173 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Sep 26, 2018 ↗EQUINOX VENTURE CAPITAL FUND V, L.P. — PartnerFacts page ↗
Sources
Worth asking · Feb 1, 2016 – Mar 7, 2017

Form D filed 400 days after the first sale — EQUINOX VENTURE CAPITAL FUND IV, L.P.

The filing says the first sale was Feb 1, 2016. The Form D was filed Mar 7, 2017 — 400 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 385 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 7, 2017 ↗EQUINOX VENTURE CAPITAL FUND IV, L.P. — PartnerFacts page ↗
Sources
Worth asking · Jun 24, 2013 – Apr 2, 2014

Form D filed 282 days after the first sale — EQUINOX VENTURE CAPITAL FUND III, L.P.

The filing says the first sale was Jun 24, 2013. The Form D was filed Apr 2, 2014 — 282 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 267 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Apr 2, 2014 ↗EQUINOX VENTURE CAPITAL FUND III, L.P. — PartnerFacts page ↗
Sources
Note · Jan 3, 1994 – Apr 16, 2019

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — EQUINOX VENTURE CAPITAL FUND V, L.P. (latest filing Apr 16, 2019) · No amendment in the last 12 months on an offering that may still be open — Equinox Water Fund LP (latest filing Apr 16, 2019) · No amendment in the last 12 months on an offering that may still be open — Equinox Asia Overlook Fund, L.P. (latest filing Apr 15, 2019) · No amendment in the last 12 months on an offering that may still be open — EQUINOX MULTI-STRATEGY FUND LP (latest filing Apr 15, 2019) · No amendment in the last 12 months on an offering that may still be open — EQUINOX ALTERNATIVE FUND LP (latest filing Apr 15, 2019) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Apr 16, 2019 ↗EQUINOX VENTURE CAPITAL FUND V, L.P. — PartnerFacts page ↗Form D/A · Apr 16, 2019 ↗Equinox Water Fund LP — PartnerFacts page ↗
Sources
Note · Mar 18, 2010 – Mar 15, 2013

Reported net asset value range changed between filings — EQUINOX VENTURE CAPITAL FUND LP

"Decline to Disclose" (Mar 18, 2010); then "Not Applicable" (Mar 12, 2012); then "Decline to Disclose" (Mar 15, 2013).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 18, 2010 ↗Form D/A · Mar 12, 2012 ↗Form D/A · Mar 15, 2013 ↗EQUINOX VENTURE CAPITAL FUND LP — PartnerFacts page ↗
Sources
Note · Mar 1, 2019

Same name, different state: "John Swift" (CO) is a separate record

This page covers filings where the address state is VT. A separate record, "John Swift" with address state CO, is listed on 1 filing — most recently by CRESTONE ALTERNATIVE STRATEGIES, LTD. (Mar 1, 2019). Both records have filings in the same period (Mar 1, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Swift (CO) — PartnerFacts page ↗Form D/A · Mar 1, 2019 ↗CRESTONE ALTERNATIVE STRATEGIES, LTD. — PartnerFacts page ↗John Swift (VT) — this page ↗
Sources
Note · Feb 12, 2013

Same name, different state: "John Swift" (IL) is a separate record

This page covers filings where the address state is VT. A separate record, "John Swift" with address state IL, is listed on 1 filing — most recently by Mapleton Solution Terminal, LLC (Feb 12, 2013). Both records have filings in the same period (Feb 12, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Swift (IL) — PartnerFacts page ↗Form D · Feb 12, 2013 ↗Mapleton Solution Terminal, LLC — PartnerFacts page ↗John Swift (VT) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 84 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 16 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 16, 2019 D/A
Equinox Water Fund LP
File 021-85408
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2019 D/A
EQUINOX VENTURE CAPITAL FUND V, L.P.
File 021-322198
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2019 D/A
EQUINOX CONSERVATIVE FUND LP
File 021-92661-0B
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2019 D/A
EQUINOX ALTERNATIVE OFFSHORE FUND LP
File 021-129797
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2019 D/A
EQUINOX ALTERNATIVE FUND LP
File 021-129775
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2019 D/A
EQUINOX MULTI-STRATEGY FUND LP
File 021-129771
$0$0$0None listed on this filingEDGAR ↗
Apr 15, 2019 D/A
Equinox Asia Overlook Fund, L.P.
File 021-175365
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2019 D/A
Equinox Private Equity Fund II, L.P.
File 021-307603
$0$0$0None listed on this filingEDGAR ↗
Mar 7, 2017 D
EQUINOX VENTURE CAPITAL FUND IV, L.P.
File 021-281917
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2017 D/A
EQUINOX VENTURE CAPITAL FUND LP
File 021-129814
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2017 D/A
EQUINOX PRIVATE EQUITY FUND LP
File 021-129808
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2017 D/A
Equinox Venture Capital Fund II LP
File 021-139950
$0$0$0None listed on this filingEDGAR ↗
Mar 3, 2017 D/A
EQUINOX VENTURE CAPITAL FUND III, L.P.
File 021-214694
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2015 D/A
EQUINOX RESOURCES FUND LP
File 021-129816
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2012 D/A
Equinox Hedged Equities Fund LP
File 021-139773
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2012 D/A
EQUINOX SPECIAL EQUITY FUND LP
File 021-129807
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 16

