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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:14 AM ET

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John Spivey

Named as an officer, director or promoter on SEC Form D filings · GA, Georgia (as filed: 2Q) · May 10, 2019 → Dec 7, 2022

4deals (issuers)
$41.6Mreported sold
98investors
5Form D filings
2019–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:44 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Spivey is listed as an executive officer on 5 SEC Form D filings by 4 issuers between May 2019 and Dec 2022: Lynx Opportunity Fund II, LP (Atlanta, GA — other real estate — 2020–2021; $36.7M reported sold to 86 investors), Lynx Opportunity Fund I, LP (Atlanta, GA — other real estate — 2019; $3.4M reported sold to 8 investors), Lynx Opportunity Fund III, LP (Atlanta, GA — other real estate — 2022; $1.25M reported sold to 3 investors) and Lynx Opportunity Fund III-B, LP (Atlanta, GA — other real estate — 2022; $250K reported sold to 1 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $41.6M sold in total.

Listed alongside Andrew Rosenberg (5 shared filings), Anna Browning (5 shared filings), Thomas Gunter (5 shared filings), Chris Galle (4 shared filings), Christopher Daniel Hathaway (4 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

All 4 issuers belong to the sponsor group Lynx (4 issuers, $41.6M reported sold, 2019–2022).

What this means A sponsor group is one team that sets up a new company for each deal. Lynx has 4 companies on file and $41.6M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 35 bankruptcy cases matching the name listed in Key records below.

What this means 35 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for John Spivey and found 7 differences, 1 worth asking the sponsor about: John Spivey appears on 4 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Spivey has not run yet — it is joining a line of 49,654 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:44 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Spivey..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

35 cases: 35 closed (disposition not in docket feed)

