PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:50 AM ET

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John Small

Named as an officer, director or promoter on SEC Form D filings · Hong Kong (as filed: K3) · May 26, 2011 → May 26, 2011

1deal (issuers)
$17.3Mreported sold
33investors
1Form D filing
2011year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

John Small is listed as a director on 1 SEC Form D filing by 1 issuer in May 2011: Loyalty Alliance Enterprise Corp (Wanchai, Hong Kong (as filed: K3) — business services — 2011; $17.3M reported sold to 33 investors).

What this means One deal on file with the SEC, filed May 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Abraham Jou (1 shared filing), Charles Skibo (1 shared filing), David S.C. Wang (1 shared filing), Deborah Wang (1 shared filing), Frederick Sum (1 shared filing) and 4 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 51 bankruptcy cases matching the name listed in Key records below.

What this means 52 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for John Small and found 3 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "John Small" (PR) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for John Small has not run yet — it is joining a line of 61,993 names; searches run around the clock at the hosts' allowed rate. Searched so far: 726 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 judgment

SMALL, JOHN D. v. FEDERAL DEPOSIT INSURANCE judgment
District Court, N.D. Texas · No. · Filed Oct 6, 1988 · Closed Sep 12, 1989 · Nature of suit: 190 Other contract actions
Role of SMALL, JOHN D.: Plaintiff · Outcome: Terminated 1989-09-12 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Small..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

51 cases: 1 open, 50 closed (disposition not in docket feed)