Every issuer that named John Swift on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

EV
Pooled Investment Fund · group: Equinox Venture

EQUINOX VENTURE CAPITAL FUND V, L.P.

Manchester, VT · Sep 26, 2018 → Apr 16, 2019 · 2 filings
  • Apr 16, 2019 · D/A · $1,596,908 sold of Indefinite · 20 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Sep 26, 2018 · D · $282,000 sold of Indefinite · 20 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗

Raised $1.6M from 20 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EW
Pooled Investment Fund · group: Equinox Venture

Equinox Water Fund LP

Manchester, VT · Mar 11, 2011 → Apr 16, 2019 · 8 filings
  • Apr 16, 2019 · D/A · $25,562,187 sold of Indefinite · 12 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Aug 16, 2018 · D/A · $27,150,629 sold of Indefinite · 11 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 3, 2017 · D/A · $23,952,444 sold of Indefinite · 11 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 4, 2016 · D/A · $19,974,413 sold of Indefinite · 12 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 28, 2014 · D/A · $15,375,000 sold of Indefinite · 13 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 15, 2013 · D/A · $14,575,000 sold of Indefinite · 19 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 12, 2012 · D/A · $14,575,000 sold of Indefinite · 19 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 11, 2011 · D/A · $14,575,000 sold of Indefinite · 19 investors · min. $250,000 · role: Director (Manager of general partner of issuer) EDGAR ↗

Raised $27.2M from 19 investors as of the latest filing. John is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EM
Pooled Investment Fund · group: Equinox Venture

EQUINOX MULTI-STRATEGY FUND LP

Manchester, VT · Mar 18, 2011 → Apr 15, 2019 · 9 filings
  • Apr 15, 2019 · D/A · $73,340,826 sold of Indefinite · 98 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Aug 16, 2018 · D/A · $77,592,082 sold of Indefinite · 99 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 3, 2017 · D/A · $78,723,025 sold of Indefinite · 100 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 4, 2016 · D/A · $92,213,109 sold of Indefinite · 119 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2015 · D/A · $67,786,403 sold of Indefinite · 113 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 1, 2014 · D/A · $57,361,403 sold of Indefinite · 85 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 14, 2013 · D/A · $2,992,000 sold of Indefinite · 126 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 13, 2012 · D/A · $29,920,000 sold of Indefinite · 126 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2011 · D/A · $31,270,000 sold of Indefinite · 57 investors · min. $250,000 · role: Director (Manager of general partner of isser) EDGAR ↗

Raised $92.2M from 126 investors as of the latest filing. John is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EC
Pooled Investment Fund · group: Equinox Venture

EQUINOX CONSERVATIVE FUND LP

Manchester, VT · Mar 11, 2011 → Apr 15, 2019 · 9 filings
  • Apr 15, 2019 · D/A · $140,297,985 sold of Indefinite · 80 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Aug 16, 2018 · D/A · $136,749,441 sold of Indefinite · 78 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 3, 2017 · D/A · $123,944,247 sold of Indefinite · 70 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 4, 2016 · D/A · $111,684,383 sold of Indefinite · 72 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2015 · D/A · $32,391,388 sold of Indefinite · 95 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 28, 2014 · D/A · $32,141,388 sold of Indefinite · 93 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 15, 2013 · D/A · $27,651,388 sold of Indefinite · 93 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 13, 2012 · D/A · $15,911,388 sold of Indefinite · 93 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 11, 2011 · D/A · $6,791,001 sold of Indefinite · 80 investors · min. $250,000 · role: Director (Manager of general partner of isser) EDGAR ↗

Raised $140.3M from 95 investors as of the latest filing. John is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EA
Pooled Investment Fund · group: Equinox Venture

Equinox Asia Overlook Fund, L.P.