John Spivey closed
United States Bankruptcy Court, M.D. Alabama · No. 21-31288 · Filed Jul 30, 2021 · Closed Dec 1, 2021
Role of John Spivey: Debtor · Outcome: Case closed 2021-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
John Spivey closed
United States Bankruptcy Court, N.D. Illinois · No. 19-01250 · Filed Jan 16, 2019 · Closed Apr 19, 2019
Role of John Spivey: Debtor · Outcome: Case closed 2019-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
John C. Spivey and Sarah A. Spivey closed
United States Bankruptcy Court, N.D. Illinois · No. 17-82349 · Filed Oct 6, 2017 · Closed Jan 12, 2018
Role of John C. Spivey and Sarah A. Spivey: Debtor · Outcome: Case closed 2018-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
Leslie Spivey and John W Spivey closed
United States Bankruptcy Court, N.D. Mississippi · No. 17-10912 · Filed Mar 13, 2017 · Closed Jul 9, 2019
Role of John W Spivey: Debtor · Outcome: Case closed 2019-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)
John E. Spivey and Julie S. Spivey closed
United States Bankruptcy Court, W.D. Kentucky · No. 16-32807 · Filed Sep 15, 2016 · Closed Nov 4, 2021
Role of John E. Spivey and Julie S. Spivey: Debtor · Outcome: Case closed 2021-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
John A Spivey closed
United States Bankruptcy Court, S.D. Alabama · No. 16-01557 · Filed May 12, 2016 · Closed Aug 26, 2016
Role of John A Spivey: Debtor · Outcome: Case closed 2016-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
John N Spivey closed
United States Bankruptcy Court, M.D. Florida · No. 6:15-bk-09235 · Filed Oct 30, 2015 · Closed Oct 31, 2016
Role of John N Spivey: Debtor · Outcome: Case closed 2016-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John W Spivey and Leslie M Spivey closed
United States Bankruptcy Court, N.D. Mississippi · No. 13-14882 · Filed Nov 20, 2013 · Closed Apr 4, 2017
Role of John W Spivey and Leslie M Spivey: Debtor · Outcome: Case closed 2017-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)
John A. Spivey and Dawn M. Little closed
United States Bankruptcy Court, E.D. Michigan · No. 10-21304 · Filed Mar 31, 2010 · Closed Aug 25, 2010
Role of John A. Spivey and Dawn M. Little: Debtor · Outcome: Case closed 2010-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
John Spivey and Petri Spivey closed
United States Bankruptcy Court, N.D. Illinois · No. 08-12831 · Filed May 20, 2008 · Closed Aug 22, 2008
Role of John Spivey and Petri Spivey: Debtor · Outcome: Case closed 2008-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
John J. Spivey, Jr. and Arlene W. Spivey closed
United States Bankruptcy Court, N.D. Ohio · No. 08-41405 · Filed May 15, 2008 · Closed Sep 8, 2008
Role of John J. Spivey, Jr.: Debtor · Outcome: Case closed 2008-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
John H. Spivey closed
United States Bankruptcy Court, E.D. Michigan · No. 05-63581 · Filed Jul 26, 2005 · Closed Feb 15, 2006
Role of John H. Spivey: Debtor · Outcome: Case closed 2006-02-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
John E. Spivey closed
United States Bankruptcy Court, S.D. Georgia · No. 05-50613 · Filed Apr 25, 2005 · Closed May 29, 2009
Role of John E. Spivey: Debtor · Outcome: Case closed 2009-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (GA)
John R Spivey and Lori J Spivey closed
United States Bankruptcy Court, S.D. Illinois · No. 05-31366 · Filed Mar 31, 2005 · Closed Aug 29, 2005
Role of John R Spivey and Lori J Spivey: Debtor · Outcome: Case closed 2005-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
John C. Spivey closed
United States Bankruptcy Court, S.D. Georgia · No. 04-43295 · Filed Oct 29, 2004 · Closed Sep 28, 2006
Role of John C. Spivey: Debtor · Outcome: Case closed 2006-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (GA)
JOHN L. SPIVEY and TONYA N. SPIVEY closed
United States Bankruptcy Court, S.D. Mississippi · No. 03-51719 · Filed Apr 1, 2003 · Closed Sep 24, 2003
Role of JOHN L. SPIVEY and TONYA N. SPIVEY: Debtor · Outcome: Case closed 2003-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)
John G. Spivey closed
United States Bankruptcy Court, W.D. Michigan · No. 02-04688 · Filed Apr 22, 2002 · Closed Sep 27, 2002
Role of John G. Spivey: Debtor · Outcome: Case closed 2002-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
John A. Spivey closed
United States Bankruptcy Court, S.D. Alabama · No. 02-10146 · Filed Jan 10, 2002 · Closed May 2, 2007
Role of John A. Spivey: Debtor · Outcome: Case closed 2007-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
John Spivey closed
United States Bankruptcy Court, E.D. Missouri · No. 01-45019 · Filed May 2, 2001 · Closed Sep 24, 2001
Role of John Spivey: Debtor · Outcome: Case closed 2001-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in MO (not a filing state)
John F. Spivey closed
United States Bankruptcy Court, D. Maryland · No. 00-65232 · Filed Dec 5, 2000 · Closed Mar 20, 2001
Role of John F. Spivey: Debtor · Outcome: Case closed 2001-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)
John L. Spivey and Joan A. Spivey closed
United States Bankruptcy Court, D. New Jersey · No. 00-62058 · Filed Nov 28, 2000 · Closed Mar 9, 2001
Role of John L. Spivey and Joan A. Spivey: Debtor · Outcome: Case closed 2001-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
John H Spivey and Rosemary Spivey closed
United States Bankruptcy Court, S.D. Texas · No. 00-34275 · Filed May 3, 2000 · Closed Aug 4, 2000
Role of John H Spivey and Rosemary Spivey: Debtor · Outcome: Case closed 2000-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
John P. Spivey and Donna S. Spivey closed
United States Bankruptcy Court, N.D. Texas · No. 99-34101 · Filed Jun 3, 1999 · Closed Oct 14, 1999
Role of John P. Spivey and Donna S. Spivey: Debtor · Outcome: Case closed 1999-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
John B Spivey and Mary Jane Thompson closed
United States Bankruptcy Court, S.D. Ohio · No. 3:98-bk-34735 · Filed Aug 11, 1998 · Closed May 24, 2002
Role of John B Spivey and Mary Jane Thompson: Debtor · Outcome: Case closed 2002-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
John Spivey closed
United States Bankruptcy Court, E.D. Virginia · No. 97-21438 · Filed Feb 25, 1997 · Closed Jun 16, 1997
Role of John Spivey: Debtor · Outcome: Case closed 1997-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
John Spivey closed
United States Bankruptcy Court, E.D. Michigan · No. 96-54592 · Filed Oct 31, 1996 · Closed May 9, 1997
Role of John Spivey: Debtor · Outcome: Case closed 1997-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
John R. Spivey and Lori J. Spivey closed
United States Bankruptcy Court, S.D. Illinois · No. 95-31654 · Filed Aug 30, 1995 · Closed Dec 7, 1995
Role of John R. Spivey and Lori J. Spivey: Debtor · Outcome: Case closed 1995-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
John W. Spivey and Leslie Michelle Spivey closed
United States Bankruptcy Court, W.D. Tennessee · No. 94-31963 · Filed Nov 21, 1994 · Closed Feb 7, 1996
Role of John W. Spivey and Leslie Michelle Spivey: Debtor · Outcome: Case closed 1996-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
John W. Spivey closed
United States Bankruptcy Court, D. Maryland · No. 93-11655 · Filed Mar 24, 1993 · Closed Feb 8, 1994
Role of John W. Spivey: Debtor · Outcome: Case closed 1994-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)
John Spivey closed
United States Bankruptcy Court, N.D. Georgia · No. 92-63489 · Filed Feb 27, 1992 · Closed Dec 10, 1992
Role of John Spivey: Debtor · Outcome: Case closed 1992-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (GA)
JOHN J. SPIVEY closed
United States Bankruptcy Court, W.D. Oklahoma · No. 92-10712 · Filed Feb 4, 1992 · Closed May 13, 1992
Role of JOHN J. SPIVEY: Debtor · Outcome: Case closed 1992-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
John G. Spivey and Herstene Spivey closed
United States Bankruptcy Court, W.D. Michigan · No. 91-82081 · Filed Apr 12, 1991 · Closed Aug 27, 1991
Role of John G. Spivey and Herstene Spivey: Debtor · Outcome: Case closed 1991-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
John C. Spivey and Linda S. Spivey closed
United States Bankruptcy Court, M.D. North Carolina · No. 91-10843 · Filed Feb 19, 1991 · Closed Sep 25, 1991
Role of John C. Spivey and Linda S. Spivey: Debtor · Outcome: Case closed 1991-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)
JOHN T. SPIVEY and MARILYN SPIVEY closed
United States Bankruptcy Court, N.D. Florida · No. 88-04747 · Filed Oct 24, 1988 · Closed Jan 30, 1989
Role of JOHN T. SPIVEY and MARILYN SPIVEY: Debtor · Outcome: Case closed 1989-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John Spivey closed
United States Bankruptcy Court, N.D. Illinois · No. 87-04575 · Filed Mar 26, 1987 · Closed Mar 15, 1988
Role of John Spivey: Debtor · Outcome: Case closed 1988-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 56 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:44 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for John Spivey — 1 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · May 10, 2019 – Dec 7, 2022