John Small open
United States Bankruptcy Court, E.D. New York · No. 1-24-44042 · Filed Sep 26, 2024
Role of John Small: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NY (not a filing state)
John A Small closed
United States Bankruptcy Court, W.D. Kentucky · No. 20-32412 · Filed Sep 30, 2020 · Closed Jan 5, 2021
Role of John A Small: Debtor · Outcome: Case closed 2021-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in KY (not a filing state)
John C. Small closed
United States Bankruptcy Court, D. Maine · No. 21-20221 · Filed Dec 27, 2018 · Closed Dec 20, 2021
Role of John C. Small: Debtor · Outcome: Case closed 2021-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)
John R. Small, II closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 18-18163 · Filed Dec 12, 2018 · Closed Apr 12, 2019
Role of John R. Small, II: Debtor · Outcome: Case closed 2019-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
John Small and Monica Nicole Lewis closed
United States Bankruptcy Court, D. Colorado · No. 17-10839 · Filed Feb 3, 2017 · Closed Aug 19, 2019
Role of John Small and Monica Nicole Lewis: Debtor · Outcome: Case closed 2019-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in CO (not a filing state)
John J. Small and Theresa L. Small closed
United States Bankruptcy Court, D. Massachusetts · No. 14-13498 · Filed Jul 27, 2014 · Closed Nov 7, 2014
Role of John J. Small and Theresa L. Small: Debtor · Outcome: Case closed 2014-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in MA (not a filing state)
John W Small and Lynda Small closed
United States Bankruptcy Court, D. New Mexico · No. 13-13179 · Filed Sep 27, 2013 · Closed Apr 16, 2014
Role of John W Small and Lynda Small: Debtor · Outcome: Case closed 2014-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NM (not a filing state)
John H. Small closed
United States Bankruptcy Court, D. New Jersey · No. 12-33023 · Filed Sep 20, 2012 · Closed Feb 14, 2013
Role of John H. Small: Debtor · Outcome: Case closed 2013-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
John Small and Lynn Small closed
United States Bankruptcy Court, M.D. Florida · No. 8:11-bk-16567 · Filed Aug 31, 2011 · Closed Dec 6, 2011
Role of John Small and Lynn Small: Debtor · Outcome: Case closed 2011-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John P Small and Luanne Small closed
United States Bankruptcy Court, M.D. Florida · No. 3:10-bk-10322 · Filed Nov 29, 2010 · Closed Jul 7, 2011
Role of John P Small and Luanne Small: Debtor · Outcome: Case closed 2011-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John A Small closed
United States Bankruptcy Court, S.D. California · No. 10-15949 · Filed Sep 7, 2010 · Closed Dec 10, 2010
Role of John A Small: Debtor · Outcome: Case closed 2010-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John Small closed
United States Bankruptcy Court, E.D. Michigan · No. 10-45418 · Filed Feb 24, 2010 · Closed Jun 11, 2010
Role of John Small: Debtor · Outcome: Case closed 2010-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)
John A. Small and Anna M. Small closed
United States Bankruptcy Court, N.D. Texas · No. 09-36032 · Filed Sep 10, 2009 · Closed Dec 9, 2009
Role of John A. Small and Anna M. Small: Debtor · Outcome: Case closed 2009-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
John L. Small and Faye Elizabeth Small closed
United States Bankruptcy Court, W.D. Tennessee · No. 09-20059 · Filed Jan 5, 2009 · Closed Jan 26, 2015
Role of John L. Small and Faye Elizabeth Small: Debtor · Outcome: Case closed 2015-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
John A. Small, Jr. closed
United States Bankruptcy Court, M.D. Georgia · No. 08-71711 · Filed Oct 31, 2008 · Closed Oct 20, 2009
Role of John A. Small, Jr.: Debtor · Outcome: Case closed 2009-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
John Small closed
United States Bankruptcy Court, N.D. Georgia · No. 08-76775 · Filed Aug 28, 2008 · Closed Oct 20, 2008
Role of John Small: Debtor · Outcome: Case closed 2008-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
John A. Small and Katherine E. Small closed
United States Bankruptcy Court, D. New Hampshire · No. 07-11844 · Filed Aug 29, 2007 · Closed Jun 24, 2009
Role of John A. Small and Katherine E. Small: Debtor · Outcome: Case closed 2009-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NH (not a filing state)
John T. Small and Tawanna L. Small closed
United States Bankruptcy Court, S.D. Alabama · No. 07-12045 · Filed Jul 27, 2007 · Closed Dec 26, 2012
Role of John T. Small and Tawanna L. Small: Debtor · Outcome: Case closed 2012-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)
John J. Small closed
United States Bankruptcy Court, S.D. Ohio · No. 3:07-bk-31681 · Filed Apr 24, 2007 · Closed Oct 3, 2007
Role of John J. Small: Debtor · Outcome: Case closed 2007-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)
John L. Small, Sr. closed
United States Bankruptcy Court, S.D. Georgia · No. 06-10974 · Filed Jul 27, 2006 · Closed Apr 4, 2008
Role of John L. Small, Sr.: Debtor · Outcome: Case closed 2008-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
John C. Small and Vickie J. Small closed
United States Bankruptcy Court, W.D. Texas · No. 05-71033 · Filed Oct 14, 2005 · Closed Feb 9, 2006
Role of John C. Small and Vickie J. Small: Debtor · Outcome: Case closed 2006-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
John H. Small closed
United States Bankruptcy Court, D. Maine · No. 05-12732 · Filed Oct 11, 2005 · Closed Feb 13, 2006
Role of John H. Small: Debtor · Outcome: Case closed 2006-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)
John Small closed
United States Bankruptcy Court, M.D. Florida · No. 3:05-bk-09868 · Filed Sep 12, 2005 · Closed Apr 25, 2006
Role of John Small: Debtor · Outcome: Case closed 2006-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John A. Small closed
United States Bankruptcy Court, E.D. Virginia · No. 05-52199 · Filed Aug 22, 2005 · Closed Dec 12, 2005
Role of John A. Small: Debtor · Outcome: Case closed 2005-12-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
John Small closed
United States Bankruptcy Court, D. New Jersey · No. 04-32635 · Filed Jul 8, 2004 · Closed Apr 20, 2005
Role of John Small: Debtor · Outcome: Case closed 2005-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
John M Small and Lisa M Small closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 1:04-bk-02950 · Filed May 14, 2004 · Closed Aug 27, 2004
Role of John M Small and Lisa M Small: Debtor · Outcome: Case closed 2004-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in PA (not a filing state)
John Small and Rita Johnson Small closed
United States Bankruptcy Court, M.D. Florida · No. 8:03-bk-17666 · Filed Aug 26, 2003 · Closed Jan 31, 2005