Manchester, VT · Mar 22, 2012 → Apr 15, 2019 · 8 filings
  • Apr 15, 2019 · D/A · $28,260,450 sold of Indefinite · 34 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Aug 16, 2018 · D/A · $40,608,852 sold of Indefinite · 34 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 3, 2017 · D/A · $25,126,378 sold of Indefinite · 25 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 4, 2016 · D/A · $24,412,811 sold of Indefinite · 24 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2015 · D/A · $17,427,000 sold of Indefinite · 25 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 28, 2014 · D/A · $17,150,000 sold of Indefinite · 24 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 14, 2013 · D/A · $13,350,000 sold of Indefinite · 14 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 22, 2012 · D · $12,150,000 sold of Indefinite · 10 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗

Raised $40.6M from 34 investors as of the latest filing. John is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EA
Pooled Investment Fund · group: Equinox Venture

EQUINOX ALTERNATIVE OFFSHORE FUND LP

Manchester, VT · Mar 18, 2011 → Apr 15, 2019 · 9 filings
  • Apr 15, 2019 · D/A · $35,660,038 sold of Indefinite · 28 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Aug 16, 2018 · D/A · $36,785,011 sold of Indefinite · 26 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 3, 2017 · D/A · $34,322,079 sold of Indefinite · 27 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 4, 2016 · D/A · $32,121,559 sold of Indefinite · 23 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2015 · D/A · $37,230,000 sold of Indefinite · 26 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 28, 2014 · D/A · $36,080,000 sold of Indefinite · 24 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 14, 2013 · D/A · $34,120,000 sold of Indefinite · 20 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 13, 2012 · D/A · $26,920,000 sold of Indefinite · 13 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2011 · D/A · $19,670,000 sold of Indefinite · 11 investors · min. $250,000 · role: Director (Manager of the general partner of the issuer) EDGAR ↗

Raised $37.2M from 28 investors as of the latest filing. John is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EA
Pooled Investment Fund · group: Equinox Venture

EQUINOX ALTERNATIVE FUND LP

Manchester, VT · Mar 18, 2011 → Apr 15, 2019 · 10 filings
  • Apr 15, 2019 · D/A · $60,764,270 sold of Indefinite · 72 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Aug 16, 2018 · D/A · $59,766,109 sold of Indefinite · 71 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 3, 2017 · D/A · $55,732,258 sold of Indefinite · 74 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 4, 2016 · D/A · $49,628,853 sold of Indefinite · 64 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 4, 2016 · D/A · $49,628,853 sold of Indefinite · 64 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 17, 2015 · D/A · $35,985,000 sold of Indefinite · 67 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 27, 2014 · D/A · $33,460,000 sold of Indefinite · 57 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 14, 2013 · D/A · $32,860,000 sold of Indefinite · 56 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 13, 2012 · D/A · $28,120,000 sold of Indefinite · 68 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2011 · D/A · $22,405,000 sold of Indefinite · 57 investors · min. $250,000 · role: Director (Manager of general partner of issuer) EDGAR ↗

Raised $60.8M from 74 investors as of the latest filing. John is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Pooled Investment Fund · group: Equinox Venture

Equinox Private Equity Fund II, L.P.

Manchester, VT · Mar 13, 2018 → Apr 12, 2019 · 2 filings
  • Apr 12, 2019 · D/A · $4,431,327 sold of Indefinite · 45 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 13, 2018 · D · $500,000 sold of Indefinite · 2 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗

Raised $4.43M from 45 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EV
Pooled Investment Fund · group: Equinox Venture

EQUINOX VENTURE CAPITAL FUND IV, L.P.

