John Simon is listed as a director on 2 SEC Form D filings by 1 issuer between Apr 2017 and Oct 2017: Nine Point Energy Holdings, Inc. (Denver, CO — oil and gas — 2017; $176.9M reported sold to 94 investors).
What this means One deal on file with the SEC, filed Oct 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Kyle Kettler (2 shared filings), Peter Hill (2 shared filings), Timothy D. Leuliette (2 shared filings), Ashley Garber (1 shared filing), Bryan Gunderson (1 shared filing) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for John Simon and found 7 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "John Simon" (MA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.