Role of John Small and Rita Johnson Small: Debtor · Outcome: Case closed 2005-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John Small closed
United States Bankruptcy Court, N.D. Illinois · No. 03-18023 · Filed Apr 23, 2003 · Closed Sep 9, 2003
Role of John Small: Debtor · Outcome: Case closed 2003-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in IL (not a filing state)
John L. Small closed
United States Bankruptcy Court, E.D. Virginia · No. 03-32448 · Filed Mar 11, 2003 · Closed Jul 7, 2003
Role of John L. Small: Debtor · Outcome: Case closed 2003-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
John A Small and Cynthia A Small closed
United States Bankruptcy Court, W.D. Washington · No. 02-20505 · Filed Aug 29, 2002 · Closed Jan 14, 2003
Role of John A Small and Cynthia A Small: Debtor · Outcome: Case closed 2003-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
John A Small closed
United States Bankruptcy Court, W.D. Washington · No. 02-17234 · Filed Jun 13, 2002 · Closed Sep 26, 2002
Role of John A Small: Debtor · Outcome: Case closed 2002-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in WA (not a filing state)
John Small and Karen Lynn Small closed
United States Bankruptcy Court, S.D. West Virginia · No. 5:02-bk-50033 · Filed Jan 17, 2002 · Closed May 30, 2002
Role of John Small and Karen Lynn Small: Debtor · Outcome: Case closed 2002-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in WV (not a filing state)
John E. Small closed
United States Bankruptcy Court, E.D. Virginia · No. 01-37159 · Filed Nov 29, 2001 · Closed Mar 12, 2002
Role of John E. Small: Debtor · Outcome: Case closed 2002-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)
John A. Small and Dorothy C. Small closed
United States Bankruptcy Court, W.D. Tennessee · No. 01-25707 · Filed Apr 19, 2001 · Closed Aug 10, 2001
Role of John A. Small and Dorothy C. Small: Debtor · Outcome: Case closed 2001-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TN (not a filing state)
John K. Small and Tina G. Small closed
United States Bankruptcy Court, E.D. Oklahoma · No. 99-72494 · Filed Sep 14, 1999 · Closed Jan 19, 2000
Role of John K. Small and Tina G. Small: Debtor · Outcome: Case closed 2000-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in OK (not a filing state)
John P. Small closed
United States Bankruptcy Court, D. New Jersey · No. 99-39043 · Filed Aug 11, 1999 · Closed Dec 30, 1999
Role of John P. Small: Debtor · Outcome: Case closed 1999-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)
John H. Small closed
United States Bankruptcy Court, W.D. North Carolina · No. 99-31217 · Filed May 18, 1999 · Closed Sep 30, 1999
Role of John H. Small: Debtor · Outcome: Case closed 1999-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)
John Small and Lorene Small closed
United States Bankruptcy Court, E.D. Arkansas · No. 3:99-bk-30596 · Filed May 7, 1999 · Closed Aug 18, 1999
Role of John Small and Lorene Small: Debtor · Outcome: Case closed 1999-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in AR (not a filing state)
John Small and Vicki Small closed
United States Bankruptcy Court, N.D. California · No. 97-58738 · Filed Oct 15, 1997 · Closed Apr 21, 1998
Role of John Small and Vicki Small: Debtor · Outcome: Case closed 1998-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John Small and Vicki Small closed
United States Bankruptcy Court, N.D. California · No. 97-56258 · Filed Jul 25, 1997 · Closed Oct 6, 1997
Role of John Small and Vicki Small: Debtor · Outcome: Case closed 1997-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John F. Small and Deborah J. Small closed
United States Bankruptcy Court, S.D. California · No. 97-05771 · Filed Apr 18, 1997 · Closed Aug 22, 1997
Role of John F. Small and Deborah J. Small: Debtor · Outcome: Case closed 1997-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in CA (not a filing state)
John S Small and Carolyn W Small closed
United States Bankruptcy Court, E.D. North Carolina · No. 96-01471 · Filed Sep 3, 1996 · Closed Dec 20, 1996
Role of John S Small and Carolyn W Small: Debtor · Outcome: Case closed 1996-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)
John D Small closed
United States Bankruptcy Court, S.D. Texas · No. 96-42208 · Filed Mar 13, 1996 · Closed Jul 24, 1996
Role of John D Small: Debtor · Outcome: Case closed 1996-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in TX (not a filing state)
John Small and Marion B. Small closed
United States Bankruptcy Court, M.D. Florida · No. 8:95-bk-08720 · Filed Aug 28, 1995 · Closed Dec 7, 1995
Role of John Small and Marion B. Small: Debtor · Outcome: Case closed 1995-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John H. Small and Kathleen A. Small closed
United States Bankruptcy Court, D. Maine · No. 95-10505 · Filed Jul 6, 1995 · Closed Jun 21, 1996
Role of John H. Small and Kathleen A. Small: Debtor · Outcome: Case closed 1996-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)
John Small closed
United States Bankruptcy Court, S.D. Georgia · No. 95-40834 · Filed May 4, 1995 · Closed Sep 5, 1997
Role of John Small: Debtor · Outcome: Case closed 1997-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)
John M. Small closed
United States Bankruptcy Court, S.D. Florida. · No. 91-20397 · Filed Feb 11, 1991 · Closed Jun 25, 1991
Role of John M. Small: Debtor · Outcome: Case closed 1991-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in FL (not a filing state)
John L. Small and Gloria J. Small closed
United States Bankruptcy Court, W.D. Louisiana · No. 89-81407 · Filed Nov 14, 1989 · Closed Sep 26, 1990
Role of John L. Small and Gloria J. Small: Debtor · Outcome: Case closed 1990-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
John L. Small and Gloria J. Small closed
United States Bankruptcy Court, W.D. Louisiana · No. 89-80079 · Filed Jan 20, 1989 · Closed Nov 3, 1992
Role of John L. Small and Gloria J. Small: Debtor · Outcome: Case closed 1992-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
John L. Small and Gloria J. Small closed
United States Bankruptcy Court, W.D. Louisiana · No. 88-81334 · Filed Nov 7, 1988 · Closed Jan 23, 1989
Role of John L. Small and Gloria J. Small: Debtor · Outcome: Case closed 1989-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in LA (not a filing state)
John A. Small closed
United States Bankruptcy Court, D. Utah · No. 88-24713 · Filed Aug 15, 1988 · Closed Oct 1, 1990
Role of John A. Small: Debtor · Outcome: Case closed 1990-10-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 88 federal dockets); 3 people with this name in Form D filings; court in UT (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for John Small (compared 1 filing on Oct 24, 2026)