Manchester, VT · Mar 7, 2017
  • Mar 7, 2017 · D · $1,584,471 sold of Indefinite · 27 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗

Raised $1.58M from 27 investors as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EV
Pooled Investment Fund · group: Equinox Venture

EQUINOX VENTURE CAPITAL FUND III, L.P.

Manchester, VT · Apr 2, 2014 → Mar 3, 2017 · 3 filings
  • Mar 3, 2017 · D/A · $7,611,626 sold of Indefinite · 23 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 4, 2016 · D/A · $19,992,886 sold of Indefinite · 23 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 2, 2014 · D · $995,000 sold of Indefinite · 23 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗

Raised $20M from 23 investors as of the latest filing. John is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EV
Pooled Investment Fund · group: Equinox Venture

Equinox Venture Capital Fund II LP

Manchester, VT · Mar 18, 2011 → Mar 3, 2017 · 5 filings
  • Mar 3, 2017 · D/A · $20,854,989 sold of Indefinite · 9 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 4, 2016 · D/A · $18,205,167 sold of Indefinite · 9 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 15, 2013 · D/A · $14,225,000 sold of Indefinite · 10 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 12, 2012 · D/A · $14,175,000 sold of Indefinite · 9 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2011 · D/A · $14,225,000 sold of Indefinite · 10 investors · min. $250,000 · role: Director (Manager of general partner of issuer) EDGAR ↗

Raised $20.9M from 10 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EP
Pooled Investment Fund · group: Equinox Venture

EQUINOX PRIVATE EQUITY FUND LP

Manchester, VT · Mar 18, 2011 → Mar 3, 2017 · 5 filings
  • Mar 3, 2017 · D/A · $4,456,051 sold of Indefinite · 4 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 4, 2016 · D/A · $5,496,862 sold of Indefinite · 4 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 15, 2013 · D/A · $5,225,000 sold of Indefinite · 4 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 12, 2012 · D/A · $4,050,000 sold of Indefinite · 4 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2011 · D/A · $2,700,000 sold of Indefinite · 10 investors · min. $250,000 · role: Director (Manager of general partner of issuer) EDGAR ↗

Raised $5.5M from 10 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EV
Pooled Investment Fund · group: Equinox Venture

EQUINOX VENTURE CAPITAL FUND LP

Manchester, VT · Mar 18, 2011 → Mar 3, 2017 · 5 filings
  • Mar 3, 2017 · D/A · $16,483,537 sold of Indefinite · 6 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Apr 4, 2016 · D/A · $5,722,252 sold of Indefinite · 6 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 15, 2013 · D/A · $7,080,285 sold of Indefinite · 12 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 12, 2012 · D/A · $4,674,000 sold of Indefinite · 12 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2011 · D/A · $4,674,000 sold of Indefinite · 12 investors · min. $250,000 · role: Director (Manager of general partner of issuer) EDGAR ↗

Raised $16.5M from 12 investors as of the latest filing. John is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ER
Pooled Investment Fund · group: Equinox Venture

EQUINOX RESOURCES FUND LP

Manchester, VT · Mar 18, 2011 → Mar 16, 2015 · 4 filings
  • Mar 16, 2015 · D/A · $6,651,182 sold of Indefinite · 16 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 15, 2013 · D/A · $5,001,182 sold of Indefinite · 16 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 13, 2012 · D/A · $4,450,000 sold of Indefinite · 14 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2011 · D/A · $4,200,000 sold of Indefinite · 10 investors · min. $250,000 · role: Director (Manager of general partner of issuer) EDGAR ↗

Raised $6.65M from 16 investors as of the latest filing. John is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

EH
Pooled Investment Fund · group: Equinox Venture

Equinox Hedged Equities Fund LP

Manchester, VT · Mar 17, 2011 → Mar 12, 2012 · 2 filings
  • Mar 12, 2012 · D/A · $8,800,000 sold of Indefinite · 13 investors · min. $250,000 · role: Director (Manager of general partner of issuer) EDGAR ↗
  • Mar 17, 2011 · D/A · $8,800,000 sold of Indefinite · 13 investors · min. $250,000 · role: Director (Manager of general partner of issuer) EDGAR ↗

