PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:21 AM ET

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John Stevens

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 19, 2010 → Jun 14, 2019

2deals (issuers)
$120.5Mreported sold
39investors
12Form D filings
2010–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Stevens is listed as an executive officer and director on 12 SEC Form D filings by 2 issuers between Apr 2010 and Jun 2019: Heartflow, Inc. (Redwood City, CA — biotechnology — 2010–2019; $104.7M reported sold to 29 investors) and ApniCure, Inc. (Redwood City, CA — industry reported as "Other" — 2016; $15.8M reported sold to 10 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 9 years. Across those companies the filings report $120.5M sold in total.

Listed alongside Charles A. Taylor (11 shared filings), Casey Tansey (10 shared filings), Christopher K. Zarins (9 shared filings), Barry Uphoff (8 shared filings), Philip M. Young (8 shared filings) and 22 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

1 of the issuers belongs to the sponsor group Heartflow (2 issuers, $115M reported sold, 2009–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Heartflow has 2 companies on file and $115M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 1 state regulator order, 21 bankruptcy cases matching the name listed in Key records below.

What this means 24 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for John Stevens and found 12 differences: 7 offerings have no amendment in the last 12 months and may still be open; John Stevens's role changed at Heartflow, Inc.: executive officer, director → director; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Stevens has not run yet — it is joining a line of 31,201 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

John Stevens v. Kia America, Inc. closed
District Court, C.D. California · No. 5:22-cv-01625 · Filed Sep 14, 2022 · Closed Mar 13, 2023 · Nature of suit: Other Statutory Actions · Cause: 28:1441 Notice of Removal - Account Receivable
Role of John Stevens: Plaintiff · Outcome: Terminated 2023-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
FDIC v. John S Stevens dismissed
District Court, C.D. California · No. 2:94-cv-07077 · Filed Oct 19, 1994 · Closed Sep 28, 1995 · Nature of suit: 190 Other contract actions
Role of John S Stevens: Defendant · Outcome: Terminated 1995-09-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Consent Order WI · Wisconsin Department of Financial Institutions, Division of Securities
Order date Jun 11, 2021 · Regulator: Wisconsin Department of Financial Institutions, Division of Securities · S-240800 (EX) · Parties (regulator's caption): John M. Stevens; Service Financial, LLC
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 11 people with this name in Form D filings; regulator in WI (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Stevens..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 21 closed (disposition not in docket feed)

