John Spertus is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Feb 2011 and Jun 2019: Health Outcomes Sciences, Inc. (Phoenix, AZ — industry reported as "Other" — 2014–2019; $12.8M reported sold to 20 investors) and Health Outcomes Sciences, LLC (Los Angeles, CA — other health care — 2011; $3M reported sold to 11 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $15.7M sold in total.
Listed alongside Brian Burns (3 shared filings), James W. Spertus (3 shared filings), Michael Fiorito (2 shared filings), Ralph Brindis (2 shared filings), Charles McKay (1 shared filing) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
All 2 issuers belong to the sponsor group Health Outcomes Sciences (2 issuers, $4M reported sold, 2011–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Health Outcomes Sciences has 2 companies on file and $4M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for John Spertus and found 9 differences, 1 worth asking the sponsor about: Form D filed 384 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.