Raised $8.8M from 13 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

ES
Pooled Investment Fund · group: Equinox Venture

EQUINOX SPECIAL EQUITY FUND LP

Manchester, VT · Mar 18, 2011 → Mar 12, 2012 · 2 filings
  • Mar 12, 2012 · D/A · $8,700,000 sold of Indefinite · 14 investors · min. $250,000 · role: Director (Manager of general partner) EDGAR ↗
  • Mar 18, 2011 · D/A · $8,700,000 sold of Indefinite · 14 investors · min. $250,000 · role: Director (Manager of general partner of issuer) EDGAR ↗

Raised $8.7M from 14 investors as of the latest filing. John is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Swift — IL, 1 issuer, Feb 12, 2013 → Feb 12, 2013 · no shared issuer
  • John Swift — CO, 1 issuer, Mar 1, 2019 → Mar 1, 2019 · no shared issuer

People around John 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MC
Management entity

Manchester Capital Management, LLC

Director · 67 shared filings (14 issuers) · also on 2 other issuers

Manchester Capital Management, LLC is on 16 issuers in total — a repeat sponsor. Their page lists every one.

1M
Management entity

1. Manchester Capital Management, LLC

Director · 15 shared filings (10 issuers)

1. Manchester Capital Management, LLC is on 10 issuers in total — a repeat sponsor. Their page lists every one.

MC
Management entity

Manchester Capital M.

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Swift. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Swift

Director · 83 shared filings (16 issuers)

Peter Swift is on 16 issuers in total — a repeat sponsor. Their page lists every one.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Morgan Roberts

Director · 82 shared filings (16 issuers) · also on 3 other issuers

Morgan Roberts is on 19 issuers in total — a repeat sponsor. Their page lists every one.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Edward W. Cronin, Jr.

Executive Officer, Director · 81 shared filings (15 issuers)

Edward W. Cronin, Jr. is on 15 issuers in total — a repeat sponsor. Their page lists every one.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Bayard R. Kraft, III

Executive Officer · 76 shared filings (14 issuers) · also on 4 other issuers

Bayard R. Kraft, III is on 18 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Swenor

Executive Officer · 45 shared filings (14 issuers)

Scott Swenor is on 14 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Sweenor

Executive Officer, Director · 39 shared filings (12 issuers)

Scott Sweenor is on 12 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Beresford

Executive Officer, Director · 15 shared filings (8 issuers) · also on 1 other issuer

Andrew Beresford is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Murray Stoltz

Executive Officer, Director · 13 shared filings (9 issuers)

Murray Stoltz is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Murray Stolz

Executive Officer, Director · 10 shared filings (9 issuers)

Murray Stolz is on 9 issuers in total — a repeat sponsor. Their page lists every one.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Bayard Kraft, III

Executive Officer, Director · 4 shared filings (2 issuers)

Listed on the same filings as John Swift. Their page shows their other deals.

BI
No photo found yet (own website and image search run after this page is viewed)
Person

Bayard R. Kraft, IIII

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Swift. Their page shows their other deals.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Cronin, Jr.

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as John Swift. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Swfit

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Swift. Their page shows their other deals.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Bayard Capital Kraft, III

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Swift. Their page shows their other deals.

The team behind the deals

EV
Sponsor group

Equinox Venture

20 issuers · 102 filings · $467.6M reported sold · 2009–2025

One team, 20 deal companies. John Swift is listed on 16 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Swift.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 15 of the 16 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Equinox Water Fund LP, EQUINOX VENTURE CAPITAL FUND V, L.P., EQUINOX MULTI-STRATEGY FUND LP, EQUINOX ALTERNATIVE OFFSHORE FUND LP, EQUINOX ALTERNATIVE FUND LP, EQUINOX CONSERVATIVE FUND LP, Equinox Asia Overlook Fund, L.P., Equinox Private Equity Fund II, L.P., EQUINOX VENTURE CAPITAL FUND IV, L.P., EQUINOX PRIVATE EQUITY FUND LP, EQUINOX VENTURE CAPITAL FUND LP, Equinox Venture Capital Fund II LP, EQUINOX VENTURE CAPITAL FUND III, L.P., EQUINOX RESOURCES FUND LP, EQUINOX SPECIAL EQUITY FUND LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Swift by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 16 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Swift is listed on: none on file. No website or social profile named in EQUINOX MULTI-STRATEGY FUND LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #236,510 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Manchester, VT). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Vermont state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Vermont Secretary of State business search ↗OpenCorporates ↗

Change history

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