John L. Stevens and Carrie L. Stevens closed
United States Bankruptcy Court, C.D. California · No. 8:16-bk-12335 · Filed Jun 2, 2016 · Closed Sep 20, 2016
Role of John L. Stevens and Carrie L. Stevens: Debtor · Outcome: Case closed 2016-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John Stevens and Susan Marie Stevens closed
United States Bankruptcy Court, C.D. California · No. 6:15-bk-17889 · Filed Aug 8, 2015 · Closed Nov 24, 2015
Role of John Stevens and Susan Marie Stevens: Debtor · Outcome: Case closed 2015-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John A Stevens closed
United States Bankruptcy Court, S.D. California · No. 14-08367 · Filed Oct 24, 2014 · Closed Apr 22, 2015
Role of John A Stevens: Debtor · Outcome: Case closed 2015-04-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John Stevens and Diane Stevens closed
United States Bankruptcy Court, C.D. California · No. 1:12-bk-20608 · Filed Dec 6, 2012 · Closed Mar 21, 2013
Role of John Stevens and Diane Stevens: Debtor · Outcome: Case closed 2013-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John Stevens closed
United States Bankruptcy Court, C.D. California · No. 9:12-bk-13823 · Filed Oct 15, 2012 · Closed Jan 22, 2013
Role of John Stevens: Debtor · Outcome: Case closed 2013-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John K. Stevens closed
United States Bankruptcy Court, N.D. California · No. 12-45284 · Filed Jun 21, 2012 · Closed Nov 6, 2012
Role of John K. Stevens: Debtor · Outcome: Case closed 2012-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John Stevens and Ruby Stevens closed
United States Bankruptcy Court, E.D. California · No. 12-11985 · Filed Mar 6, 2012 · Closed Jun 22, 2012
Role of John Stevens and Ruby Stevens: Debtor · Outcome: Case closed 2012-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John Stevens closed
United States Bankruptcy Court, C.D. California · No. 6:05-bk-21331 · Filed Oct 4, 2005 · Closed Feb 7, 2006
Role of John Stevens: Debtor · Outcome: Case closed 2006-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John F. Stevens closed
United States Bankruptcy Court, E.D. California · No. 03-24669 · Filed Apr 25, 2003 · Closed Aug 15, 2003
Role of John F. Stevens: Debtor · Outcome: Case closed 2003-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John M Stevens and Lauren L Stevens closed
United States Bankruptcy Court, C.D. California · No. 9:03-bk-10144 · Filed Jan 21, 2003 · Closed Jun 9, 2003
Role of John M Stevens and Lauren L Stevens: Debtor · Outcome: Case closed 2003-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John Stevens and Donna S. Stevens closed
United States Bankruptcy Court, E.D. California · No. 02-24706 · Filed Apr 25, 2002 · Closed Aug 13, 2002
Role of John Stevens and Donna S. Stevens: Debtor · Outcome: Case closed 2002-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John P Stevens closed
United States Bankruptcy Court, C.D. California · No. 1:00-bk-12194 · Filed Mar 3, 2000 · Closed Jun 19, 2000
Role of John P Stevens: Debtor · Outcome: Case closed 2000-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John Stevens and Diane Stevens closed
United States Bankruptcy Court, C.D. California · No. 1:98-bk-23142 · Filed Sep 22, 1998 · Closed Apr 30, 1999
Role of John Stevens and Diane Stevens: Debtor · Outcome: Case closed 1999-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John Stevens closed
United States Bankruptcy Court, C.D. California · No. 6:98-bk-12100 · Filed Feb 6, 1998 · Closed May 26, 1998
Role of John Stevens: Debtor · Outcome: Case closed 1998-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John D. Stevens and Zelda M. Stevens closed
United States Bankruptcy Court, S.D. California · No. 97-12091 · Filed Aug 18, 1997 · Closed Dec 24, 1997
Role of John D. Stevens and Zelda M. Stevens: Debtor · Outcome: Case closed 1997-12-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John A. Stevens and Patricia R. Daigle closed
United States Bankruptcy Court, S.D. California · No. 96-10519 · Filed Aug 2, 1996 · Closed Oct 6, 1998
Role of John A. Stevens and Patricia R. Daigle: Debtor · Outcome: Case closed 1998-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John Stevens and Vanessa Stevens closed
United States Bankruptcy Court, C.D. California · No. 1:96-bk-18843 · Filed Aug 2, 1996 · Closed Dec 20, 1996
Role of John Stevens and Vanessa Stevens: Debtor · Outcome: Case closed 1996-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John G. Stevens and Suegene Stevens closed
United States Bankruptcy Court, C.D. California · No. 8:95-bk-22556 · Filed Dec 8, 1995 · Closed Apr 8, 1996
Role of John G. Stevens and Suegene Stevens: Debtor · Outcome: Case closed 1996-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John Stevens and Vicky Stevens closed
United States Bankruptcy Court, E.D. California · No. 93-94321 · Filed Oct 21, 1993 · Closed Dec 29, 1998
Role of John Stevens and Vicky Stevens: Debtor · Outcome: Case closed 1998-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John R. Stevens closed
United States Bankruptcy Court, S.D. California · No. 92-03606 · Filed Mar 26, 1992 · Closed Nov 3, 1992
Role of John R. Stevens: Debtor · Outcome: Case closed 1992-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
John Stevens closed
United States Bankruptcy Court, C.D. California · No. 1:91-bk-78832 · Filed Jun 7, 1991 · Closed Sep 4, 1991
Role of John Stevens: Debtor · Outcome: Case closed 1991-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 517 federal dockets); 11 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for John Stevens (compared 12 filings on Oct 24, 2026)