Note · May 12, 2011 – May 26, 2011

No amendment in the last 12 months on an offering that may still be open — Loyalty Alliance Enterprise Corp (latest filing May 26, 2011)

The latest filing for this offering is dated May 26, 2011 (first sale May 12, 2011). It reports $17,321,803 sold of $19,080,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 26, 2011 ↗Loyalty Alliance Enterprise Corp — PartnerFacts page ↗
Sources
Note · Jan 15, 2026 – May 1, 2026

Same name, different state: "John Small" (PR) is a separate record

This page covers filings where the address state is K3. A separate record, "John Small" with address state PR, is listed on 4 filings — most recently by Big Watt Digital LLC (May 1, 2026). The two records do not overlap in time: this page has one filing dated May 26, 2011; the other runs Jan 15, 2026 to May 1, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

John Small (PR) — PartnerFacts page ↗Form D/A · May 1, 2026 ↗Big Watt Digital LLC — PartnerFacts page ↗John Small (K3) — this page ↗
Sources
Note · May 22, 2009 – Aug 26, 2011

Same name, different state: "John Small" (NY or NJ or UT) is a separate record

This page covers filings where the address state is K3. A separate record, "John Small" with address state NY or NJ or UT, is listed on 12 filings — most recently by Infinia CORP (Nov 18, 2011). Both records have filings in the same period (May 26, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

John Small (NY,NJ,UT) — PartnerFacts page ↗Form D · Nov 18, 2011 ↗Infinia CORP — PartnerFacts page ↗John Small (K3) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 26, 2011 D
Loyalty Alliance Enterprise Corp
File 021-160363
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named John Small on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LA
Business Services

Loyalty Alliance Enterprise Corp

Wanchai, Hong Kong (as filed: K3) · May 26, 2011
  • May 26, 2011 · D · $17,321,803 sold of $19,080,000 · 33 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.3M from 33 investors (91% of the $19.1M target) as of the latest filing. John is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • John Small — NY, NJ, UT, 3 issuers, May 22, 2009 → Aug 26, 2011 · no shared issuer
  • John Small — Puerto Rico (as filed: PR), 1 issuer, Jan 15, 2026 → May 1, 2026 · no shared issuer

People around John 9

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Max Fang

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

XC
No photo found yet (own website and image search run after this page is viewed)
Person

Xinxiang Chen

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tsz For So

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Deborah Wang

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

AJ
No photo found yet (own website and image search run after this page is viewed)
Person

Abraham Jou

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

FS
No photo found yet (own website and image search run after this page is viewed)
Person

Frederick Sum

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Skibo

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Philip Pearson

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David S.C. Wang

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Small. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to John Small by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Small is listed on: none on file. No website or social profile named in Loyalty Alliance Enterprise Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #351,217 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Wanchai, K3). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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