John Simon is listed as a director on 6 SEC Form D filings by 1 issuer between Oct 2009 and Mar 2014: WIND POWER HOLDINGS INC (Barre, VT — other energy — 2009–2014; $12.7M reported sold to 44 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Alexander Ellis, III (6 shared filings), Marc Baker (6 shared filings), Richard Hokin (6 shared filings), Elliot J. Mark (5 shared filings), James Quinn (5 shared filings) and 8 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 6 public filings for John Simon and found 6 differences: John Simon appears on 1 deal that stopped filing before reaching its target; Same name, different state: "John Simon" (MA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.