Note · Apr 6, 2010 – Jun 14, 2019

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Heartflow, Inc. (latest filing Jun 14, 2019) · No amendment in the last 12 months on an offering that may still be open — Heartflow, Inc. (latest filing Dec 4, 2017) · No amendment in the last 12 months on an offering that may still be open — Heartflow, Inc. (latest filing May 20, 2016) · No amendment in the last 12 months on an offering that may still be open — ApniCure, Inc. (latest filing Mar 17, 2016) · No amendment in the last 12 months on an offering that may still be open — Heartflow, Inc. (latest filing Feb 27, 2014) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 14, 2019 ↗Heartflow, Inc. — PartnerFacts page ↗Form D · Dec 4, 2017 ↗Form D/A · May 20, 2016 ↗
Sources
Note · Dec 4, 2017 – Jun 14, 2019

John Stevens's role changed at Heartflow, Inc.: executive officer, director → director

The Dec 4, 2017 filing lists John Stevens as executive officer, director; the Jun 14, 2019 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Dec 4, 2017 ↗Form D · Jun 14, 2019 ↗John Stevens — PartnerFacts page ↗Heartflow, Inc. — PartnerFacts page ↗
Sources
Note · Feb 12, 2015 – May 20, 2016

Offering amount changed between filings — Heartflow, Inc.

The Feb 12, 2015 filing says $46,268,662 offered; the May 20, 2016 Form D/A says $110,881,528.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 12, 2015 ↗Form D/A (later) · May 20, 2016 ↗Heartflow, Inc. — PartnerFacts page ↗
Sources
Note · Feb 2, 2012 – Feb 27, 2014

Offering amount changed between filings — Heartflow, Inc.

The Feb 2, 2012 filing says $74,999,999 offered; the Feb 27, 2014 Form D/A says $106,699,880.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Feb 2, 2012 ↗Form D/A (later) · Feb 27, 2014 ↗Heartflow, Inc. — PartnerFacts page ↗
Sources
Note · Sep 1, 2010 – Feb 4, 2011

Offering amount changed between filings — Heartflow, Inc.

The Sep 1, 2010 filing says $20,116,026 offered; the Feb 4, 2011 Form D/A says $20,826,026.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 1, 2010 ↗Form D/A (later) · Feb 4, 2011 ↗Heartflow, Inc. — PartnerFacts page ↗
Sources
Note · Apr 19, 2010 – Feb 12, 2015

Industry group changed between filings — Heartflow, Inc.

"Other Health Care" (Apr 19, 2010 to Feb 27, 2014); then "Biotechnology" (Feb 12, 2015 to Jun 14, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 19, 2010 ↗Form D · Feb 12, 2015 ↗Heartflow, Inc. — PartnerFacts page ↗
Sources
Note · Jan 18, 2019 – Dec 14, 2023

Same name, different state: "John F Stevens" (CO or TX) is a separate record

This page covers filings where the address state is CA. A separate record, "John F Stevens" with address state CO or TX, is listed on 3 filings — most recently by TRP Minerals III LLC (Dec 14, 2023). Both records have filings in the same period (Jan 18, 2019 to Jun 14, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John F Stevens (CO,TX) — PartnerFacts page ↗Form D · Dec 14, 2023 ↗TRP Minerals III LLC — PartnerFacts page ↗John Stevens (CA) — this page ↗
Sources
Note · Jun 8, 2012 – Nov 18, 2016

Same name, different state: "John Michael Stevens" (WI) is a separate record

This page covers filings where the address state is CA. A separate record, "John Michael Stevens" with address state WI, is listed on 2 filings — most recently by Ryco Private Loan Fund, LP (Nov 18, 2016). Both records have filings in the same period (Jun 8, 2012 to Nov 18, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Michael Stevens (WI) — PartnerFacts page ↗Form D · Nov 18, 2016 ↗Ryco Private Loan Fund, LP — PartnerFacts page ↗John Stevens (CA) — this page ↗
Sources
Note · May 16, 2013 – May 15, 2014