John Spivey appears on 4 deals that stopped filing before reaching their target

Lynx Opportunity Fund III, LP (last filing Dec 7, 2022; $1,250,000 sold of $170,000,000); Lynx Opportunity Fund III-B, LP (last filing Dec 7, 2022; $250,000 sold of $30,000,000); Lynx Opportunity Fund II, LP (last filing Sep 2, 2021; $36,709,184 sold of $100,000,000); Lynx Opportunity Fund I, LP (last filing May 10, 2019; $3,400,000 sold of $50,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Lynx Opportunity Fund III, LP — PartnerFacts page ↗Lynx Opportunity Fund III-B, LP — PartnerFacts page ↗Lynx Opportunity Fund II, LP — PartnerFacts page ↗Lynx Opportunity Fund I, LP — PartnerFacts page ↗
Sources
Note · Nov 15, 2022 – Dec 7, 2022

Form D filed 22 days after the first sale — Lynx Opportunity Fund III-B, LP

The filing says the first sale was Nov 15, 2022. The Form D was filed Dec 7, 2022 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 7, 2022 ↗Lynx Opportunity Fund III-B, LP — PartnerFacts page ↗
Sources
Note · Nov 11, 2022 – Dec 7, 2022

Form D filed 26 days after the first sale — Lynx Opportunity Fund III, LP

The filing says the first sale was Nov 11, 2022. The Form D was filed Dec 7, 2022 — 26 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 11 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 7, 2022 ↗Lynx Opportunity Fund III, LP — PartnerFacts page ↗
Sources
Note · Apr 30, 2019 – Dec 7, 2022

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Lynx Opportunity Fund III-B, LP (latest filing Dec 7, 2022) · No amendment in the last 12 months on an offering that may still be open — Lynx Opportunity Fund III, LP (latest filing Dec 7, 2022) · No amendment in the last 12 months on an offering that may still be open — Lynx Opportunity Fund II, LP (latest filing Sep 2, 2021) · No amendment in the last 12 months on an offering that may still be open — Lynx Opportunity Fund I, LP (latest filing May 10, 2019)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Dec 7, 2022 ↗Lynx Opportunity Fund III-B, LP — PartnerFacts page ↗Form D · Dec 7, 2022 ↗Lynx Opportunity Fund III, LP — PartnerFacts page ↗
Sources
Note · Jun 5, 2015

Same name, different state: "JOHN M. SPIVEY" (LA) is a separate record

This page covers filings where the address state is GA or 2Q. A separate record, "JOHN M. SPIVEY" with address state LA, is listed on 1 filing — most recently by SPIVEY & COMPANY, INC. (Jun 5, 2015). The two records do not overlap in time: this page runs May 10, 2019 to Dec 7, 2022; the other has one filing dated Jun 5, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