Same name, different state: "John Stevens" (X0) is a separate record

This page covers filings where the address state is CA. A separate record, "John Stevens" with address state X0, is listed on 2 filings — most recently by THS Kingsway Fund (May 15, 2014). Both records have filings in the same period (May 16, 2013 to May 15, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Stevens (X0) — PartnerFacts page ↗Form D/A · May 15, 2014 ↗THS Kingsway Fund — PartnerFacts page ↗John Stevens (CA) — this page ↗
Sources
Note · Mar 6, 2012 – Jan 9, 2013

Same name, different state: "John Stevens" (A0) is a separate record

This page covers filings where the address state is CA. A separate record, "John Stevens" with address state A0, is listed on 2 filings — most recently by ENTREC Corp (Jan 9, 2013). Both records have filings in the same period (Mar 6, 2012 to Jan 9, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Stevens (A0) — PartnerFacts page ↗Form D · Jan 9, 2013 ↗ENTREC Corp — PartnerFacts page ↗John Stevens (CA) — this page ↗
Sources
Note · Apr 30, 2012

Same name, different state: "John Stevens" (A6) is a separate record

This page covers filings where the address state is CA. A separate record, "John Stevens" with address state A6, is listed on 1 filing — most recently by Wheels Group Inc. (Apr 30, 2012). Both records have filings in the same period (Apr 30, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Stevens (A6) — PartnerFacts page ↗Form D · Apr 30, 2012 ↗Wheels Group Inc. — PartnerFacts page ↗John Stevens (CA) — this page ↗
Sources
Note · Jun 14, 2010 – Sep 1, 2010

Address moved from Mountain View, CA to Redwood City, CA — Heartflow, Inc.

The people listed on the Jun 14, 2010 filing give Mountain View, CA; on the Sep 1, 2010 filing they give Redwood City, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 14, 2010 ↗Form D · Sep 1, 2010 ↗Heartflow, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 8 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 14, 2019 D
Heartflow, Inc.
File 021-341906
$0$0$0None listed on this filingEDGAR ↗
Dec 4, 2017 D
Heartflow, Inc.
File 021-299994
$0$0$0None listed on this filingEDGAR ↗
May 20, 2016 D/A
Heartflow, Inc.
File 021-233978
$0$0$0None listed on this filingEDGAR ↗
Mar 17, 2016 D
ApniCure, Inc.
File 021-259493
$0$0$0 (est.)None listed on this filingEDGAR ↗
Feb 27, 2014 D/A
Heartflow, Inc.
File 021-170970
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2011 D/A
Heartflow, Inc.
File 021-147201
$0$0$0None listed on this filingEDGAR ↗
Jun 14, 2010 D
Heartflow, Inc.
File 021-143404
$0$0$0None listed on this filingEDGAR ↗
Apr 19, 2010 D
Heartflow, Inc.
File 021-140793
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named John Stevens on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

H
Biotechnology · group: Heartflow

Heartflow, Inc.

Redwood City, CA · Apr 19, 2010 → Jun 14, 2019 · 11 filings
  • Jun 14, 2019 · D · $64,999,952 sold of $99,999,976 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 4, 2017 · D · $89,999,983 sold of $149,999,989 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 20, 2016 · D/A · $99,930,499 sold of $110,881,528 · 25 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 12, 2015 · D · $35,881,539 sold of $46,268,662 · 16 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 27, 2014 · D/A · $104,699,896 sold of $106,699,880 · 29 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 2, 2012 · D/A · $74,999,916 sold of $74,999,999 · 18 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 30, 2011 · D · $64,999,940 sold of $74,999,999 · 15 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 4, 2011 · D/A · $20,416,022 sold of $20,826,026 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 1, 2010 · D · $14,116,022 sold of $20,116,026 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 14, 2010 · D · $10,000,000 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 19, 2010 · D · $1,600,000 sold of $1,750,000 · 3 investors · min. $1 · role: Executive Officer, Director EDGAR ↗

Raised $104.7M from 29 investors (100% of the $100M target) as of the latest filing. John is listed as director, executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other

ApniCure, Inc.

Redwood City, CA · Mar 17, 2016
  • Mar 17, 2016 · D · $15,809,267 sold of $17,361,736 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.8M from 10 investors (91% of the $17.4M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (10)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John F Stevens — CO, TX, 3 issuers, Jan 18, 2019 → Dec 14, 2023 · no shared issuer
  • John Michael Stevens — WI, 2 issuers, Jun 8, 2012 → Nov 18, 2016 · no shared issuer
  • John Stevens — UT, 2 issuers, Jul 13, 2020 → May 26, 2021 · no shared issuer
  • John Stevens — Alberta, Canada (as filed: A0), 1 issuer, Mar 6, 2012 → Jan 9, 2013 · no shared issuer
  • John Stevens — Ontario, Canada (as filed: A6), 1 issuer, Apr 30, 2012 → Apr 30, 2012 · no shared issuer
  • John Stevens — United Kingdom (as filed: X0), 1 issuer, May 16, 2013 → May 15, 2014 · no shared issuer
  • John Stevens — British Columbia, Canada (as filed: A1), 1 issuer, Jul 20, 2020 → Jul 20, 2020 · no shared issuer
  • John Stevens — NY, 1 issuer, Oct 14, 2022 → Oct 14, 2022 · no shared issuer
  • John R Stevens II — CA, 1 issuer, Jan 4, 2018 → Jan 4, 2018 · no shared issuer
  • John H, Stevens — TX, 1 issuer, Dec 4, 2018 → Dec 4, 2018 · no shared issuer

People around John 27

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Charles A. Taylor

Director, Executive Officer · 11 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Stevens. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Casey Tansey

Director · 10 shared filings (2 issuers) · also on 24 other issuers

Casey Tansey is on 26 issuers in total — a repeat sponsor. Their page lists every one.

CZ
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher K. Zarins

Director, Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

BU
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Uphoff

Director · 8 shared filings (1 issuer) · also on 38 other issuers

Barry Uphoff is on 39 issuers in total — a repeat sponsor. Their page lists every one.

PY
No photo found yet (own website and image search run after this page is viewed)
Person

Philip M. Young

Director · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Stevens. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Lightcap

Director · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Stevens. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lonnie Smith

Director · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Stevens. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William Weldon

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Stevens. Their page shows their other deals.

HR
No photo found yet (own website and image search run after this page is viewed)
Person

H. Baird Radford, III

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Hawes

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

KW
No photo found yet (own website and image search run after this page is viewed)
Person

Kent Walker

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas C. Hawes

Director · 3 shared filings (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert D. Mitchell

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as John Stevens. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Eran Broshy

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

NH
No photo found yet (own website and image search run after this page is viewed)
Person

Nicky Espinosa Hayes

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David White

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

David White is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher K. Zarins, M.D.

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

PY
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Young

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as John Stevens. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jesse Du Bey

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Podmore

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Matthias Vaska

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Glen French

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael McCullough

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Daniel

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as John Stevens. Their page shows their other deals.

NE
No photo found yet (own website and image search run after this page is viewed)
Person

NOEMI C. ESPINOZA

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

NE
No photo found yet (own website and image search run after this page is viewed)
Person

Noemi C. Espinosa

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Stevens. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dana Mead

Executive Officer, Director · 1 shared filing (1 issuer) · also on 12 other issuers

Dana Mead is on 13 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

H
Sponsor group

Heartflow

2 issuers · 15 filings · $115M reported sold · 2009–2025

One team, 2 deal companies. John Stevens is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Stevens.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Stevens by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Stevens is listed on: none on file. No website or social profile named in ApniCure, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #289,533 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Redwood City, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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