JOHN M. SPIVEY (LA) — PartnerFacts page ↗Form D · Jun 5, 2015 ↗SPIVEY & COMPANY, INC. — PartnerFacts page ↗John Spivey (GA,2Q) — this page ↗
Sources
Note · Apr 2, 2009 – Jun 29, 2011

Same name, different state: "John M. Spivey" (MS) is a separate record

This page covers filings where the address state is GA or 2Q. A separate record, "John M. Spivey" with address state MS, is listed on 2 filings — most recently by Bladder Health Ventures, LLC (Jun 29, 2011). The two records do not overlap in time: this page runs May 10, 2019 to Dec 7, 2022; the other runs Apr 2, 2009 to Jun 29, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John M. Spivey (MS) — PartnerFacts page ↗Form D · Jun 29, 2011 ↗Bladder Health Ventures, LLC — PartnerFacts page ↗John Spivey (GA,2Q) — this page ↗
Sources
Note · May 10, 2019 – Dec 7, 2022

John Spivey is listed with 2 different address states: GA, 2Q

GA on 3 filings (May 10, 2019 to Dec 7, 2022); Georgia (as filed: 2Q) on 2 filings (Aug 19, 2020 to Sep 2, 2021).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · May 10, 2019 ↗Form D · Aug 19, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 7, 2022 D
Lynx Opportunity Fund III, LP
File 021-466781
$0$0$0None listed on this filingEDGAR ↗
Dec 7, 2022 D
Lynx Opportunity Fund III-B, LP
File 021-466784
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2021 D/A
Lynx Opportunity Fund II, LP
File 021-373595
$0$0$0None listed on this filingEDGAR ↗
May 10, 2019 D
Lynx Opportunity Fund I, LP
File 021-339300
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named John Spivey on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LO
Other Real Estate · group: Lynx

Lynx Opportunity Fund III-B, LP

Atlanta, GA · Dec 7, 2022
  • Dec 7, 2022 · D · $250,000 sold of $30,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $250K from 1 investor (1% of the $30M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LO
Other Real Estate · group: Lynx

Lynx Opportunity Fund III, LP

Atlanta, GA · Dec 7, 2022
  • Dec 7, 2022 · D · $1,250,000 sold of $170,000,000 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.25M from 3 investors (1% of the $170M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LO
Other Real Estate · group: Lynx

Lynx Opportunity Fund II, LP

Atlanta, GA · Aug 19, 2020 → Sep 2, 2021 · 2 filings
  • Sep 2, 2021 · D/A · $36,709,184 sold of $100,000,000 · 86 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 19, 2020 · D · $4,000,000 sold of $100,000,000 · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $36.7M from 86 investors (37% of the $100M target) as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LO
Other Real Estate · group: Lynx

Lynx Opportunity Fund I, LP

Atlanta, GA · May 10, 2019
  • May 10, 2019 · D · $3,400,000 sold of $50,000,000 · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3.4M from 8 investors (7% of the $50M target) as of the latest filing. John is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John M. Spivey — MS, 1 issuer, Apr 2, 2009 → Jun 29, 2011 · no shared issuer
  • JOHN M. SPIVEY — LA, 1 issuer, Jun 5, 2015 → Jun 5, 2015 · no shared issuer

People around John 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LC
Management entity

Lynx Capital, LLC

Director · 3 shared filings (3 issuers)

Listed on the same filings as John Spivey. Their page shows their other deals.

LC
Management entity

Lynx Capital GP II, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Spivey. Their page shows their other deals.

LC
Management entity

Lynx Capital, LLC

Director · 2 shared filings (1 issuer)

Listed on the same filings as John Spivey. Their page shows their other deals.

LC
Management entity

Lynx Capital GP I, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Spivey. Their page shows their other deals.

LC
Management entity

Lynx Capital GP III-B, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Spivey. Their page shows their other deals.

LC
Management entity

Lynx Capital GP III, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Spivey. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Rosenberg

Executive Officer, Director · 5 shared filings (4 issuers)

Listed on the same filings as John Spivey. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Gunter

Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as John Spivey. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anna Browning

Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as John Spivey. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Daniel Hathaway

Executive Officer, Director · 4 shared filings (3 issuers)

Listed on the same filings as John Spivey. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Chris Galle

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as John Spivey. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Hathaway

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Spivey. Their page shows their other deals.

The team behind the deals

L
Sponsor group

Lynx

4 issuers · 5 filings · $41.6M reported sold · 2019–2022

One team, 4 deal companies. John Spivey is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Spivey.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 4 of the 4 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Lynx Opportunity Fund III-B, LP, Lynx Opportunity Fund III, LP, Lynx Opportunity Fund II, LP, Lynx Opportunity Fund I, LP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Spivey by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Spivey is listed on: none on file. No website or social profile named in Lynx Opportunity Fund II, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #181,755 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Atlanta, GA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Georgia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Georgia Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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